24-615 Sampson v. Stony Brook University
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of The United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 4th day of March, two thousand twenty-five.
PRESENT: GERARD E. LYNCH, BETH ROBINSON, ALISON J. NATHAN, Circuit Judges. _________________________________________
ROBERT SAMPSON,
Plaintiff-Appellant,
v. No. 24-615
STONY BROOK UNIVERSITY, MAURIE MCINNIS, IN HER OFFICIAL CAPACITY AS PRESIDENT OF STONY BROOK UNIVERSITY,
Defendants-Appellees.
_________________________________________ FOR PLAINTIFF-APPELLANT: ANDREW J. DHUEY, Esq., Berkeley, CA (Bridget A. Clarke, Berkeley, CA; Mary C. Vargas, Michael Steven Stein, Stein & Vargas, LLP, Washington, D.C.; Charles Weiner, Law Office of Charles Weiner, Doylestown, PA, on the brief).
FOR DEFENDANTS-APPELLEES: JOSHUA N. COHEN, Assistant Solicitor General (Barbara D. Underwood, Solicitor General, Judith N. Vale, Deputy Solicitor General, on the brief) for Letitia James, Attorney General of the State of New York, New York, NY.
Appeal from an order of the United States District Court for the Eastern
District of New York (Azrack, Judge).
UPON DUE CONSIDERATION WHEREOF, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the order entered on February 7, 2024, is
AFFIRMED.
Plaintiff-Appellant Robert Sampson appeals the district court’s order
denying him an award of attorney’s fees in connection with his suit against
Defendants-Appellees Stony Brook University and its President (together, “Stony
Brook”) for violating the Americans with Disabilities Act (“ADA”) and the
Rehabilitation Act. We assume the parties’ familiarity with the underlying facts,
procedural history, and arguments on appeal, to which we refer only as necessary
to explain our decision to affirm.
2 In a separate action, Sampson, a medical student, sued non-party National
Board of Medical Examiners (“NBME”) after it denied him testing
accommodations in connection with a nationally administered test that he had to
pass in order to advance in his medical studies at Stony Brook. In this case against
Stony Brook, he alleged that Stony Brook violated the ADA and the Rehabilitation
Act by failing to accommodate his need for additional time to graduate so he could
secure the testing accommodations from NBME, take and pass the test, and then
complete his medical studies.
In the NBME litigation, the district court issued an injunction requiring
NBME to provide Sampson testing accommodations, which the Second Circuit
subsequently vacated based on a lack of irreparable harm because “Sampson’s
alleged inability to progress in medical school depend[ed] not only on the outcome
of [his] lawsuit [against NBME], but also on” whether he would be able to obtain
an extension of his graduation date from Stony Brook. Sampson v. National Board of
Medical Examiners, 2023 WL 3162129, at *1 (2d Cir. May 1, 2023). 1 Subsequently, in
the Stony Brook litigation, on May 3, 2023, the parties stipulated that Stony Brook
would give Sampson until August 12, 2024, to complete his medical education and
1In quotations from caselaw and the parties’ briefing, this summary order omits all internal quotation marks, footnotes, and citations, and accepts all alterations, unless otherwise noted.
3 that Sampson would not advance to phase three of his medical education until he
took and passed the exam in question. The parties’ agreement accordingly
established that Sampson would suffer irreparable harm if NBME did not provide
him testing accommodations, which would thereby permit the district court to re-
issue the injunction against NBME as the August 12, 2024 graduation date gave
Sampson time to complete the requirements for his medical degree if he passed
the imminent test. The stipulation, which expressly reserved the issue of
attorney’s fees, was memorialized in a court order.
Subsequently, Sampson moved for attorney’s fees. On February 7, 2024, the
court issued its decision denying Sampson’s request for fees. The district court
concluded that Sampson was not a prevailing party entitled to attorney’s fees or,
in the alternative, that special circumstances existed to warrant declining to
impose attorney’s fees.
By that time, Sampson had apparently passed the exam and was excelling
in his clinical rotations, and the parties had reached an impasse with respect to a
final settlement agreement. Concluding that Sampson had attained all the relief
he sought in the case, the court then dismissed the action as moot. Sampson
4 appeals, challenging the district court’s order denying his request for attorney’s
fees.
Under the ADA, the district court, “in its discretion, may allow the
prevailing party . . . a reasonable attorney’s fee . . . .” 42 U.S.C. § 12205. “[P]laintiffs
are only eligible for [attorney’s] fees if they achieve some material alteration of the
legal relationship between them and their adversaries, and that change bears a
judicial imprimatur.” Perez v. Westchester County Dep’t of Corrections, 587 F.3d 143,
149 (2d Cir. 2009) (emphasis omitted). Whether Sampson is a prevailing party is a
question of law that we review without deference to the district court’s reasoning.
Id.
The district court concluded that Sampson was not a prevailing party
because there was insufficient judicial imprimatur on the resolution of Sampson’s
claims. We agree that Sampson was not a prevailing party. Although he achieved
his goal in extending his graduation deadline enough to allow him to attain
accommodations from NBME, take and pass the test, and complete his medical
studies, we conclude on the specific facts of this case that he did not secure
enduring relief bearing sufficient judicial imprimatur to support his claim for fees.
