1 2 3 4 5 6 7 UNITED STATES DISTRICT COURT 8 EASTERN DISTRICT OF CALIFORNIA 9
10 RUBEN GONZALEZ-ZERMENO, Case No. 1:25-cv-00488-SKO 11 Plaintiff,
12 v. ORDER ON PLAINTIFF’S SOCIAL SECURITY COMPLAINT 13 FRANK BISIGNANO, Commissioner of Social Security1, 14 Defendant. (Doc. 1) 15 _____________________________________/ 16
17 I. INTRODUCTION 18 Plaintiff Ruben Gonzalez-Zermeno (“Plaintiff”) seeks judicial review of a final decision of 19 the Commissioner of Social Security (the “Commissioner” or “Defendant”) denying his applications 20 for disability insurance benefits (“DIB”) and Supplemental Security Income (SSI) under the Social 21 Security Act (the “Act”). (Doc. 1.) The matter is currently before the Court on the parties’ briefs, 22 which were submitted, without oral argument, to the Honorable Sheila K. Oberto, United States 23 Magistrate Judge.2 24 II. FACTUAL BACKGROUND 25 On November 16, 2021, Plaintiff protectively filed claims for DIB and SSI payments, 26 1 On May 6, 2025, Frank Bisignano was appointed the Commissioner of the Social Security Administration. See 27 https://www.ssa.gov/news/press/releases/2025/#2025-05-07. He is therefore substituted as the defendant in this action. See 42 U.S.C. § 405(g) (referring to the “Commissioner’s Answer”); 20 C.F.R. § 422.210(d) (“the person holding the 28 Office of the Commissioner shall, in his official capacity, be the proper defendant”). 1 alleging he became disabled on June 25, 2020, due to stroke, diabetes, and high blood pressure. 2 (Administrative Record (“AR”) 22, 63, 64, 86, 87, 111, 112, 113, 137, 138, 139, 165, 270–84, 322.) 3 Plaintiff was born in 1968 and was 51 years old on the alleged disability onset date. (AR 33, 4 63, 86, 111, 137.) He has an eighth-grade education and previously worked as a forklift driver. (AR 5 35, 323.) 6 A. Relevant Evidence of Record3 7 Plaintiff suffered a stroke in June 2020. (AR 494–528.) In October 2020, Plaintiff was 8 assessed by an occupational therapist with “[d]ecreased independence with activities of daily living” 9 (“ADLs”). (AR 478–80.) He was noted to be “supervised to modest independent in most basic 10 ADL skills.” (AR 479.) Plaintiff also “appear[ed] to have a delay in processing” and “significant 11 impairment in spatial relation awareness, possibly some component of executive thinking is also 12 involved.” (AR 479.) 13 In February 2021, Plaintiff again was assessed with “[d]ecreased independence with 14 [ADLs].” (AR 481.) He reported that he is “attempting to return to doing prior home tasks but 15 cognitively . . . he is unable to keep the ‘little things organized.’” (AR 481.) He “starts a task but is 16 unable to finish as he will forget where he is in the process,” tasks take longer to complete, and he 17 is “slow to react [and] gets confused.” (AR 481–82.) Plaintiff attempts “vacuuming and laundry 18 with family supervising and finishing as needed.” (AR 481.) The occupational therapist observed 19 that Plaintiff “has a delay in his processing” and he “appear to have significant impairment in spatial 20 relation awareness.” (AR 482.) Plaintiff was also noted to have “[d]ecreased independence with 21 [ADLs]” in March 2021. (AR 421–22.) 22 Plaintiff presented to his occupational therapist in March 2022 for “therapy for deficits 23 limiting ADL independence.” (AR 783–85.) According to him, all tasks “take at least 30% more 24 time to complete.” (AR 783.) He reported he “still loses track of what he is doing and will stop task 25 and have to recall what task he was doing before he can restart.” (AR 784.) The occupational 26 therapist observed that Plaintiff “presents with cognitive deficits including but not limited to 27
28 3 Because the parties are familiar with the medical evidence, it is summarized here only to the extent relevant to the 1 maintaining concentration, executive function, [and] delayed processing.” (AR 784.) 2 One day later, Plaintiff underwent a complete psychiatric evaluation with Melody 3 Samuelson, Psy.D. (AR 537–41.) On examination, Plaintiff exhibited disorder of speech, depressed 4 affect, slow psychomotor activities, poor attention, and low intellectual functioning. (AR 539–40.) 