Ruhlmann v. Smith

323 F. Supp. 2d 356, 2004 WL 1459413
CourtDistrict Court, N.D. New York
DecidedJune 28, 2004
Docket1:99-cr-00213
StatusPublished
Cited by10 cases

This text of 323 F. Supp. 2d 356 (Ruhlmann v. Smith) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ruhlmann v. Smith, 323 F. Supp. 2d 356, 2004 WL 1459413 (N.D.N.Y. 2004).

Opinion

AMENDED MEMORANDUM-DECISION and ORDER 1

HURD, District Judge.

I. BACKGROUND

On October 27, 1999, plaintiff Robert Ruhlmann (“plaintiff’) filed an amended complaint against Ulster County Department of Social Services (“DSS”), Ulster County Department of Mental Health (“DMH”), Marshall Beckman (“Beckman”), Ernest Townsend (“Townsend”), Benedic *358 tine Hospital, Ruth McGregor (“McGre-gor”), Dr. Joel Ginsberg (“Ginsberg”), Dr. David Steres (“Steres”), Dr. Kevin Smith (“Smith”), and Dr. Diana Puglisi (“Pugli-si”), alleging: (1) as against all defendants, constitutional claims of false arrest and false imprisonment, pursuant to 42 U.S.C. § 1983, (2) as against DSS, disability discrimination in violation of the Americans With Disabilities Act and the New York Executive Law, (3) as against Benedictine Hospital, McGregor, Steres, Ginsberg, Smith and Puglisi, medical malpractice in violation of state common law, and (4) improper denial of access to and disclosure of clinical records, in violation of Mental Hygiene Law §§ 33.13, 33.16. (Docket No. 29.) With the exception of the disability discrimination claims, all the claims arose out of the involuntary pick-up — purportedly pursuant to Mental Hygiene Law § 9.45 — and subsequent confinement— purportedly pursuant to Mental Hygiene Law § 9.39 — of plaintiff in the mental health unit of Benedictine Hospital.

Pursuant to a Memorandum-Decision and Order dated November 26, 2002, plaintiffs disability discrimination claim under the ADA was dismissed with prejudice, but all other claims survived summary judgment. Ruhlmann v. Ulster County Dep’t of Soc. Servs., 234 F.Supp.2d 140 (N.D.N.Y.2002) (“Ruhlmann I”). Familiarity with that decision, which extensively outlines the factual contentions of this case, id. at 144-57, will be assumed.

In April 2003, plaintiff entered into stipulations of settlement and proposed dismissals with two sets of defendants. The first set was comprised of defendants DSS, DMH, Beckman, and Townsend (“the County defendants”), and the second set was comprised of defendants Benedictine Hospital, McGregor, Ginsberg, and Steres (“the Hospital defendants”). The agreements provided that the County defendants and the Hospital defendants would each pay plaintiff the sum of $100,000 in exchange for the dismissal of all claims against them. No similar agreement was entered into between plaintiff and defendants Smith and Puglisi.

By Order dated May 12, 2003, the parties were given until May 23, 2003, to submit any objections to the proposed dismissal of plaintiffs claims against the County defendants and/or the Hospital defendants. (Docket No. 131.) No such objections — neither by defendants Smith and Puglisi, nor by any other party — were received by the specified date. Accordingly, on May 30, 2003, the stipulations of settlement and proposed dismissals of plaintiffs claims against the County defendants and the Hospital defendants were accepted. (Docket No. 158.)

Jury selection commenced on March 23, 2004, for plaintiffs remaining claims — unconstitutional false arrest and false imprisonment asserted under § 1983, common law medical malpractice, and failure to give access to and improper disclosure of medical records — against Smith and Pugli-si. An eight-day jury trial followed. After the close of the evidence and prior to the jury being given its deliberation instructions, however, the temporal distinction between the false arrest claim — which involved events prior to and including the involuntary pick-up — and the false imprisonment claim — which involved the involuntary admission to and confinement in Benedictine Hospital — compelled the dismissal of the former against both Smith and Pu-glisi, since neither participated to any significant degree in the decision to issue the involuntary pick-up order. 2 The remain *359 ing claims of false imprisonment and medical malpractice were submitted to the jury.

On April 2, 2004, the jury was given instructions and a verdict form. On the verdict form were sixteen questions. The first eight questions related to the federal constitutional false imprisonment claims, and asked, inter alia, whether the jury unanimously agreed that Smith and Puglisi acted under color of state law. The next four questions related to the state medical malpractice claim, and asked, in sum, whether both Smith and Puglisi failed to act in conformity with the generally accepted standards in the medical community in admitting and confining plaintiff in Benedictine pursuant to Mental Hygiene Law § 9.39. The remaining questions, including a “Yes” or “No” question for each defendant as to whether plaintiff was entitled to punitive damages, concerned damages.

On April 5, 2004, the jury returned a verdict in favor of plaintiff on all claims against both Smith and Puglisi. It awarded plaintiff $1 million in compensatory damages, and answered in the affirmative that he was entitled to punitive damages against Smith, but in the negative as to the same against Puglisi. On April 27, 2004, after a one-day trial, the jury awarded plaintiff $75,000 in punitive damages against Smith.

On May 12, 2004, Smith and Puglisi moved, pursuant to Fed.R.Civ.P. 50(b), 50(c), and 59(a), for judgment as a matter of law, a new trial or a remittitur with respect to compensatory damages, and also asked that the $1 million compensatory damages award be offset by the $200,000 plaintiff received as a result of the settlements with the County defendants and the Hospital defendants. (Docket Nos. 204-06, 211.) Plaintiff opposed. (Docket Nos. 207-10.)

Oral argument was heard on June 11, 2004, in Utica, New York. Decision was reserved.

II. DISCUSSION

While the primary points of contention between the parties concern the amount of compensatory damages awarded by the jury, a brief mention of the jury’s findings with respect to liability is appropriate, as defendants have raised the same.

A. Liability

In motions made pursuant to Fed. R.Civ.P. 50, “the question is always whether, after drawing all reasonable inferences in favor of the non-moving party and making all credibility assessments in his favor, there is sufficient evidence to permit a rational juror to find in his favor.” Jocks v. Tavernier, 316 F.3d 128, 134 (2d Cir.2003). In other words, the motion will meet success “only if there is such a complete absence of evidence supporting the verdict [such] that the jury’s findings could only have been the result of sheer surmise and conjecture, or [there is] such an overwhelming amount of evidence in favor of the movant that reasonable and fair minded men could not arrive at a verdict against the moving party.” Yurman Design, Inc. v. PAJ, Inc.,

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Bluebook (online)
323 F. Supp. 2d 356, 2004 WL 1459413, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ruhlmann-v-smith-nynd-2004.