5 “A defendant’s voluntary change in conduct, although perhaps
accomplishing what the plaintiff sought to achieve by the lawsuit, lacks the
necessary judicial imprimatur on the change.” Buckhannon Bd. and Care Home, Inc.
v. West Virginia Dep’t of Health and Human Resources, 532 U.S. 598, 605 (2001)
(emphasis omitted). “Rather, a plaintiff ‘prevails’ under the statute when a court
conclusively resolves a claim by granting enduring judicial relief on the merits that
materially alters the legal relationship between the parties.” Lackey v. Stinnie, 604
U.S. __, 2025 WL 594737, at *6 (2025) (interpreting 42 U.S.C. §
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24-615 Sampson v. Stony Brook University
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of The United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 4th day of March, two thousand twenty-five.
PRESENT: GERARD E. LYNCH, BETH ROBINSON, ALISON J. NATHAN, Circuit Judges. _________________________________________
ROBERT SAMPSON,
Plaintiff-Appellant,
v. No. 24-615
STONY BROOK UNIVERSITY, MAURIE MCINNIS, IN HER OFFICIAL CAPACITY AS PRESIDENT OF STONY BROOK UNIVERSITY,
Defendants-Appellees.
_________________________________________ FOR PLAINTIFF-APPELLANT: ANDREW J. DHUEY, Esq., Berkeley, CA (Bridget A. Clarke, Berkeley, CA; Mary C. Vargas, Michael Steven Stein, Stein & Vargas, LLP, Washington, D.C.; Charles Weiner, Law Office of Charles Weiner, Doylestown, PA, on the brief).
FOR DEFENDANTS-APPELLEES: JOSHUA N. COHEN, Assistant Solicitor General (Barbara D. Underwood, Solicitor General, Judith N. Vale, Deputy Solicitor General, on the brief) for Letitia James, Attorney General of the State of New York, New York, NY.
Appeal from an order of the United States District Court for the Eastern
District of New York (Azrack, Judge).
UPON DUE CONSIDERATION WHEREOF, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the order entered on February 7, 2024, is
AFFIRMED.
Plaintiff-Appellant Robert Sampson appeals the district court’s order
denying him an award of attorney’s fees in connection with his suit against
Defendants-Appellees Stony Brook University and its President (together, “Stony
Brook”) for violating the Americans with Disabilities Act (“ADA”) and the
Rehabilitation Act. We assume the parties’ familiarity with the underlying facts,
procedural history, and arguments on appeal, to which we refer only as necessary
to explain our decision to affirm.
2 In a separate action, Sampson, a medical student, sued non-party National
Board of Medical Examiners (“NBME”) after it denied him testing
accommodations in connection with a nationally administered test that he had to
pass in order to advance in his medical studies at Stony Brook. In this case against
Stony Brook, he alleged that Stony Brook violated the ADA and the Rehabilitation
Act by failing to accommodate his need for additional time to graduate so he could
secure the testing accommodations from NBME, take and pass the test, and then
complete his medical studies.
In the NBME litigation, the district court issued an injunction requiring
NBME to provide Sampson testing accommodations, which the Second Circuit
subsequently vacated based on a lack of irreparable harm because “Sampson’s
alleged inability to progress in medical school depend[ed] not only on the outcome
of [his] lawsuit [against NBME], but also on” whether he would be able to obtain
an extension of his graduation date from Stony Brook. Sampson v. National Board of
Medical Examiners, 2023 WL 3162129, at *1 (2d Cir. May 1, 2023). 1 Subsequently, in
the Stony Brook litigation, on May 3, 2023, the parties stipulated that Stony Brook
would give Sampson until August 12, 2024, to complete his medical education and
1In quotations from caselaw and the parties’ briefing, this summary order omits all internal quotation marks, footnotes, and citations, and accepts all alterations, unless otherwise noted.
3 that Sampson would not advance to phase three of his medical education until he
took and passed the exam in question. The parties’ agreement accordingly
established that Sampson would suffer irreparable harm if NBME did not provide
him testing accommodations, which would thereby permit the district court to re-
issue the injunction against NBME as the August 12, 2024 graduation date gave
Sampson time to complete the requirements for his medical degree if he passed
the imminent test. The stipulation, which expressly reserved the issue of
attorney’s fees, was memorialized in a court order.
Subsequently, Sampson moved for attorney’s fees. On February 7, 2024, the
court issued its decision denying Sampson’s request for fees. The district court
concluded that Sampson was not a prevailing party entitled to attorney’s fees or,
in the alternative, that special circumstances existed to warrant declining to
impose attorney’s fees.
By that time, Sampson had apparently passed the exam and was excelling
in his clinical rotations, and the parties had reached an impasse with respect to a
final settlement agreement. Concluding that Sampson had attained all the relief
he sought in the case, the court then dismissed the action as moot. Sampson
4 appeals, challenging the district court’s order denying his request for attorney’s
fees.