5 Dr. Samuelson diagnosed Plaintiff with moderate neurocognitive disorder and depressive disorder, 6 not otherwise specified. (AR 540.) She opined that Plaintiff was extremely impaired in his ability 7 to: follow detailed and complex instructions due to brain damage from a stroke; interact with the 8 public, coworkers, and supervisors “due to poor verbal fluency from a stroke”; maintain 9 concentration and adaptation for a period of time “due to executive functioning deficits from brain 10 damage from a stroke”; react to stressors common in a workplace environment “due to a stroke”; 11 maintain regular attendance in the workplace and perform work activities on a consistent basis “due 12 to slow activation and deficits [in] motor speed”, and perform work activities without special 13 additional supervision “due to brain damage from a stroke with slow processing speed, memory 14 deficits, executive functioning deficits and depression.” (AR 540–41.) Dr. Samuelson assessed 15 marked impairment in his ability to follow simple oral and written one or two-step instructions. (AR 16 541.) She concluded that Plaintiff “had the stroke two years ago and [] would not be appropriate for 17 any full time work setting.” (AR 541.) 18 Plaintiff presented for physical therapy in April 2022. (AR 769–71.) He noted that he 19 provided for his ADLs “with more time allotted.” (AR 769.) At speech therapy that same month, 20 Plaintiff reported that he “has difficulties processing verbal information when is a group 21 conversation and is unable to complete tasks quickly.” (AR 767.) That same month, Plaintiff 22 presented for psychotherapy complaining of delayed processing, among other symptoms. (AR 739– 23 742.) It was noted that he is having difficulty or is impaired performing domestic tasks and is 24 dependent on others. (AR 740, 743.) On examination, Plaintiff exhibited “speech that is normal in 25 rate, volume, and articulation and is coherent and spontaneous, though he is sporadically slow to 26 process before responding and was stuck, knowing what he wanted to say, but unable to say the 27 word he was thinking on several occasions.” (AR 740.) 28 In May 2022, Plaintiff reported difficulty concentrating to his psychotherapist. (AR 959– 1 62.) It was noted that Plaintiff “needs assistance or cues for self care tasks” and “needs assistance 2 with domestic tasks.” (AR 959.) Plaintiff reported to his psychotherapist in June 2022 that he is 3 frustrated that the “limitations created by the stroke prevent[] him from completing [] task[s] in the 4 same way he was used to doing so.” (AR 971.) 5 Plaintiff completed his occupational therapy treatment in August 2022. (AR 764–65.) The 6 occupational therapist noted that all basic ADLs take “10% versus 30% more time to complete” and 7 “cognitive and perceptual deficits [are] “still present.” (AR 764.) Plaintiff presented with “cognitive 8 deficits including but not limited to maintaining concentration, executive function, [and] delayed 9 processing.” (AR 765.) He was assessed with a history of stroke “with residual deficits that affect 10 ADL functional independence.” (AR 765.) 11 In October 2022, Plaintiff presented for a comprehensive internal medical evaluation. (AR 12 707–11.) He reported performing “light cooking including stovetop cooking and some cleaning,” 13 shopping, and his own ADLs. (AR 708.) The examiner noted that Plaintiff reported “some problems 14 with memory and perhaps some word finding problems although those were not apparent.” (AR 15 711.) 16 Plaintiff presented for psychotherapy sessions in January and February 2023. (AR 1054–57, 17 1061–64.) His need for assistance with domestic tasks was noted. (AR 1054, 1061.) At a 18 psychotherapy session in June 2023, it was observed that Plaintiff’s “ability to do domestic tasks is 19 impaired and assistance is needed” and his “[f]unctional ability at work would be impaired.” (AR 20 1123.) On examination, a “short attention span” was “evident.” (AR 1123.) In July 2023, Plaintiff’s 21 “difficulty in concentrating,” “difficulty at times with processing his thoughts,” and “continued 22 difficulty thinking” was noted. (AR 1129, 1131.) Plaintiff’s psychotherapist noted in August 2023 23 that he “needs assistance with domestic tasks” and his “workability performance would be 24 impaired.” (AR 1137.) 