Ryan v. State

479 N.E.2d 517, 1985 Ind. LEXIS 875
CourtIndiana Supreme Court
DecidedJune 26, 1985
Docket1283S463
StatusPublished
Cited by10 cases

This text of 479 N.E.2d 517 (Ryan v. State) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ryan v. State, 479 N.E.2d 517, 1985 Ind. LEXIS 875 (Ind. 1985).

Opinion

DeBRULER, Justice.

The petitioner-appellant, Paul Ryan, is before this Court appealing from the denial of his petition for post-conviction relief. He was charged initially with rape, a Class B felony, Ind.Code § 85-42-4-1(a) (Burns 1985 Repl.) and criminal deviate conduct, a Class B felony, Ind.Code § 85-42-4-2(a) (Burns 1985 Repl). Pursuant to a plea bargain agreement he pleaded guilty to rape and was sentenced to the Indiana Department of Correction for a term of twenty years. The sole issue presented in this appeal from denial of post-conviction relief is whether the State violated the terms of the plea bargain agreement by permitting the victim's mother to address the court at appellant's sentencing hearing.

During plea negotiations, a letter dated October 29, 1980, was sent to appellant from the prosecutor. This letter constituted one plea offer which was made by the prosecutor but did not represent the final plea bargain agreement entered into by appellant and the prosecutor. In this plea offer the prosecutor informed appellant that she had discussed this case with the victim's family and they had indicated to her that they would prefer the court to determine sentencing rather than to recommend sentencing themselves. The final written plea bargain agreement included the following provisions:

(1) the State agreed to forgo prosecution of appellant on the charge of criminal deviate conduct;

(2) appellant agreed to plead guilty to rape at the time of sentencing;

(3) the State would make no recommendation as to the sentence to be imposed except that appellant should receive psychiatric treatment during his term of incarceration; and

(4) the plea bargain agreement embodied the entire agreement.

The plea bargain agreement was presented to the trial court in accordance with Ind.Code § 85-85-3-8 (Burns 1985 Repl). After appellant filed his request to enter a plea of guilty and the State filed the writ ten plea bargain agreement, the trial court made the necessary inquiries to determine whether appellant knowingly and voluntarily intended to waive the rights afforded to criminal defendants. The court examined appellant to determine both his understanding of the plea bargain agreement and whether a factual basis existed for the plea. After also advising appellant of the consequences of his plea, the trial court accepted the tendered plea.

At the guilty plea and sentencing hearing the State did not make any sentencing recommendation but did recommend psychiatric treatment as promised. The prosecutor also informed the trial court that the twelve year old victim's parents were present in the courtroom. The victim's mother was allowed to address the court. She freely censured appellant for the injury to her child and asked for the maximum penalty. Appellant did not make any objection at this time to this statement, and the judgment of conviction was then entered. The trial court imposed the sentence recommended by the probation officer in her presentence report.

At appellant's post-conviction relief hearing the following pertinent conclusions of law were made by the court:

"2. Victims of criminal offenses and their family members have an affirmative right to be present at sentencing and to make a statement to the Court, which may include a sentencing recommendation.
"8. Such statements by [crime] victims and witnesses constitute a non-binding recommendation to the Court and are not violative of the State's promise, pursuant *519 to a plea bargaining agreement, to make no recommendation as to sentencing.
"4. No recommendation was made by the State of Indiana in this case and the State complied with the terms of the written plea agreement. -
"5, 'The Petitioner's sentence was non-suspendable; the Court's decision to aggravate the sentence was based upon the Petitioner's prior criminal history and upon the tender age of the victim.
"6. The State had an obligation to call to the Court's attention that the victim's parents were present and wished to address the Court on the matter of sentencing.
"7. The sentence of the Court was in no way violative of the U.S. or Indiana Constitutions nor of any statutory restriction, and the Petitioner was not prejudiced by any matter concerning entry of the guilty plea or sentencing."

Appellant argues that the State breached its plea bargain agreement by permitting the victim's mother to address the court and ask the court to impose the maximum sentence. Appellant maintains that by so doing, the State failed to fulfill a term of the plea bargain agreement which was the inducement or consideration for his guilty plea. He argues that the State cannot indirectly call a witness to make a sentencing recommendation when the plea bargain agreement is premised upon assurances that the State will not make any sentencing recommendation. Appellant maintains that he entered his guilty plea based upon the plea bargain agreement which was premised on the prosecutor's representations that neither she nor the victim's family would make a sentencing recommendation to the trial court. Appellant seeks to have the presumptive sentence of ten years imposed, since this would render the breach of the plea bargain agreement harmless, or, alternatively, to withdraw his guilty plea.

An analysis of whether the promise made by the prosecutor, given in exchange for appellant's guilty plea, was breached commences with the rule stated in Santo-bello v. New York (1971), 404 U.S. 257, 262, 92 S.Ct. 495, 499, 30 L.Ed.2d 427, 433, which states: "[wihen a plea rests in any significant degree on a promise or agreement of the prosecutor, so that it can be said to be part of the inducement or consideration, such promise must be fulfilled." Promises which induce guilty pleas must be fulfilled in order to satisfy the voluntariness of the guilty plea standard. Brady v. United States (1970), 397 U.S. 742, 755, 90 S.Ct. 1463, 1472, 25 L.Ed.2d 747, 760. Therefore, failure of the prosecutor to adhere to any promise made which induces the guilty plea would constitute a breach of the plea bargain agreement with the result that the guilty plea loses its character as a voluntary act.

Appellant argues that the progecutor promised that neither the State nor the victim's family would make a sentencing recommendation to the trial court. The pertinent part of the plea bargain agreement recites that, "[the State will make no recommendation as to the sentence to be imposed on the defendant...." On the face of this statement there is no express promise by the State that the victim's mother would not make a sentencing recommendation to the court. While the prosecutor had informed appellant that the vie-tim's family preferred to have the trial court impose sentence without their recommendation, this information was conveyed to appellant during plea negotiations.

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Bluebook (online)
479 N.E.2d 517, 1985 Ind. LEXIS 875, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ryan-v-state-ind-1985.