Ruiz v. Scott

Court of Appeals for the Fifth Circuit·Decided June 25, 1999·No. 98-20841·Published

Opinion

IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT

No. 98-20233

DAVID R. RUIZ; ET AL., Plaintiffs-Appellees,

UNITED STATES OF AMERICA, Intervenor Plaintiff-Appellee versus

GARY JOHNSON, Director, Texas Department of Criminal Justice, Institutional Division; ALLEN B. POLUNSKY; CAROLE S. YOUNG; JOHN R. WARD; JOHN DAVID FRANZ; NANCY PATTON; CAROL S. VANCE; PATRICIA DAY; ALFRED C. MORAN; ALFRED M. STRINGFELLOW,

Defendants-Appellants.

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No. 98-20841

DAVID R. RUIZ; ET AL., Plaintiffs-Appellees,

versus

UNITED STATES OF AMERICA, Intervenor Plaintiff-Appellant versus

GARY JOHNSON, ETC.; ET AL.,

Defendants.

Appeals from the United States District Court for the Southern District of Texas, Houston

June 25, 1999

Before JOLLY, WIENER, and PARKER, Circuit Judges. E. GRADY JOLLY, Circuit Judge:

This appeal arises from the efforts of Texas officials to terminate the federal consent orders that have in substantial part governed Texas prisons for almost twenty-five years. Today, we have before us two separate issues: first, mootness--whether an appeal of a district court order holding the automatic stay provision of the Prison Reform Litigation Act (“PLRA”), 18 U.S.C. § 3626(e)(2), unconstitutional has been rendered moot by a subsequent order of the district court addressing the merits of the state’s claim and, second, whether the district court erred in finding the automatic stay provision, § 3626(e), unconstitutional. The PLRA, among other things, was designed by Congress to address unduly burdensome injunctive judgments against prisons. The act effectively encourages state and local governments to seek termination of such judgments. When these cases come to the district court, § 3626(e) requires the court, if it does not rule

on a motion to terminate relief within thirty days, to issue an automatic stay of all court orders granting relief related to prison conditions. In the case at hand, the district court ruled that § 3626(e) is unconstitutional because such congressional involvement in specific court orders violated the Separation of Powers doctrine and the due process rights of the parties. Before we issued an opinion with respect to an appeal of this ruling, the district court ruled on the motion to terminate. We conclude that the district court’s subsequent ruling does not render the issue on appeal moot. Turning then to the merits of the appeal, we conclude that the district court erred in its interpretation of the statute and that, under the correct interpretation, § 3626(e) is constitutional.

I

This suit was originally brought in 1974 in the Southern District of Texas by plaintiff-appellants, a class of inmates confined in various institutions operated by the Texas Department of Corrections (the “prisoners”), challenging the constitutionality of the conditions of their confinement pursuant to 28 U.S.C. § 1983. After the district court found that the prison conditions violated the Eighth and Fourteenth Amendments, the parties submitted to the court a proposed final judgment that set forth the relief the prisoners were to be granted with regard to such issues as population limits, use of force, and the Prisoners’ access to the courts. Although the district court through interim orders and

consent decrees has exercised authority over Texas prisons for almost twenty-five years, it was not until 1992 that the district court entered an order approving the parties’ proposed final judgment.

In March 1996, the defendant-appellants--the Director of the Department of Criminal Justice and members of the Texas Board of Criminal Justice (“prison officials”)--filed a motion to vacate the 1992 Final Judgment pursuant to Fed. R. Civ. P. 60(b)(5). One month later, the President signed into law the Prison Litigation Reform Act (“PLRA” or the “Act”). 18 U.S.C. § 3626. The Act provides that a district court should not grant prospective relief--defined as “all relief other than compensatory money damages,” 18 U.S.C. § 3626(g)(7)--in a prison litigation case “unless the court finds that such relief is narrowly drawn, extends no further than necessary to correct the violation of the Federal right, and is the least intrusive means necessary to correct the violation of the Federal right.” 18 U.S.C. § 3626(a)(1)(A).

The Act similarly provides that a defendant is entitled to the immediate termination of any prospective relief that was ordered prior to the enactment of the PLRA “if the relief was approved or granted in the absence of a finding by the court that the relief” satisfies the PLRA’s new tripartite test, 18 U.S.C. § 3626(b)(2), unless the court makes written findings based on the record that prospective relief remains necessary and meets the Act’s requirements. 18 U.S.C. §3626(b)(3).

The PLRA, as originally enacted, further contained an automatic stay provision, which stated that “[a]ny prospective relief subject to a pending motion [for termination] shall be automatically stayed during the period . . . beginning on the 30th day after such motion is filed . . . and ending on the date the court enters a final order ruling on the motion.” 18 U.S.C. § 3626(e)(2), superseded by Pub. L. No. 105-119 § 123(b).

In September 1996, the defendants filed a supplemental motion to vacate the 1992 Final Judgment, in which they argued that the district court had not made the necessary findings under § 3626(b)(2) to sustain the prospective relief granted in the 1992 Final Judgment.1 The district court entered an order finding that it was impossible for the court to resolve the defendants’ motions within the 30-day period specified by § 3626(e), but that it would not stay the 1992 Final Judgment because the PLRA’s automatic stay provision was an unconstitutional violation of the Separation of Powers doctrine and due process of law. The district court also stated in the order that it would not rule on the motions to terminate until it had conducted an evidentiary hearing.

The prisons officials appealed the district court’s refusal to rule immediately on their motion to terminate relief, but did not appeal the district court’s ruling regarding the constitutionality

1 The district court approved the 1992 Final Judgment under the then proper standard, which is applicable to class actions generally.

of the PLRA’s then-existing automatic stay provision. In February 1997, the Prison officials filed for a writ of mandamus to order the district court to terminate the 1992 Final Judgment under § 3626(b)(2) without an evidentiary hearing, which was consolidated with its appeal. In August 1997, this court held that (1) it would not review the district court’s constitutional holding; (2) the remainder of the district court’s order was not appealable; and (3) the prison officials were not entitled to the immediate termination of the previously ordered prospective relief. Ruiz v. Scott, 124 F.3d 191 (5th Cir. 1997). The court did note, however, that, consistent with the PLRA, the district court should rule promptly on the officials’ termination motion.

In September 1997, the defendants then filed in the district court (1) a motion for a prompt ruling on their supplemental motion to vacate; and (2) a motion for a ruling on the motion for stay, asserting that the court’s earlier ruling was not made in response to a request for a stay. While the defendants’ motions were pending, Congress amended the stay provision of the PLRA to read as follows:

Procedure for motions affecting prospective relief.

(1) Generally. — The court shall promptly rule on any motion to modify or terminate prospective relief in a civil action with respect to prison conditions. Mandamus shall lie to remedy any failure to issue a prompt ruling on such a motion.

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