Under the ADA, the district court, “in its discretion, may allow the
prevailing party . . . a reasonable attorney’s fee . . . .” 42 U.S.C. § 12205. “[P]laintiffs
are only eligible for [attorney’s] fees if they achieve some material alteration of the
legal relationship between them and their adversaries, and that change bears a
judicial imprimatur.” Perez v. Westchester County Dep’t of Corrections, 587 F.3d 143,
149 (2d Cir. 2009) (emphasis omitted). Whether Sampson is a prevailing party is a
question of law that we review without deference to the district court’s reasoning.
Id.
The district court concluded that Sampson was not a prevailing party
because there was insufficient judicial imprimatur on the resolution of Sampson’s
claims. We agree that Sampson was not a prevailing party. Although he achieved
his goal in extending his graduation deadline enough to allow him to attain
accommodations from NBME, take and pass the test, and complete his medical
studies, we conclude on the specific facts of this case that he did not secure
enduring relief bearing sufficient judicial imprimatur to support his claim for fees.
5 “A defendant’s voluntary change in conduct, although perhaps
accomplishing what the plaintiff sought to achieve by the lawsuit, lacks the
necessary judicial imprimatur on the change.” Buckhannon Bd. and Care Home, Inc.
v. West Virginia Dep’t of Health and Human Resources, 532 U.S. 598, 605 (2001)
(emphasis omitted). “Rather, a plaintiff ‘prevails’ under the statute when a court
conclusively resolves a claim by granting enduring judicial relief on the merits that
materially alters the legal relationship between the parties.” Lackey v. Stinnie, 604
U.S. __, 2025 WL 594737, at *6 (2025) (interpreting 42 U.S.C. § 1988). “[T]he
enduring nature” of the change in the parties’ legal relationship “must itself be
judicially sanctioned.” Id.
Thus, a plaintiff who successfully secures interim relief in the form of a
preliminary injunction, and then ultimately achieves the desired result due to
extrinsic factors that moot the case, may not be a prevailing party. Id. at *5–7. On
the other hand, “settlement agreements enforced through a consent decree may
serve as the basis for an award of attorney’s fees.” Buckhannon, 532 U.S. at 604; see
also Lackey, 2025 WL 594737, at *8 (“So a consent decree is like a final judgment in
the relevant ways: It conclusively resolves the claim, bears a judicial imprimatur,
6 and may grant enduring relief that materially alters the legal relationship between
the parties.”).
While the stipulation between the parties here was memorialized in a court
order, that is not in itself sufficient to convert this agreement into the equivalent
of a consent decree enforceable by the court. Cf. Torres v. Walker, 356 F.3d 238, 243–
45 (2d Cir. 2004) (declining to treat a “so-ordered” stipulation of dismissal as the
equivalent of a judgment or consent decree for the purposes of the Prison
Litigation Reform Act fee cap because it “contained no obligations of the court that
were beyond the power of the parties to perform” and “nothing in the record”
indicated that the district court reviewed its terms); see also Perez, 587 F.3d at 151
n.6 (distinguishing the so-ordered stipulation in Torres as lacking sufficient judicial
imprimatur because it “neither retained jurisdiction to enforce the underlying
settlement[] nor incorporated the settlement[‘s] terms”). In fact, Stony Brook
explicitly rejected Sampson’s proposal to enter into a consent decree.
Nor was the stipulation incorporated into the order of dismissal. See
Buckhannon, 532 U.S. at 604 n.7 (“[F]ederal jurisdiction to enforce a private
contractual settlement will often be lacking unless the terms of the agreement are
incorporated into the order of dismissal.”). The district court dismissed Sampson’s
7 action as moot and did not retain jurisdiction to enforce the order approving the
parties’ stipulation. See Roberson v. Giuliani, 346 F.3d 75, 83 (2d Cir. 2003)
(concluding plaintiffs were prevailing party when dismissal order expressly
provided for the court’s retention of jurisdiction for enforcement purposes); Perez,
587 F.3d at 152 (concluding plaintiffs were prevailing party when dismissal order
“explicitly incorporate[d] the terms of [the] settlement [agreement]”).
Contrary to Sampson’s assertions that the district court judge here
“proposed, reviewed, revised, and approved” the terms of the stipulation,
Appellant’s Brief 37, the court was not significantly involved in crafting the
specifics of the agreement or passing judgment on the merits of the litigation. See
Perez, 587 F.3d at 152 (“[The district court judge] played an integral role in the
resolution of the suit, he advised the parties on how they should expect the law to
come out, he suggested appropriate settlement terms . . . .”). In updating the court
on the parties’ progress, counsel communicated the relevant terms of their
proposed agreement to the court during a status conference on December 9, 2022.
At most, the district court helped move the parties’ negotiations forward in a time-
sensitive context in which their agreement was essential to advancing Sampson’s
8 position in a parallel litigation. That involvement is not sufficient to impart an
enduring judicial imprimatur for purposes of attorney’s fees.
* * *
For these reasons, the district court’s order is AFFIRMED.
FOR THE COURT: Catherine O’Hagan Wolfe, Clerk of Court