Ruffino v. United States
This text of 374 F. Supp. 3d 961 (Ruffino v. United States) is published on Counsel Stack Legal Research, covering District Court, E.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Kimberly J. Mueller, UNITED STATES DISTRICT JUDGE
*966Defendant, the United States, moves to dismiss plaintiff Gianfranco Ruffino's negligence claim. ECF No. 27. Defendant contends this court lacks subject matter jurisdiction based on the discretionary function exception of the Federal Tort Claims Act (FTCA). For the reasons set forth below, the court DENIES defendant's motion to dismiss in part and GRANTS it in part.
I. BACKGROUND
In November 2015, the United States Forest Service (USFS) was overseeing the execution of the 2015 El Dorado County Pile Burn Prescribed Fire Plan (the "Burn Plan"), which called for prescribed burns in portions of forest lands in and around South Lake Tahoe. Mot., ECF No. 27-1, at 112 . The Lake Tahoe Basin Management Unit (the "Basin") is one of the forests included in the Burn Plan.
To notify the public of the burn, USFS issued several notifications, including a press release and posts on various social media sites. Mot. at 13; Opp'n, ECF No. 28, at 6. Employees also placed three signs at the intersections of the entrances to the neighborhood nearest the location of the Meow 175 fire. Mot. at 14 (citing Washington Decl. ¶ 40; Scarborough Decl., Ex. 2 at 95:14-96:6; id. , Ex. 3 at 40:15-42:3); Opp'n at 6.
While on a retreat in South Lake Tahoe on November 14, 2015, plaintiff Gianfranco Ruffino went sledding in a recreation area across the street from his rental home. Mot. at 15. He suffered second- and third-degree burns when his sled stopped over the remains of Meow 175, which had been covered by a recent snowfall. Opp'n at 14. Plaintiff contends he never saw any of USFS's notifications warning of the burn. Opp'n at 13 (citing Ruffino Dep., ECF No. 28-18, at 45 :22-24).
Plaintiff brought the instant suit against the United States on November 11, 2016, bringing a single claim and alleging USFS negligently managed the prescribed burn at Meow 175. Compl., ECF No.1, ¶¶ 6-31. On May 18, 2018, the United States brought the pending motion to dismiss plaintiff's claim for lack of subject matter jurisdiction, alleging that USFS is protected by sovereign immunity under the discretionary function exception to the FTCA. Mot. at 5. Plaintiff opposes, arguing that USFS violated mandatory and specific policies in the Interagency Prescribed Fire Planning and Implementation Guide ("PMS 484") by failing to have a qualified employee oversee the Meow 175 burn and failing to perform a public safety risk assessment, and that USFS's failure to warn the public of a concealed hazard is not *967protected by the discretionary function exception to the FTCA. See generally Opp'n. Defendant filed a reply, ECF No. 29. Defendant also filed a Notice of Supplemental Authority on July 16, 2018, ECF No. 34 (citing Morales v. United States ,
II. LEGAL STANDARD
A. Dismissal for Lack of Subject Matter Jurisdiction
A Federal Rule of Civil Procedure 12(b)(1) jurisdictional attack may be facial or factual. White v. Lee ,
The nature of a court's review of a factual attack depends on whether the jurisdictional and merits issues intertwine. "Ordinarily, where a jurisdictional issue is separable from the merits of a case, the court may determine jurisdiction by the standards of a Rule 12(b)(1) motion to dismiss for lack of jurisdiction." Roberts v. Corrothers ,
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Kimberly J. Mueller, UNITED STATES DISTRICT JUDGE
*966Defendant, the United States, moves to dismiss plaintiff Gianfranco Ruffino's negligence claim. ECF No. 27. Defendant contends this court lacks subject matter jurisdiction based on the discretionary function exception of the Federal Tort Claims Act (FTCA). For the reasons set forth below, the court DENIES defendant's motion to dismiss in part and GRANTS it in part.
I. BACKGROUND
In November 2015, the United States Forest Service (USFS) was overseeing the execution of the 2015 El Dorado County Pile Burn Prescribed Fire Plan (the "Burn Plan"), which called for prescribed burns in portions of forest lands in and around South Lake Tahoe. Mot., ECF No. 27-1, at 112 . The Lake Tahoe Basin Management Unit (the "Basin") is one of the forests included in the Burn Plan.
To notify the public of the burn, USFS issued several notifications, including a press release and posts on various social media sites. Mot. at 13; Opp'n, ECF No. 28, at 6. Employees also placed three signs at the intersections of the entrances to the neighborhood nearest the location of the Meow 175 fire. Mot. at 14 (citing Washington Decl. ¶ 40; Scarborough Decl., Ex. 2 at 95:14-96:6; id. , Ex. 3 at 40:15-42:3); Opp'n at 6.