25 In September 2023, the psychotherapist documented that Plaintiff’s “self care is reduced but 26 [due] to stroke issues,” his “ability to do domestic tasks is impaired and assistance is needed,” and 27 his “work performance would be impaired.” (AR 1143.) Later that month, Plaintiff reported a 28 “difficulty in concentrating” and worsened difficulty with thinking. (AR 1146.) On mental status 1 examination, “signs of cognitive difficulty” were found, and Plaintiff was noted to be “sometimes 2 confused.” (AR 1145–46.) In October 2023, Plaintiff reported “still having problems managing his 3 ADLs.” (AR 1147.) 4 B. Plaintiff’s Statement 5 Plaintiff’s wife completed an Adult Function Report on his behalf in January 2022. (AR 6 339–46.) Plaintiff stated that his impairments affect, among other things, completing tasks, 7 concentration, understanding, and following instructions. (AR 344.) He reported that he rarely 8 prepares simple meals and has “lots of trouble” and is “very slow on preparing and getting 9 ingredients together,” resulting in him feeling frustrated and having to stop. (AR 341.) He does 10 some cleaning and helps his wife do laundry, but it takes him longer to perform those tasks. (AR 11 341.) He can pay attention for up to five minutes at a time. (AR 344.) 12 C. Administrative Proceedings 13 The Commissioner denied Plaintiff’s applications for benefits initially on May 10, 2022, and 14 again on reconsideration on January 6, 2023. (AR 22, 165–75.) Consequently, Plaintiff requested 15 a hearing before an Administrative Law Judge (“ALJ”). (AR 181–233.) At the hearing on December 16 7, 2023, Plaintiff appeared with counsel and testified before an ALJ as to his alleged disabling 17 conditions. (AR 49–57.) A Vocational Expert (“VE”) also testified at the hearing. (AR 57–62.) 18 Plaintiff testified that he has memory problems. (AR 54.) He does not prepare his own meals 19 and does not do his own laundry because he cannot remember how to sort clothes. (AR 52–53.) He 20 testified that he washes dishes and vacuums, but it takes “too much time” and he performs activities 21 more slowly since his stroke. (AR 53–54.) Plaintiff testified he sometimes loses concentration and 22 focus when watching television. (AR 54.) 23 D. The ALJ’s Decision 24 In a decision dated April 10, 2024, the ALJ found that Plaintiff was not disabled, as defined 25 by the Act. (AR 22–35.) The ALJ conducted the five-step disability analysis set forth in 20 C.F.R. 26 §§ 404.1520 and 416.920. (AR 24–35.) The ALJ decided that Plaintiff met the insured status 27 requirements of the Act through December 31, 2024, and he had not engaged in substantial gainful 28 activity since June 25, 2025, the alleged onset date (step one). (AR 24.) At step two, the ALJ found 1 Plaintiff’s following impairments to be severe: cerebrovascular accident; depressive disorder; and 2 adjustment disorder. (AR 25–26.) Plaintiff did not have an impairment or combination of 3 impairments that met or medically equaled one of the listed impairments in 20 C.F.R. Part 404, 4 Subpart P, Appendix 1 (“the Listings”) (step three). (AR 26–27.) 5 The ALJ then assessed Plaintiff’s residual functional capacity (RFC)4 and applied the 6 assessment at steps four and five. See 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4) (“Before we go 7 from step three to step four, we assess your residual functional capacity . . . . We use this residual 8 functional capacity assessment at both step four and step five when we evaluate your claim at these 9 steps.”). The ALJ determined that Plaintiff had the RFC: 10 to perform medium work as defined in 20 CFR [§§] 404.1567(c) and 416.967(c) except lift or carry 50 pounds occasionally and 25 pounds frequently; stand and/or 11 walk six hours out of an eight-hour workday; sit six hours out of an eight-hour 12 workday; frequently climb ramps and stairs; never climb ladders or scaffolds; never work at unprotected heights or around fast-moving machinery; frequently reach, 13 push, or pull with the non-dominant upper extremity; frequently handle and finger with the nondominant upper extremity; simple and routine tasks. 14 15 (AR 27–28.) Although the ALJ recognized that Plaintiff’s impairments “could reasonably be 16 expected to cause the alleged symptoms[,]” the ALJ rejected Plaintiff’s subjective testimony as “not 17 entirely consistent with the medical evidence and other evidence in the record for the reasons 18 explained in this decision.” (AR 28.) 19 Based on this RFC assessment, the ALJ determined that Plaintiff could perform his past 20 relevant work as a general laborer (step 4). (AR 33.) The ALJ also made the alternative finding that 21 Plaintiff could perform a significant number of other jobs in the national economy (step five). (AR 22 34.) The ALJ concluded Plaintiff was not disabled from June 25, 2020, through the date of the 23 decision. (AR 35.) 24
