Rubin, B. v. Stewart, P.

CourtSuperior Court of Pennsylvania
DecidedFebruary 15, 2023
Docket411 EDA 2022
StatusUnpublished

This text of Rubin, B. v. Stewart, P. (Rubin, B. v. Stewart, P.) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rubin, B. v. Stewart, P., (Pa. Ct. App. 2023).

Opinion

J-A01006-23

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

BRUCE A. RUBIN : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : PAUL A.R. STEWART, HELM LEGAL : SERVICES, LLC AND ALISHA : ALEJANDRO : No. 411 EDA 2022 : : APPEAL OF: PAUL A.R. STEWART : AND HELM LEGAL SERVICES, LLC :

Appeal from the Order Entered January 14, 2022 In the Court of Common Pleas of Philadelphia County Civil Division at No(s): 181002397

BRUCE A. RUBIN : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : PAUL A.R. STEWART, HELM LEGAL : SERVICES, LLC AND ALISHA : ALEJANDRO : No. 1018 EDA 2022 : : APPEAL OF: PAUL A.R. STEWART : AND HELM LEGAL SERVICES, LLC :

Appeal from the Order Entered March 15, 2022 In the Court of Common Pleas of Philadelphia County Civil Division at No(s): 181002397

BEFORE: LAZARUS, J., NICHOLS, J., and McCAFFERY, J.

MEMORANDUM BY McCAFFERY, J.: FILED FEBRUARY 15, 2023 J-A01006-23

These consolidated appeals1 are from two orders entered in the

Philadelphia County Court of Common Pleas concerning monetary sanctions

imposed against attorney Paul A.R. Stewart (Stewart) and Helm Legal

Services, LLC (HLS), defendants in the underlying action asserting wrongful

use of civil proceedings. The appeal at Docket No. 411 EDA 2022 is from the

January 14, 2022, order granting a motion for sanctions filed by the underlying

plaintiff, Bruce A. Rubin (Rubin), and directing Stewart and HLS to pay a

monetary sanction of $10,000 ─ $5,000 payable to Beasley Law (Rubin’s

counsel) and $5,000 payable to the Office of Judicial Records. The appeal at

Docket No. 1018 EDA 2022 is from the order entered March 15, 2022, granting

a motion for reconsideration filed by Stewart and HLS, and vacating the

January 14th order as to HLS only. In their brief, Stewart and HLS argue the

trial court erred and abused its discretion in imposing a $10,000 fine to punish

Stewart for misbehavior when there was no evidence he intended to disrupt

the proceedings and his actions did not actually do so, and he was not acting

as an attorney at the time of the incident. For the reasons below, we vacate

the sanctions order at Docket No. 411 EDA 2022 and quash the appeal at

Docket No. 1018 EDA 2022.

____________________________________________

1On May 17, 2022, this Court consolidated these appeals sua sponte. See Order, 5/17/22.

-2- J-A01006-23

I. Facts & Procedural History

By way of background, Stewart and HLS represented a client, Alisha

Alejandro (Alejandro), who sued Rubin (an optician), his business, and various

optometrists, for, inter alia, violations of Pennsylvania’s consumer protection

law and federal antitrust statutes when Rubin allegedly failed to provide

Alejandro with a copy of her eyeglass prescription after an examination. The

case was eventually moved to federal court, where a federal district judge

dismissed the state claims on summary judgment, and Alejandro withdrew

her federal claims.

Thereafter, Rubin filed an action for wrongful use of civil proceedings

against Stewart, HLS, and Alejandro in the Philadelphia County Court of

Common Pleas.2 The case proceeded to a four-day jury trial commencing on

July 14, 2021. On the second day of trial, Jeffrey Bates, Esquire, was called

as a witness for Rubin. Attorney Bates had represented one of the

optometrists who was also sued in the underlying action, but who later settled

the claim. See N.T., 7/15/21, at 44-45, 65-66. Attorney Bates testified

regarding his experience dealing with Stewart as opposing counsel, and the

reason his client settled despite the lack of merit in the claim. See id. at 49-

66. ____________________________________________

2 A detailed recitation of the facts underlying the wrongful use of civil proceedings action can be found in the memorandum decision affirming the judgment of that case on appeal. See Rubin v. Stewart, 2554 EDA 2021 & 2555 EDA 2021.

-3- J-A01006-23

At one point during Bates’s direct examination, Stewart’s attorney ─

Christopher Del Bove, Esquire ─ objected to an exhibit, and requested a

sidebar. See N.T., 7/15/21 at 66-67. The court decided to permit the jury to

take a morning break. See id. at 67. After a brief discussion of the objection,

the court was in recess. See id. at 70. When the court returned, but before

the jury was recalled, Rubin’s counsel informed the court that “[d]uring the

break, [ ] Stewart accosted the witness [Bates] to the point where [Stewart’s]

counsel had to remove him and threatened to intimidate [the] witness.” Id.

at 72. Attorney Del Bove denied the allegations. See id. at 73. The trial

court, refused to address the issue at that time so as not to “side-rail or

detract” from the trial, but determined that a hearing would be necessary at

a later date to consider the allegations. Id. at 73-75. Thereafter, Bates

resumed his testimony. See id. at 76. When the jury broke for lunch, the

court again addressed the witness intimidation allegations. It directed Rubin’s

counsel to file a motion for sanctions, with affidavits and any other

documentation, “within ten days of the verdict rendered in [the] case[,]” and

Attorney Del Bove to file a response within “20 days thereafter.” Id. at 82.

On July 19, 2021, the jury returned a verdict for Rubin, and against

Stewart, HLS, and Alejandro. The jury awarded Rubin $580,000 for expenses

incurred in the underlying action and emotional distress, attributing 50% each

to Stewart (and HLS) and Alejandro, as well as punitive damages in the

amount of $159,000 against Stewart and $5,399.99 against Alejandro. Both

Stewart (and HLS) and Alejandro filed timely post-trial motions, which were

-4- J-A01006-23

denied by order entered November 22, 2021. Each party then filed a timely

appeal to this Court on December 8, 2021.3

Meanwhile, on July 29, 2021, ten days after the jury verdict, Rubin filed

a motion for sanctions against Stewart. See Rubin’s Supplemental Motion for

Sanctions Against Paul A. Stewart, Esq., 7/29/21. The motion sought to

sanction Stewart for a violation of the Pennsylvania Rules of Professional

Conduct (Pa.R.C.P. 3.4, 4.4, and 8.4), and witness intimation, and requested

counsel fees for “dilatory, obdurate or vexatious conduct” or conduct

undertaken in “bad faith” pursuant to 42 Pa.C.S. § 2503(7), (9). See id. at

2-3. He sought “at least” $20,000 to (1) reimburse witness Bates for his time,

(2) reimburse Rubin’s counsel for his time litigating the motion, and (3) to

deter future conduct. See id. at 4. Rubin attached to the motion three

witness affidavits, which the trial court summarized as follows:

A. Bates Affidavit

Bates recalls seeing Stewart walking down the center aisle towards the exit[, and] Stewart “turning down the back aisle and walking towards [Bates].” While no words were exchanged between the two, Bates recalls that Stewart “put his face within a few inches of [Bates’s] face, staring [Bates] down.” At that point Stewart was “on the verge of saying something.” Bates recalls Stewart was “shrugged” away by [A]ttorney Del Bove twice while Stewart continued “staring [Bates] down.” Bates concludes the encounter ended when Stewart’s attorneys “were finally able to pull [Stewart] away.”

* * * ____________________________________________

3 See 2554 EDA 2021 (appeal of Stewart and HLS); 2555 EDA 2021 (appeal of Alejandro).

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