Sams v. Sorenson Concrete CA3

CourtCalifornia Court of Appeal
DecidedNovember 3, 2021
DocketC088905
StatusUnpublished

This text of Sams v. Sorenson Concrete CA3 (Sams v. Sorenson Concrete CA3) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sams v. Sorenson Concrete CA3, (Cal. Ct. App. 2021).

Opinion

Filed 11/3/21 Sams v. Sorenson Concrete CA3 NOT TO BE PUBLISHED California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA THIRD APPELLATE DISTRICT (Butte) ----

TRAVIS SAMS, C088905

Plaintiff and Appellant, (Super. Ct. No. 17CV02876)

v.

SORENSON CONCRETE, INC.,

Defendant and Respondent.

Travis Sams filed a wage and hour class action suit against his former employer, Sorenson Concrete, Inc. (Sorenson). In response to the suit, Sorenson entered into agreements with the majority of putative class members to release the claims alleged in the suit for monetary payments. After 13 months, Sams moved for class certification. The court denied certification in a one-paragraph ruling, reasoning that (1) Sams’ “claims are atypical of the proposed putative class because Plaintiff did not sign a release agreement, but the class members he seeks to represent did,” and (2) “there are credibility problems sufficient enough to reject the adequacy of Plaintiff acting as class representative.”

1 We agree with the trial court that Sams did not meet the typicality requirement of a class representative for the putative class members who signed releases. We also conclude that the trial court did not abuse its discretion in determining that Sams was not an adequate representative because he had “credibility problems,” given his criminal history and his inaccurate and incomplete deposition testimony on the subject. However, the court should have given Sams a reasonable opportunity to amend the complaint to add a class representative, subclass, or both. On that basis, the order of the court is reversed and the case remanded to the trial court for that limited purpose. FACTUAL AND PROCEDURAL BACKGROUND Sorenson is a construction company in Chico, California that specializes in concrete work. Sorenson employs about 30 people on its construction crews. Sams worked as a construction laborer for Sorenson from October 2016 to March 2017. On October 4, 2017, Sams filed a class action complaint against Sorenson alleging seven causes of action for violations of the Labor Code and one cause of action under Business and Professions Code section 17200. Sams alleged that Sorenson violated the Labor Code and related regulations and wage orders regarding: (1) overtime wages, (2) meal, rest and cool-down breaks, (3) termination wages, (4) work-related expenses, and (5) itemized wage statements. Sams’ Business and Professions Code section 17200 claim was predicated on the labor law violations and sought restitution and a permanent injunction. On November 8, 2018, Sams filed a motion for class certification. A supporting declaration from counsel stated that, excluding members of the Sorenson family, 95 current and former employees had been identified from payroll records produced by Sorenson. The declaration further stated that Sorenson had informed Sams of settlements with putative class members on February 6, 2018, and produced 37 settlement

2 agreements.1 Sams argued that the release agreements did not affect the certification analysis. On November 26, 2018, Sorenson filed an opposition to the motion. Sorenson argued, inter alia, that Sams was not an adequate class representative because his claims were atypical of class members who had signed settlement agreements, since he had not. Sorenson supported the opposition with a declaration from its president stating that Sorenson had entered into 81 agreements with former and current employees releasing all claims against Sorenson, including all claims alleged in Sams’ suit. The declaration attached 68 releases entered into from January 2018 to June 2018. The agreements provided for payments to the releasing employee ranging from $50 to $500. Sorenson also argued that Sams was not an adequate class representative because of his criminal history. Counsel for Sorenson submitted a declaration attaching an excerpt from Sams’ deposition, in which he testified about an arrest in Sacramento for a crime that led to his serving six months in jail. Sams could not recall how old he was at the time or the specific nature of the crime. Sams also testified that he was arrested and convicted for receiving stolen property. Sams explained that a person who had stolen a generator left it at his house. In reply, Sams argued that the release agreements did not prevent him from meeting the adequacy and typicality requirements of a class representative. Sams maintained that typicality only requires that the named plaintiff and class members share the same injury. Sams requested, however, that “[i]n the event the Court concludes that

1 California law permits an employer to obtain settlement agreements and releases from putative class members to resolve disputed compensation claims. (Chindarah v. Pick Up Stix, Inc. (2009) 171 Cal.App.4th 796, 802; Watkins v. Wachovia Corp. (2009) 172 Cal.App.4th 1576, 1592.)

3 Plaintiff is not adequate or typical because he has not signed a release, Plaintiff should be granted leave to amend the complaint to add a new representative.” In a declaration accompanying the reply, Sams provided details of his arrests and convictions. In 1999, Sams went to the home of his ex-wife and knocked down a man Sams found drinking with her. Sams pleaded guilty to false imprisonment by force and served 20 months. In 2011, Sams agreed to store a generator in his garage as favor to a friend, not knowing the generator was stolen. Sams pleaded guilty to receiving stolen goods and served a year. In 2010, Sams was charged with assault with a deadly weapon and battery causing serious bodily harm, stemming from a fight with a gang member neighbor beating his wife. The charges were dismissed when the neighbor told the prosecutor that he had been drunk and attacked Sams first.2 On December 7, 2018, the trial court issued a one-paragraph tentative ruling on Sams’ motion for class certification, stating in relevant part: “The Court finds that Plaintiff’s claims are atypical of the proposed putative class because Plaintiff did not sign a release agreement, but the class members he seeks to represent did. Essentially, Plaintiff’s position is adverse to those he seeks to represent. In addition, [t]he Court finds that there are credibility problems sufficient enough to reject the adequacy of Plaintiff acting as class representative. On those grounds, Plaintiff’s Motion for Class Certification is denied.” At a hearing on the same day, the court stated its concern with “the ability of Mr. Sams to represent a large number of people . . . who have entered into settlements and releases when he has not and to represent them when Sorenson asserts an affirmative

2 Sams also provided an online criminal record for “Travis Wayne Sams” obtained from Sacramento County Superior Court, which indicated that felony charges for assault with a deadly weapon (Pen. Code, § 245, subd. (a)(1)) and battery causing serious bodily injury (Pen. Code, § 243, subd. (d)) had been filed on June 2, 2010, and dismissed on June 21, 2010.

4 defense or a motion to dismiss based on those documents.” The court further commented, “[i]t would be hard to see an individual who had entered into a settlement and release suing the individual who had been released or the entity. The first thing they’d have to do is set aside the settlement and release before they could even start towards a class action. So I agree with [defense counsel] on that part. It would be rare, if not impossible.” Defense counsel represented that, since the opposition was filed, others had signed releases, rendering the number of non-signers less than 10.

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Sams v. Sorenson Concrete CA3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sams-v-sorenson-concrete-ca3-calctapp-2021.