While on a retreat in South Lake Tahoe on November 14, 2015, plaintiff Gianfranco Ruffino went sledding in a recreation area across the street from his rental home. Mot. at 15. He suffered second- and third-degree burns when his sled stopped over the remains of Meow 175, which had been covered by a recent snowfall. Opp'n at 14. Plaintiff contends he never saw any of USFS's notifications warning of the burn. Opp'n at 13 (citing Ruffino Dep., ECF No. 28-18, at 45 :22-24).
Plaintiff brought the instant suit against the United States on November 11, 2016, bringing a single claim and alleging USFS negligently managed the prescribed burn at Meow 175. Compl., ECF No.1, ¶¶ 6-31. On May 18, 2018, the United States brought the pending motion to dismiss plaintiff's claim for lack of subject matter jurisdiction, alleging that USFS is protected by sovereign immunity under the discretionary function exception to the FTCA. Mot. at 5. Plaintiff opposes, arguing that USFS violated mandatory and specific policies in the Interagency Prescribed Fire Planning and Implementation Guide ("PMS 484") by failing to have a qualified employee oversee the Meow 175 burn and failing to perform a public safety risk assessment, and that USFS's failure to warn the public of a concealed hazard is not *967protected by the discretionary function exception to the FTCA. See generally Opp'n. Defendant filed a reply, ECF No. 29. Defendant also filed a Notice of Supplemental Authority on July 16, 2018, ECF No. 34 (citing Morales v. United States ,
II. LEGAL STANDARD
A. Dismissal for Lack of Subject Matter Jurisdiction
A Federal Rule of Civil Procedure 12(b)(1) jurisdictional attack may be facial or factual. White v. Lee ,
The nature of a court's review of a factual attack depends on whether the jurisdictional and merits issues intertwine. "Ordinarily, where a jurisdictional issue is separable from the merits of a case, the court may determine jurisdiction by the standards of a Rule 12(b)(1) motion to dismiss for lack of jurisdiction." Roberts v. Corrothers ,
Rule 12(b)(1)'s relatively expansive standards, however, are inappropriate where issues of jurisdiction and substance "intertwine." Roberts ,
In large part, the dispositive issues here involve jurisdictional facts that are not intertwined with the substance of plaintiff's case. Because the United States moves to dismiss based on the FTCA's "discretionary function" exception, the court looks to applicable statutes, regulations or policies to decide whether the United States retained discretion to act. Because determining whether the defendant had discretion to act is separate from determining how it in fact acted, the jurisdictional and substantive issues in this respect are not intertwined.
Accordingly, the court reviews all relevant evidence to resolve any factual disputes concerning the existence of jurisdiction, primarily related to proper construction of the text of official manuals. However, to the extent jurisdiction turns on whether a violation of a policy actually occurred, the jurisdictional and substantive facts are intertwined, and the court applies a summary judgment standard.
B. Sovereign Immunity and the FTCA
The United States may not be sued without its consent; if it does consent, the terms of its consent define the scope of the court's jurisdiction. United States v. Mitchell ,
The FTCA provides a limited waiver of sovereign immunity. United States v. Orleans ,
The FTCA contains several exceptions to the waiver of sovereign immunity. See
The Supreme Court prescribes a two-part test for determining if the discretionary function exception applies. See Gaubert ,
Second, if the action was discretionary, the court asks whether the challenged action is of the type Congress meant to protect, "i.e., whether the action involves a decision susceptible to social, economic, or political policy analysis." Whisnant ,
Courts apply the discretionary function exception while taking account of the statute's purpose. "[T]he FTCA was created by Congress with the intent to compensate individuals harmed by government negligence, and as a remedial statute, it should be construed liberally, and its exceptions should be read narrowly." Terbush ,
III. ANALYSIS
Plaintiff challenges three specific failures by USFS: (1) Failing to have a supervisory-level "burn boss" oversee the Meow 175 fire; (2) Failing to perform a public safety risk assessment before igniting the burns; and (3) Failing to provide additional warnings or protection from burn risks after snowfall concealed the burn piles. Opp'n at 4. The court applies the Supreme Court's two-step test, as outlined above, to each of these challenges below.
A. Supervisory-Level "Burn Boss"
Plaintiff argues that PMS 484, explained below, mandated USFS to have a "qualified burn boss supervising and monitoring Meow 175" and that "[t]he only qualified burn boss left for vacation the day the fires were started ...." Opp'n at 4 (citing Buckley Depo., ECF No. 28-11 at 38 :3-39:8). Defendant does not argue that the burn boss requirement in PMS 484 is specific and mandatory, but instead counters that there was, in fact, a qualified burn boss supervising Meow 175 during the relevant time period. Reply at 4 (citing Etheridge Dep., ECF No. 29-6, at 19 :11-20, 24:3-7, 46:8-12, 47:16-17, 50:22-51:8).
