Rubens v. Mason

417 F. Supp. 2d 262, 2006 U.S. Dist. LEXIS 6040, 2006 WL 337554
CourtDistrict Court, S.D. New York
DecidedFebruary 15, 2006
Docket01 Civ. 5004(DC)
StatusPublished
Cited by5 cases

This text of 417 F. Supp. 2d 262 (Rubens v. Mason) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rubens v. Mason, 417 F. Supp. 2d 262, 2006 U.S. Dist. LEXIS 6040, 2006 WL 337554 (S.D.N.Y. 2006).

Opinion

OPINION

CHIN, District Judge.

In this diversity case, plaintiff Barbara Rubens accuses defendants Roy L. Mason and Morgan Shelsby Carlo Downs & Ever-ton, formerly the law firm of Mason Ket-terman & Morgan, P.A. (“MKM”), of legal malpractice. She contends that defendants committed numerous negligent acts in their representation of her at an arbitration against the Daikon Shield Claimants Trust (the “Trust”) for injuries allegedly sustained from her prolonged use of the Daikon Shield intrauterine device (“IUD”). She lost at the arbitration and now asserts that but for defendants’ negligence, she would have prevailed.

Defendants move for summary judgment dismissing the complaint. Plaintiff cross-moves to strike affidavits and preclude the testimony of Oman Brown, an attorney who represented the Trust against Rubens in arbitration, and Denise Dunleavy, an expert witness.

In deciding defendants’ motion, the Court must determine whether a reasonable jury could find that defendants committed malpractice and, if so, whether that malpractice was the cause of Rubens’s loss. The reasonableness of defendants’ actions must be interpreted in light of all the circumstances, however, and those circumstances included the following: MKM was operating under enormous time constraints. It was approached by Rubens as substitute counsel in June 1998 with the hearing scheduled for only two months away. Pre-hearing disclosures had already been made by Rubens’s prior attorney and discovery was closed. Under the applicable rules, the arbitration had to be completed in three days. Moreover, Rubens presented a difficult claim: she was challenging the Trust twenty-five years after her IUD was inserted and twelve years *265 after it was removed. At the outset, Mason informed Rubens that she only had a 50/50 shot of success. In light of all these circumstances, it is hard to second guess the judgments defendants made in the course of their representation.

Considering the evidence as a whole, I conclude that no reasonable juror could find that defendants committed legal malpractice. In reaching this decision, I have not relied on the affidavits of Brown and Dunleavy. Accordingly, defendants’ motion for summary judgment is granted and plaintiffs cross-motion is denied as moot.

BACKGROUND

A. Facts

The following facts are drawn from the pleadings and the parties’ motion papers and supporting materials. All conflicts in the evidence have been resolved in favor of Rubens, the party opposing summary judgment.

1. The Parties

Rubens is a New York resident who sought compensation from the Trust for injuries allegedly sustained through her use of the Daikon Shield IUD. (Compl. ¶ 1; MKM Rule 56.1 Statement ¶ l). 1 Rubens is also known by her maiden name, Barbara Krauss. (Anesh Reply Aff. dated 12/30/02 Exs. F & G).

Mason is an attorney who lives in Maryland and is licensed to practice law in Maryland and the District of Columbia. (Mason Aff. dated 12/12/02 ¶¶ 2-3; Mason Dep. at 15). During the relevant time period, Mason was a shareholder of MKM. (DX L; Mason Aff. dated 12/12/02 ¶5; Mason Dep. at 16). 2

MKM, now known as Morgan Shelsby Carlo Downs & Everton, is a law firm organized under the laws of Maryland with its principal place of business in Maryland. (Compl. ¶ 4; DX L).

2. The Daikon Shield Claimants Trust

In 1970, the Daikon Shield IUD was introduced to the American public by manufacturer A.H. Robins Co. and marketed worldwide as a safe and effective method of contraception. See Medtronic, Inc. v. Lohr, 518 U.S. 470, 475, 116 S.Ct. 2240, 135 L.Ed.2d 700 (1996); A.H. Robins Co. v. Piccinin, 788 F.2d 994 (4th Cir.1986) (providing history of the device and related litigation); In re A.H. Robins Co., 406 F.Supp. 540 (Jud.Pan.Mult.Lit.1975) (same). More than 2.2 million devices were sold in the United States alone, but by 1974, the IUD was recalled from the market because of an unusually high incidence of pelvic infection and spontaneous abortions. See Piccinin, 788 F.2d at 996; In re A.H. Robins Co., 406 F.Supp. at 540-41; S. Rep. 94-33, at 1-2 (1975), as reprinted in 1976 U.S.C.C.A.N. 1070, 1071, 1975 WL 12507. Inundated by lawsuits, A.H. Robins Co. declared bankruptcy in 1985, and the Daikon Shield Claimants Trust was eventually formed in 1989 to provide a mechanism for compensating women injured by their use of the device. (Compl. ¶ 8; Mason Dep. at 20). See Reichel v. Dalkon Shield Claimants Trust, 109 F.3d 965, 966 (4th Cir.1997); Piccinin, *266 788 F.2d at 996. From 1989 to 2000, the Trust resolved more than 400,000 claims, distributing close to $3 billion to nearly 200,000 women who had used the Daikon Shield. 3

The Trust created three options for claimants: Option 1 provided for the prompt settlement of smaller claims by the payment of a fixed sum; Option 2 resolved larger claims based on a schedule of payments for certain injuries supported by some medical proof; and Option 3 provided even greater awards through settlement discussions following more detailed proof by the claimant, who could then, if settlement discussions failed, proceed to alternative forms of dispute resolution, including binding arbitration or traditional litigation. See Reichel, 109 F.3d at 966.

3.Rubens’s Use of the Daikon Shield IUD

On March 23, 1973, Rubens’s doctor inserted a Daikon Shield IUD in her uterus. (Dec. at 1, 5; Tr. at 668; Steinberg Aff. ¶ 1). 4 Fourteen years later, in 1987, Rubens was hospitalized for pelvic inflammatory disease (“PID”) and a tubal ovarian abscess. (Dec. at 1, 2, 4; Tr. at 106-07, 369-70, 416). See Rubens v. Mason, 387 F.3d 183, 185 (2d Cir.2004). At the time, the IUD was still in place, but it was removed when Rubens’s PID was discovered by her treating physician, Winston Paley. (Dec. at 2, 4-5; Tr. at 108, 374, 423-24). Rubens was 42 years old. (Tr. at 261; Rubens Dep. at 4).

4. Rubens Commences Arbitration Proceedings

Rubens brought a lawsuit against the Trust alleging that the Daikon Shield caused her PID, which led to infertility, depression, substantial loss of income, pain, and suffering. (Dec. at 1). See Rubens, 387 F.3d at 185. After changing counsel twice, Rubens agreed to binding arbitration, which was initially scheduled for June 22, 1998. (DX D; Rubens Dep. at 117, 123, 128, 151). See Rubens v.

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417 F. Supp. 2d 262, 2006 U.S. Dist. LEXIS 6040, 2006 WL 337554, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rubens-v-mason-nysd-2006.