Sammie J. Franklin, Jr. v. Charles Meredith, John G. Ralston, and Edward J. Keating

386 F.2d 958, 1967 U.S. App. LEXIS 4440
CourtCourt of Appeals for the Tenth Circuit
DecidedNovember 24, 1967
Docket9451
StatusPublished
Cited by45 cases

This text of 386 F.2d 958 (Sammie J. Franklin, Jr. v. Charles Meredith, John G. Ralston, and Edward J. Keating) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sammie J. Franklin, Jr. v. Charles Meredith, John G. Ralston, and Edward J. Keating, 386 F.2d 958, 1967 U.S. App. LEXIS 4440 (10th Cir. 1967).

Opinion

*959 HILL, Circuit Judge.

The appeal is from an order entered by the trial court in an action brought by appellant against appellees for the alleged violation of his civil rights under 42 U.S.C. § 1983 and § 1985(3). The order appealed from sustained the motion of the appellees to dismiss the action for failure to state a cause of action and by such dismissal denied an application, on behalf of appellant, to convene a three-judge court, pursuant to 28 U.S.C. § 2281, for the purpose of testing the constitutionality of a Colorado statute, § 39-8-4(5), C.R.S. 1963, under which appellant alleged he was being confined in the Colorado state penitentiary.

The pertinent facts leading up to the alleged deprivation of civil rights are undisputed and must be examined before we reach the legal issues presented. Appellant, in 1960, was charged by information in the State District Court in and for the City and County of Denver with the crimes of burglary, larceny, receiving stolen property and larceny by bailee. To these charges appellant entered a plea of not guilty by reason of insanity, was tried to a jury and found to be insane at the time of commission of crimes charged. Pursuant to a Colorado statute 1 appellant was then committed to the state mental hospital at Pueblo. Thereafter and pursuant to the same statute, appel-lee Keating, as a state district judge, held a hearing after certification by ap-pellee, Meredith, as superintendent of the state mental hospital, determined that appellant was no longer insane and placed him on probation for five years. About four months later Judge Keating revoked the probation and appellant was returned to the custody of Dr. Meredith, as hospital superintendent. Appellant was transferred to the state penitentiary at the direction of Dr. Meredith. About a year and a half later Judge Keating conducted another sanity hearing for appellant, found him to be insane and ordered him recommitted. An appeal from that order is now pending in the Colorado Supreme Court.

Appellant sought damages under 42 U.S.C. § 1983 and § 1985(3) against appellee Keating, who is a Colorado state district judge, appellee Meredith, who is Supervisor of the Colorado State Hospital, and appellee Ralston, who is a Staff Psychiatrist in the Colorado State Hospital. The district court granted the appellees’ motion to dismiss the complaint against them on the grounds that the complaint failed to state a claim. The basis of this decision was the court’s finding that all three of the defendants were protected by governmental immunity against such a suit for damages. For purposes of testing the validity of the district court’s actions the facts alleged by appellant in his complaint must be assumed true. 2 Essentially the allegations of the complaint are as follows: In May of 1964, thirty days after appellant was found to be sane, appellee Judge Keating placed him on a five year probation pursuant to § 39-8-4(5), C.R.S. 1963. In June of 1964, appellee Keating caused appellant to be arrested and entered an order recommitting him to the state hospital in Pueblo, Colorado. Appellee Keating, acting in conspiracy with the other appellees, contacted appellee Meredith, superintendent of the state hospital, and stated that he wanted appellant to be imprisoned in the state penitentiary. Appellee Meredith then had appellant transferred to the penitentiary. Appellee Ralston, who was a psychiatrist at the state hospital, believes that appellant is actually sane but he still refuses appellant’s request to ask appellee Meredith to transmit a letter to the committing court so that he might have a sanity hearing. All of the appellees are thus acting in conspiracy to deprive appellant of rights guaranteed him by the Fourteenth Amendment of the United States Constitution, and he is being confined in a penal institution among insane persons and felons, even though he has not been *960 convicted of any crime and is completely sane.

The district court first found Judge Keating shielded from liability by judicial immunity. This decision was made without the benefit of a recent Supreme Court decision, Pierson v. Ray, 386 U.S. 547, 87 S.Ct. 1213, 18 L.Ed.2d 288, but the district court’s opinion is in accord with the Supreme Court’s reasoning in Pierson.

The Supreme Court, in Pierson v. Ray, certainly put at rest any question as to the application of the common law doctrine of judicial immuity to damage suits brought under § 1983. In that case the Chief Justice said, “This immunity applies even when the judge is accused of acting maliciously and corruptly * * Also, the decision expressly applied the doctrine to actions brought under § 1983. This immunity is, however, limited to acts committed within the judicial jurisdiction of the judge. As the trial judge pointed out, Judge Keating had continuing jurisdiction under Colorado law 3 over both appellant and the subject matter involved. There can be no question under the allegations of the complaint and the surrounding facts but that the doctrine of judicial immunity is applicable to Judge Keating.

The trial judge also legally determined that Meredith and Ralston were clothed with governmental immunity in this suit because the acts complained of by the allegations of the complaint were discretionary in nature. These appellees, being state officials, the trial judge determined under Colorado law that such acts were discretionary. 4

The Supreme Court has not authoritatively spoken on the applicability of the doctrine of governmental immunity to actions brought under the Civil Rights Act against state officials nor has this court. The doctrine of governmental immunity, when applied to officials other than members of the judiciary, is not absolute but may be described as of a limited nature. 5 The limitation placed upon this immunity is that it covers only those acts which are discretionary in nature. 6 The Second Circuit, however, in a recent case, Jobson v. Henne, 2 Cir., 355 F.2d 129, held that not all subordinate state officials are entitled to even this limited immunity against actions brought under the Civil Rights Act. 7 We don’t believe that the Second Circuit was suggesting that governmental immunity does not apply in any respect to causes brought under the Civil Rights Act against state officials, 8 *961 merely that its application should be limited. They were apparently led to this result by reasoning that “[t]o hold all state officers immune from suit would largely frustrate the salutary purpose” of the Civil Rights Act. Id. at 133.

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Cite This Page — Counsel Stack

Bluebook (online)
386 F.2d 958, 1967 U.S. App. LEXIS 4440, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sammie-j-franklin-jr-v-charles-meredith-john-g-ralston-and-edward-j-ca10-1967.