1. Governed by a Mandatory Statute, Policy or Regulation
As explained above, the court must first analyze whether the challenged conduct "involve[s] an element of judgment or choice." Gonzalez v. United States ,
a. PMS 484
PMS 484 is the Interagency Prescribed Fire Planning and Implementation Procedures Guide, published by the National Wildfire Coordinating Group, of which the Forest Service is a member,4 that "provides standardized procedures" and "unified direction and guidance for prescribed fire implementation and planning for the ... U.S. Department of Agriculture Forest Service (USFS)," and describes "what is minimally acceptable for prescribed fire planning and implementation." PMS 484, ECF No. 27-5, at 3, 7. The guide states, "[Member] [a]gencies may choose to provide more restrictive standards and policy direction, but must adhere to these minimums." Id. at 7. While "a few, isolated provisions cast in mandatory language do not transform an otherwise suggestive set of guidelines into binding agency regulations," Sabow v. United States ,
b. Burn Boss Requirement
The specific provision in PMS 484 relevant to the burn boss requirement reads as follows: "No less than the minimum implementation organization described in the approved Prescribed Fire Plan may be used for implementation.... The minimum supervisory position qualifications determined by prescribed fire complexity are identified in Table 1." PMS 484 at 10. Table 1 shows that "RXB3" is "required" for a "low complexity" fire.
The language in PMS 484 regarding the requirement of a level three burn boss for a low complexity fire is specific and mandatory. It lays out a precise minimum qualification level for a precise type of fire and states that a supervisor of at least a certain level of training is "required," and therefore mandatory. This directive does not leave room for discretion; in following these mandatory guidelines, a USFS employee has "no rightful option but to adhere to the directive." Terbush,
c. Relevance of the Burn Boss Requirement to Jurisdiction
The relevance of this mandatory and specific directive depends on a factual issue: whether or not the USFS violated the directive by failing to have a qualified burn boss supervise the Meow 175 fire. This factual issue is in dispute. The parties seem to agree that Mr. Soldavini was a qualified burn boss, that he supervised the burn during the first day, Reply at 4 (citing Soldavini Dep. at 87:13-20), and that he was not on site for the two days following the ignition date,
If plaintiff is correct that defendant violated the burn boss requirement, the PMS's directive is relevant to the government's alleged negligence, and the discretionary function exception to the FTCA does not apply. At the same time, the factual dispute reviewed here goes to the merits of plaintiff's negligence claims. Thus, the jurisdictional issue and the merits of the claims are "so intertwined that resolution of the jurisdictional question is dependent on factual issues going to the merits." Autery ,
2. Susceptible to Social, Economic, or Political Policy Analysis
The court need not proceed to the second step of the Supreme Court's test for the application of the discretionary function exception, because it has found that there is a mandatory and specific policy controlling the agency's decision-making with respect to the burn boss supervision of the Meow 175 fire.
B. Public Safety Assessment
Plaintiff also argues that PMS 484 requires the USFS to have conducted an analysis of safety risks to the public, and that USFS failed to do so. Opp'n at 6-9. PMS 484 states that a burn plan must contain a Complexity Analysis Summary (CAS) for each prescribed burn. Opp'n at 7; PMS 484 at 23 (listing "each individual element required as part of a complete prescribed fire ...," which includes Element Three, the Complexity Analysis Summary). As part of the CAS, the PMS 484 states that "[r]isks and uncertainties relating to prescribed fire activities must be understood, analyzed, communicated, and managed as they relate to the cost of either doing or not doing any activity ...."
Additionally, plaintiffs highlight language in Element Thirteen of the PMS 484 which states, "provisions for public and personnel safety must be described.... [The plan] must include safety hazards (including smoke exposure, smoke on roads, and other impacts) and measures taken to reduce those hazards." PMS 484 at 30. Defendant argues these provisions "are only general policies relating to consideration of public safety issues; they do not impose mandatory or specific requirements about any particular safety issue the Forest Service was required to consider." Reply at 5.
