Ruffing v. Union Carbide Corp.

186 Misc. 2d 679
CourtNew York Supreme Court
DecidedDecember 18, 2000
StatusPublished

This text of 186 Misc. 2d 679 (Ruffing v. Union Carbide Corp.) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ruffing v. Union Carbide Corp., 186 Misc. 2d 679 (N.Y. Super. Ct. 2000).

Opinion

OPINION OF THE COURT

John P. DiBlasi, J.

In what appears to be a matter of first impression, this court is asked to determine whether defenses asserting the comparative fault of parents of a child born with severe birth defects should be dismissed because they are barred as being founded upon claims of “negligent supervision” on the parts of the parents. Upon an analysis of those defenses and the controlling law, the court agrees with plaintiffs that the defenses must be stricken.

I. Factual Background

For several years prior to the birth of the infant plaintiff, Zachary Ruffing (Zachary), both his mother, plaintiff Faye Calton (Ms. Calton), and his father, Michael Ruffing (Mr. Ruffing), were employed by defendant International Business Machines Corporation (IBM) at its semiconductor chip manufacturing facility in East Fishkill, New York (the facility). As part of their work in a section of the facility designated “the Mask House,” they used or were exposed to various chemical substances. In this action it is alleged that either individually, or in combination, these chemicals caused Zachary to suffer numerous birth defects. Based upon Zachary’s injuries and the [681]*681derivative harm sustained by his parents, this lawsuit was commenced.1

IBM and the other defendants in this action have each asserted affirmative defenses of contributory negligence, assumption of risk and comparative fault against both Zachary’s and Ms. Calton’s claims. These defenses are based, in sum, upon defendants’ contention that Ms. Calton “fail[ed] to exercise reasonable care during [her] employment, and * * * fail[ed] to follow proper and recommended precautions, instructions, warnings and restrictions provided by IBM, and/or contained in the Material Safety Data Sheets * * * labels, and warnings of suppliers of products used in [her] employment” (defendants’ mem, at 4). Among the specific assertions made by defendants are that:

“[notwithstanding that] Ms. Calton believed that exposure to certain chemical products claimed to be at issue in this case had been found to cause birth defects * * * and could be hazardous to human fetuses, and that she knew and understood that she was placed on restrictions from certain chemical products in recognition of her expressed concern about exposure to these chemicals while pregnant or nursing]], [she] * * * continued to work in the Mask House and voluntarily chose to perform certain work functions and to socialize in areas where chemicals from which she was restricted were present.” (Ibid.)

As to Mr. Ruffing, defendants similarly claim that he “voluntarily expos [ed] himself to chemicals and disregard [ed] warnings and safety procedures” (id., at 10, n 6).

With the trial of this action scheduled to begin on January 17, 2001, plaintiffs have moved for dismissal of each defendant’s affirmative defenses asserted under CPLR articles 14-A and 16.2 At the core of this motion is the question of whether, assuming that Zachary’s parents engaged in the conduct alleged by defendants, their acts may be the basis for a reduction of any damage award obtained by either Zachary or Ms. Calton.

[682]*682II. Defenses to Zachary’s Claims

As a defense asserted under CPLR article 14-A, defendants contend that Zachary’s parents were guilty of contributory negligence which should reduce any judgment obtained in his favor. They also assert defenses of assumption of risk and comparative negligence against Zachary’s claims under CPLR article 16. In response, plaintiffs argue that the contributory negligence defense is unavailable as against Zachary, as a result of the statutory bar set forth in General Obligations Law § 3-111 (hereinafter section 3-111). They further contend that none of the defenses may be asserted in this case because the conduct allegedly engaged in by Zachary’s parents comes within the scope of the immunity given to “negligent supervision.”

A. Contributory Negligence

Section 3-111 provides in full that:

“In an action brought by an infant to recover damages for personal injury the contributory negligence of the infant’s parent or other custodian shall not be imputed to the infant.”

Relying upon the broad language of this statute, plaintiffs argue that a contributory negligence defense cannot be interposed against Zachary’s claims as a matter of law.

In opposing the motion, defendants take the position that plaintiffs’ reliance on section 3-111 “is misplaced” for three reasons (defendants’ mem, at 13). First, they assert that “a plain reading of the statute confirms that an unborn child 4s not covered by [it]” (ibid.). Second, they maintain that the statute “was enacted to bar claims based on negligent parental supervision,” and that their defenses in this case “do not sound in negligent supervision” (ibid.). Finally, they argue that the case law relied upon by plaintiffs does not “consider the contributory negligence or assumption of risk of parents in the context of an infant plaintiff whose alleged injuries were claimed to have been caused preconception or while in útero” (ibid.). None of these arguments is convincing.

1. Application of Section 3-111 to an Unborn Child

It is true that section 3-111 makes no reference to an “unborn, child,” but rather creates a bar against imputing the contributory negligence of a parent to an “infant.” Nevertheless, that does not result in a determination that it has no application to this lawsuit.

[683]*683The settled law in New York is that “an infant plaintiff has no right of action unless born alive” and that “liability for in útero injuries does not exist unless and until there is a live birth” (see, LaBello v Albany Med. Ctr. Hosp., 85 NY2d 701, 704 [1995]). Consequently, our State’s highest Court has ruled that the earliest date that an infant plaintiff who is injured in útero may “juridically assert [his] claim and sue for relief * * * is * * * the date of being born” (id., at 703).

By its own terms, section 3-111 comes into effect in “an action brought by an infant.” Since Zachary could not bring an action, i.e., have one asserted in his behalf, until he was born, the fact that his injuries were caused before his birth is of no significance for the purposes of application of section 3-111.

Here, an action was commenced in Zachary’s behalf by his mother following his birth. At the time the action was filed, Zachary was an “infant,” within the meaning of section 3-111. For that reason, the court agrees with plaintiffs that defendants may not assert a contributory negligence defense against Zachary’s claims which is premised upon imputation of his parents’ negligence to him.3

2. Negligent Supervision

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Bluebook (online)
186 Misc. 2d 679, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ruffing-v-union-carbide-corp-nysupct-2000.