Rush v. Butler Fair & Agricultural Ass'n

17 Pa. D. & C.2d 250, 1958 Pa. Dist. & Cnty. Dec. LEXIS 267
CourtPennsylvania Court of Common Pleas, Butler County
DecidedAugust 15, 1958
Docketno. 3
StatusPublished

This text of 17 Pa. D. & C.2d 250 (Rush v. Butler Fair & Agricultural Ass'n) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Butler County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rush v. Butler Fair & Agricultural Ass'n, 17 Pa. D. & C.2d 250, 1958 Pa. Dist. & Cnty. Dec. LEXIS 267 (Pa. Super. Ct. 1958).

Opinion

McKay, J.,

There is presently before the court a motion by plaintiffs asking the court to impose sanctions upon defendants under Pa. R. C. P. 4019(a) for failure to answer, or sufficiently answer, certain interrogatories filed by plaintiffs for the purpose of discovery.

The interrogatories are filed under rule 4005. In the answers and at the oral argument of the motion for sanctions defendants sought to excuse the failure to answer certain of the interrogatories on the ground that the matters inquired of were irrelevant, were not of substantial aid, that they were a matter of opinion and not the subject of interrogatories, or that they placed an undue burden and hardship upon defendants. No written objections were filed by defendants to the interrogatories.

The action is in equity. It was brought to impose a trust for the benefit of plaintiffs and other former shareholders of a dissolved business corporation known as the Butler Fair & Exposition upon the proceeds of a condemnation proceeding wherein the Butler School District paid $160,000 to the Butler Fair & Agricultural Association, a nonprofit corporation. The association was the successor to the assets of the exposition.

In their complaint plaintiffs allege, inter alia, that in 1945 the officers and directors of the exposition sold its assets to one of the directors, who later turned them over to the association, for an inadequate price and dissolved the corporation, and that these acts were done pursuant to the authorization of the stockholders at a meeting at which the renewal of a valuable lease for the premises where the fair was conducted was fraudulently concealed from the shareholders of the exposition. They also allege that the officers and directors of the exposition thereupon became the officers and directors of the association and that plaintiffs were not invited to become members of the association.

[252]*252A demurrer was filed to the complaint by defendants which was sustained on the ground that plaintiffs were guilty of laches, but this decision was reversed by the Supreme Court.1 An answer was filed by defendants, following which the interrogatories in question were filed and answered in part.

The principal contention of plaintiffs, one applicable to all of the interrogatories not answered, is that by failing to file written objections to the interrogatories within 10 days, as required by rule 4005(6), defendants have waived the right to assert any objections to the interrogatories at this stage of the proceeding.2

Rule 4005(6) reads:

“Within ten (10) days after service of interrogatories a party may file and serve written objections thereto. Answers to interrogatories to which objections are made shall be deferred until the objections are decided.”

Does the failure to file and serve written objections as provided by the above rule constitute a waiver of the right to challenge the propriety of the interrogatories in the answers to the interrogatories?

It is clear that such failure does not constitute a waiver of the objection that the interrogatories place an undue burden and hardship on defendants.3 Rule [253]*2534011 bars any discovery which would impose an undue burden and hardship on a party. It reads:

“No discovery . . . shall be permitted which . . . (b) causes unreasonable annoyance, embarrassment, expense, or oppression to the deponent of any person or party ... or, (e) would require the making of an unreasonable investigation by the deponent or any party or witness.”

The above language is clear and unconditional. It states that no discovery shall be permitted which involves the objections now raised by defendant. In the face of this language a court cannot permit, much less require, a discovery which the rule expressly prohibits.

A more difficult question is presented with respect to the other objections raised by defendants such as that the discovery sought is not relevant or of substantial aid, and the like, for these objections are not expressly forbidden by rule 4011 which purports to limit the scope of discovery. Nevertheless, the rule granting the right to submit written interrogatories to an adverse party at all necessarily, we think, limits that right to matters which are specified in the rule itself, including relevant matters. See rule 4005(c) which reads: “Interrogatories may relate to any matters which can be inquired into under Rule 4007,” etc. Pa. R. C. P. 4007 (a) provides:

“... Subject to the limitations provided by Rule 4011 the deponent may also be examined regarding any matter, not privileged, which is relevant to the subject matter involved in the action and will substantially aid in the preparation of the pleadings or the preparation or trial of the case.” (Italics supplied).

It is our opinion that inasmuch as the Procedural Rules specify certain matters which may be the subject of discovery by written interrogatories, the court is [254]*254powerless to permit, much less order, discovery of other matters. It is to be borne in mind that the present motion is that sanctions be imposed for failure to answer certain interrogatories. If, as defendants allege, the discovery sought to be elicited by the interrogatories are beyond the scope of the Procedural Rules,' it would not be appropriate for the court to order defendants to answer those interrogatories under penalty of sanctions.

In addition, it may be observed that the language of rule 4005 is permissive only. It provides that “a party may file and serve written objections” to the interrogatory. There is nothing in the rules that states or implies that the party must file them or be held to have waived them.

The authors of Goodrich-Amram Civil Practice, after analyzing the question of what matters are deemed waived by the failure to present them by objections, limit those matters to errors of form in the question and tardy filing of the interrogatories. See comment on rule 4005 (6)2 in that text. They also state in the same comment, page 80:

“It seems clear that, if the adversary fails to raise his objections to the conduct of the interrogatories preliminarily, he will have another opportunity to raise them through a refusal to answer offending questions. This would seem to be the limit of his privilege. He must then risk a contempt order under Rule 4019 if he is again ordered to answer.”

We adopt the above view and hold that the mere failure to file objections under rule 4005(6) does not constitute a waiver to raise questions of relevancy, substantial aid and the like, in the answers to the interrogatories themselves.

We recognize that the Federal courts have adhered to the opposite view in construing similar language [255]*255in the Federal rules.4 Nevertheless, in our opinion, the view which we have adopted is the proper one under the Pennsylvania rules.

A second contention of plaintiffs, also applicable to all the unanswered interrogatories, is that the answers to the interrogatories should have been signed and verified by all defendants. The interrogatories were propounded to defendant association and nine individual parties as officers and directors.

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Related

Rush v. Butler Fair & Agricultural Ass'n
391 Pa. 181 (Supreme Court of Pennsylvania, 1958)
Schwartz v. Howard Hosiery Co.
27 F. Supp. 443 (E.D. Pennsylvania, 1939)

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Bluebook (online)
17 Pa. D. & C.2d 250, 1958 Pa. Dist. & Cnty. Dec. LEXIS 267, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rush-v-butler-fair-agricultural-assn-pactcomplbutler-1958.