1. Element Three / Public Safety Analysis
The PMS 484 states: "Risks and uncertainties relating to prescribed fire activities must be understood, analyzed, communicated, and managed as they relate to the cost of either doing or not doing any activity ...." PMS 484 at 23.
a. Governed by a Mandatory Statute, Policy or Regulation
Though the CAS requirement includes some mandatory language, namely *973the word "must," "[t]he existence of some mandatory language does not eliminate discretion when the broader goals sought to be achieved necessarily involve an element of discretion." Miller ,
b. Susceptible to Social, Economic, or Political Policy Analysis
Next, the court analyzes whether the government's decision to "not conduct a risk analysis for the public" is susceptible to a policy analysis. At the second step of the discretionary function test, if the decision implicates the "design" of "a course of governmental action," it is generally protected under the exception, even where the implementation of that course of action is not. Whisnant ,
However, there is some authority for the argument that, even if the mandate was discretionary, the decision to completely ignore PMS 484's mandate to analyze public safety risks would not be a decision susceptible to policy analysis, and would therefore not be protected by the exception. See Childers ,
Therefore, defendant did not completely ignore the requirement, but rather analyzed the risks in a way plaintiff deems insufficient. Because such a decision is discretionary and implicates the design of the government's course of action with respect to the prescribed burn, it is the type of decision that is protected under the discretionary function exception. Whisnant ,
2. Element Thirteen
The PMS 484 also states: "[P]rovisions for public and personnel safety must be described.... [The plan] must include safety hazards (including smoke exposure, smoke on roads,5 and other impacts) and measures taken to reduce those hazards." PMS 484 at 30.
Element Thirteen is mandatory and specific insofar as it requires an employee to include in the burn plan some mention of provisions for public safety, safety hazards, and measures taken to reduce those hazards. Unlike Element Three, Element Thirteen does not leave the employee with discretion regarding "the specific means" by which an employee is to meet a certain goal; rather, it gives employees no choice but to write down ("describe," "include") specific items ("provisions for public and personnel safety," "safety hazards" and "measures taken to reduce those hazards") in the burn plan, presumably to further the agency's goal of "providing for firefighter and public safety" See PMS 484 at 7.
However, the mandatory aspect of Element Thirteen is irrelevant to the jurisdictional question, because, even applying a summary judgment standard, any mandate is satisfied in defendant's burn plan. See Autery ,
*975b. Susceptible to Social, Economic, or Political Policy Analysis
Here as well, the court need not proceed to the second step of the Supreme Court's test for the application of the discretionary function exception, because Element Thirteen's requirements, though specific and mandatory, were met by defendant and therefore do not support the exercise of jurisdiction.
C. Warnings After Snowfall
Finally, plaintiff argues that "USFS' failure to provide warnings of the concealed dangerous condition it created-burning piles buried under the snow-is not susceptible to a policy analysis and thus fails prong two of the discretionary function test." Opp'n at 18. Plaintiffs do not argue that the failure to provide warnings was subject to a mandatory and specific policy, so in this case the court proceeds to step two of the discretionary function test.
The Ninth Circuit "has acknowledged the 'weaving lines of precedent regarding what decisions are susceptible to social, economic, or political policy analysis,' particularly in cases in which the allegation of agency wrongdoing involves a failure to warn." Young v. United States ,
Regarding a failure to warn, the Ninth Circuit has generally held that decisions regarding how to warn the public of safety hazards are shielded by the discretionary function exception. See Valdez ,
*976Summers v. United States ,
As an initial matter, here, the analysis depends on whether the hazard at issue is the prescribed fire, for which the government did provide some warning, see Mot. at 13-14, or the prescribed fire blanketed by recent snowfall, for which plaintiffs argue there was no warning at all, Opp'n at 18-19. Plaintiffs point out that USFS's warnings identifying the prescribed fire "were all made under the assumption that the fires themselves would serve as warnings of the hazards. But, that situation changed when the fires were covered in snow. At that point, they were hidden dangers that only the USFS knew about."
However, unlike in Young , the government here has shown "some support in the record" to indicate that "the failure to provide signs resulted from a decision grounded in economic, social, or political policy." Young ,
[r]equiring personnel to return to each project site in patrol status to place additional signs or make other warnings after a snow storm ... would significantly reduce the time fire crews have available to actually conduct prescribed fires and would directly reduce the total number of prescribed fires [Basin] staff are able to complete each season.
Supp'l Washington Decl., ECF No. 29-1, ¶ 3. In other words, given the time constraints imposed by weather conditions and limited resources, the USFS decided not to post signs following a snowfall, after weighing the number of prescribed fires against public safety risks. Therefore, the decision is protected by the discretionary function exception to the FTCA. See Morales ,
IV. CONCLUSION
For the reasons set forth above, the court DENIES defendant's motion to dismiss plaintiff's negligence claim insofar as that claim arises from USFS's alleged failure to ensure an appropriate burn boss supervised the Meow 175 fire. The motion is GRANTED with respect to all other grounds for plaintiff's negligence claim.
IT IS SO ORDERED.
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