Saalik M. Berberena v. State of Indiana

86 N.E.3d 199
CourtIndiana Court of Appeals
DecidedOctober 30, 2017
DocketCourt of Appeals Case 79A02-1705-CR-1137
StatusPublished
Cited by4 cases

This text of 86 N.E.3d 199 (Saalik M. Berberena v. State of Indiana) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Saalik M. Berberena v. State of Indiana, 86 N.E.3d 199 (Ind. Ct. App. 2017).

Opinion

Najam, Judge.

Statement of the Case

Saalik M. Berberena appeals his conviction, following a jury trial, for unlawful possession of a firearm by a serious violent felon, a Level 4 felony. Berberena raises one issue on appeal, namely, whether the trial court erred when it determined that an Illinois statute was substantially similar to an Indiana statute for purposes of the serious violent felon charge,

We reverse.

Pacts and Procedural History

On November 18, 2015, Kimberly Held and her son saw Berberena lying in their neighbor’s yard. Held rolled down the window of her car and asked if he was okay, but Berberena did not respond. Held’s son then got out of the car to check on him, but he still did not respond. Because it was a cold night and Berberena “just had on a hoodie” and because they were concerned for him, Held called 9-1-1. Tr. at 73.

Officers with the Lafayette Police Department responded to the report. Officer Michael Barthelemy arrived and observed Berberena lying in the yard. Officer Barthelemy believed- that Berberena was unconscious. When Officer Barthelemy approached Berberena, he noticed a handgun sticking out of Berberena’s waistband. After he had removed it, Officer Barthelemy identified the firearm as a black and silver Smith and Wesson semi-automatic pistol, which had been loaded with sixteen bullets. Officer Barthelemy secured the gun, and other officers on the scene placed Berbere-na in handcuffs. The officers conducted a portable breath test, which indicated that Berberena had consumed alcohol.

On November 20, the State charged Berberena with one count of unlawful possession of a firearm by a serious violent felon, a Level 4 felony; one count of carrying a handgun while having a prior felony conviction, as a Level 5 felony; one count of carrying a handgun without being licensed, as a Class A misdemeanor; and one count of public intoxication, a Class B misdemeanor. The trial court held a bifurcated trial on May 24, 2016. During the first phase of the trial, Berberena moved for a directed verdict on the public intoxication charge, which the trial court granted. At the close of the first phase of the trial, the jury found Berberena guilty of carrying a handgun without being licensed. The trial court entered judgment of conviction accordingly and proceeded tó the second phase of the trial the same day.

Prior to the start of the second phase of the trial, the State argued that Berbere-na had a prior conviction in Illinois for aggravated battery and that the- language in Illinois’ aggravated battery statute was substantially similar to Indiana’s aggravated battery statute, and the State sought to use that prior conviction as a basis for classifying Berberena as a serious violent felon for the charge of unlawful possession of a firearm by- a serious violent felon. Berberena contended that “there is some difference between the two” statutes and that the statutes are not substantially similar. Tr. at 125. The trial court concluded that the Illinois statute and the Indiana statute “are substantially similar in terms of the definition of aggravated battery for purposes of proceeding here today.” Id. at 126.

During the second phase of the trial,' the State introduced evidence of Berbere-na’s prior conviction for aggravated battery in Illinois. The jury found Berberena guilty of unlawful possession of a firearm by a serious violent felon and- carrying a handgun while having a prior felony conviction. The trial court entered judgment of conviction accordingly. On June 17, 2016, the trial court sentenced Berberena to ah executed sentence of ten-years in the Indiana Department of Correction for the conviction of unlawful possession of a firearm by a serious violent felon. 1 This appeal ensued.

Discussion and Decision

Berberena contends that the trial court erred when it concluded that his prior conviction in-Illinois for the offense of aggravated battery qualified him as a serious violent felon in Indiana. In order to convict Berberena of unlawful possession of a firearm by a serious violent felon, the State needed to prove that Berberena had been convicted of a serious violent felony in Indiana or in “any other jurisdiction in which the elements of the crime for which the conviction was entered are substantially similar to the elements of a serious violent felony” in Indiana. Ind. Code § 35-47-4-5(a)(l) (2015). The statute lists several offenses that qualify as serious violent felonies, including our own version of aggravated battery, I.C. § 35-47-4-5(b)(6); see also I.C. § 35-42-2-1.5 (aggravated battery). The trial court concluded that the Illinois statute for aggravated battery was substantially similar to the Indiana statute for aggravated battery.

Berberena contends that the Illinois aggravated battery statute, 720 Illinois Compiled Statutes 6/12—4(a) (West. 2010), is not substantially similar to Indiana’s aggravated battery statute, Indiana Code Section. 35-42-2-1.5, 2 Berberena’s argument on appeal requires us to interpret and apply Illinois law. “Our standard of review for questions of foreign,, law is de novo.” Hollingsworth v. State, 907 N.E.2d 1026, 1030 (Ind. Ct. App. 2009).

“[T]he elements of two statutes are ‘substantially similar’ if they have common core characteristics that are largely, but not identically, alike in degree or extent.” State v. Hancock, 65 N.E.3d 585, 587 (Ind. 2016). In evaluating those common core' characteristics, “elements may be considered substantially similar with respect to specific characteristics such as the underlying conduct sought to be regulated.” Id. However, “an out-of-state statute is not substantially similar to an Indiana statute where the out-of-state statute is broader than the Indiana, statute.” Id. at 589. That is, when an out-of-state statute captures more conduct .than the Indiana statute at issue, we cannot say that the two statutes are substantially similar. It is a fundamental principle that “people have a right to fair warning of the criminal penalties that may result. from their conduct.” Tyson v. State, 51 N.E.3d 88, 92 (Ind. 2016).

Illinois’ statute on aggravated battery at the time of Berberena’s Illinois offense provided that “[a] person who, in committing a battery, intentionally or knowingly causes great bodily harm, or permanent disability or disfigurement commits aggravated battery,” 720 Ill. Comp, Stat. Ann. 5/12-4(a) (West 2010). Aggravated battery in Indiana at the time of Berberena’s Indiana ■ offenses was defined as:

A person who knowingly or intentionally inflicts injury on a person that creates a substantial risk of-death or causes:
(1) serious permanent disfigurement';
(2) protracted loss or impairment of the function of a bodily member or organ; or . '

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Bluebook (online)
86 N.E.3d 199, Counsel Stack Legal Research, https://law.counselstack.com/opinion/saalik-m-berberena-v-state-of-indiana-indctapp-2017.