Sacirbey v. Guccione

589 F.3d 52, 2009 U.S. App. LEXIS 26848, 2009 WL 4640628
Court of Appeals for the Second Circuit·Decided December 9, 2009·No. Docket 06-5137-pr (L), 07-0018-pr (con)·Published·Cited by 29 cases

Opinions

JOSÉ A. CABRANES, Circuit Judge:

In this appeal we consider whether an arrest warrant issued by a foreign court that no longer has jurisdiction over the accused, nor the power to enforce the warrant, can provide an adequate basis for the extradition of a United States citizen. This is a question of first impression-and the fact that this issue has not been previously decided should not be surprising. It is a rare circumstance where the very document that provides the basis for an extradition request turns out to have been issued by an entity that no longer has lawful authority over the matter. While the factual and procedural history of this case is extraordinary, our resolution of it requires only that we apply the plain meaning of the provisions of the relevant treaty. The treaty authorizes the extradition of an individual who has been “charged” with a crime and requires that an arrest warrant and supporting materials be provided in order to obtain that extradition. Because the arrest warrant at issue in this case was issued by a court that neither has jurisdiction over the matter nor authority to enforce the warrant, the requirement of the treaty that an individual be “charged” with an extraditable offense has not been satisfied. This defect falls within the narrow category of issues that is cognizable on habeas review of an extradition order; we therefore reverse the order of the District Court denying the petition for a writ of habeas corpus.

BACKGROUND

A. Factual Overview1

Muhamed Sacirbey, also known as Mu-hamed Saeirbegovic, was born in 1956 in Sarajevo, Yugoslavia. At that time, the Communist regime led by Josip Broz (Tito) controlled Yugoslavia, and Sacir-bey’s parents opposed Tito’s authoritarian government. For their dissenting political beliefs, Sacirbey’s parents were imprisoned for a time. In the 1960s, the Sacir-bey family fled Yugoslavia and immigrated to the United States, where they settled in Ohio. On April 27, 1973, at the age of sixteen, Sacirbey became a naturalized citizen of the United States. During the [55]*55years that followed, Sacirbey attended Tulane University on a football scholarship; he earned a bachelor’s degree and a degree in law at Tulane and a Master of Business Administration degree at Columbia University. After his admission to the Bar of the State of New York, Sacirbey worked as a lawyer for a New York law firm. In the 1980s, he left his law firm to work in the financial sector, first as a Vice President at Standard and Poor’s, the rating agency, and later as Vice President of an investment bank.

On April 5, 1992, the Republic of Bosnia and Herzegovinia (“Bosnia”) declared its independence from Yugoslavia. The United States officially recognized Bosnia’s independence two days later, and Bosnia was admitted to membership in the United Nations on May 22, 1992. Shortly thereafter, Bosnian President Alija Izetbegovic, a leader of the Muslim community of Bosnia, appointed Sacirbey to serve as Bosnia’s ambassador to the United Nations. Despite international recognition, Bosnian Serbs continued to oppose independence and, with the support of the government of Serbia — a neighboring province in the former Yugoslavia — launched a violent campaign to partition the country along ethnic lines. According to the United States Department of State, “[t]he conflict continued through most of 1995, and many atrocities were committed, including acts of genocide committed by members of the [Bosnian Serb armed forces] in and around Srebre-nica from July 12-22, 1995, where approximately 8,000 Bosnian Muslim men and boys were killed.” Bureau of European and Eurasian Affairs, U.S. Dep’t of State, Background Note: Bosnia and Herzegovina (2009), available at www.state.gov/r/pa/ei/bgn/2868.htm (last visited December 8, 2009). Sacirbey, appointed Bosnian Foreign Minister upon the assassination of his predecessor in 1995, represented Bosnia at peace talks held in 1995 outside of Dayton, Ohio.2 Those talks lead to the Dayton Peace Accords, which were formally signed on December 14, 1995 in Paris and which ended the war in Bosnia after more than three years and ensured Bosnia’s independence under the supervision of a High Representative selected by the United Nations Security Council. Id.

Sacirbey continued to represent Bosnia at the United Nations until 2000. During his eight-year tenure as Bosnia’s first United Nations ambassador, Sacirbey opened the Permanent Mission to the United Nations and the General Consulate of Bosnia in New York (the “U.N. Mission”), promoted the creation of the International Criminal Tribunal for the former Yugoslavia (the “ICTY”),3 and managed the legal team in an action against Yugoslavia for genocide in the International Court of Justice (“ICJ”).4 For much of this period, the finances of the U.N. Mission were in disarray. Sacirbey claims that he received no salary for his services and that he had to open the U.N. Mission [56]*56using his personal resources, including fees from his speaking engagements, and by soliciting contributions from sympathetic nations. As Saeirbey concedes, funds earmarked for one project were often spent on another, and personal bank accounts were used to house those funds. See J.A. 11-12 (Affidavit of Muhamed Sacirbey, Mar. 17, 2005, at ¶¶ 21-27).5

Saeirbey resigned from his ambassadorship and returned to private life in the United States in December 2000. After his resignation, Saeirbey claims to have learned that Bosnian Foreign Minister Zlatko Lagumdzija, a perceived political adversary of Saeirbey and allegedly a former official in the Communist Party, had launched an investigation of him. In early 2001, the Foreign Ministry requested that the Cantonal Prosecutors Office in Sarajevo 6 investigate alleged financial irregularities at the U.N. Mission during Sacirbey’s tenure. On April 11, 2001, the Cantonal Prosecutor submitted a Demand for Investigation to the Cantonal Court, alleging that Saeirbey had abused his office in violation of Bosnian law. Specifically, the prosecutor alleged that (1) Saeirbey had embezzled $610,982.46 and (2) there was a $1.8 million shortfall in an investment account over which Saeirbey had signature authority.7 See Sacirbey v. Guccione, No. 05 Cv. 2949, 2006 WL 2585561, *1, 2006 U.S. Dist. LEXIS 64577, at *4 (S.D.N.Y. Sept. 7, 2006) (“Saeirbey II”). In response to the prosecutor’s application, the Cantonal Court issued a Decision to Investigate Saeirbey on August 20, 2001, and later, on December 5, 2001, a Decision for Detention and an International Arrest Warrant for Saeirbey. Id. at **1-2, 2006 U.S. Dist. LEXIS 64577, at *5-6.

Bosnia sought the extradition of Sacir-bey in a formal request to the United States Department of Justice dated January 29, 2002. Bosnia’s request was made pursuant to an extradition treaty executed in 1902 by the United States and the Kingdom of Serbia (the “Treaty”),8 which provides, in part, that

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