25 4 RFC is an assessment of an individual’s ability to do sustained work-related physical and mental activities in a work setting on a regular and continuing basis of 8 hours a day, for 5 days a week, or an equivalent work schedule. TITLES 26 II & XVI: ASSESSING RESIDUAL FUNCTIONAL CAPACITY IN INITIAL CLAIMS, Social Security Ruling (“SSR”) 96-8P (S.S.A. July 2, 1996). The RFC assessment considers only functional limitations and restrictions that result from an 27 individual’s medically determinable impairment or combination of impairments. Id. “In determining a claimant’s RFC, an ALJ must consider all relevant evidence in the record including, inter alia, medical records, lay evidence, and 28 ‘the effects of symptoms, including pain, that are reasonably attributed to a medically determinable impairment.’” 1 Plaintiff sought review of this decision before the Appeals Council, which denied review on 2 February 20, 2025. (AR 1–7.) Therefore, the ALJ’s decision became the final decision of the 3 Commissioner. 20 C.F.R. §§ 404.981, 416.1481. 4 III. LEGAL STANDARD 5 A. Applicable Law 6 An individual is considered “disabled” for purposes of disability benefits if they are unable 7 “to engage in any substantial gainful activity by reason of any medically determinable physical or 8 mental impairment which can be expected to result in death or which has lasted or can be expected 9 to last for a continuous period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A). However, 10 “[a]n individual shall be determined to be under a disability only if [their] physical or mental 11 impairment or impairments are of such severity that [they are] not only unable to do [their] previous 12 work but cannot, considering [their] age, education, and work experience, engage in any other kind 13 of substantial gainful work which exists in the national economy.” Id. at § 423(d)(2)(A). 14 “The Social Security Regulations set out a five-step sequential process for determining 15 whether a claimant is disabled within the meaning of the Social Security Act.” Tackett v. Apfel, 16 180 F.3d 1094, 1098 (9th Cir. 1999) (citing 20 C.F.R. § 404.1520). The Ninth Circuit has provided 17 the following description of the sequential evaluation analysis: 18 In step one, the ALJ determines whether a claimant is currently engaged in substantial gainful activity. If so, the claimant is not disabled. If not, the ALJ 19 proceeds to step two and evaluates whether the claimant has a medically severe impairment or combination of impairments. If not, the claimant is not disabled. If 20 so, the ALJ proceeds to step three and considers whether the impairment or combination of impairments meets or equals a listed impairment under 20 C.F.R. 21 pt. 404, subpt. P, [a]pp. 1. If so, the claimant is automatically presumed disabled. If not, the ALJ proceeds to step four and assesses whether the claimant is capable 22 of performing [their] past relevant work. If so, the claimant is not disabled. If not, the ALJ proceeds to step five and examines whether the claimant has the [RFC] . . 23 . to perform any other substantial gainful activity in the national economy. If so, the claimant is not disabled. If not, the claimant is disabled. 24 25 Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005). “If a claimant is found to be ‘disabled’ or 26 ‘not disabled’ at any step in the sequence, there is no need to consider subsequent steps.” Tackett, 27 180 F.3d at 1098 (citing 20 C.F.R. § 404.1520). 28 “The claimant carries the initial burden of proving a disability in steps one through four of 1 the analysis.” Burch, 400 F.3d at 679 (citing Swenson v. Sullivan, 876 F.2d 683, 687 (9th Cir. 2 1989)). “However, if a claimant establishes an inability to continue [their] past work, the burden 3 shifts to the Commissioner in step five to show that the claimant can perform other substantial 4 gainful work.” Id. (citing Swenson, 876 F.2d at 687). 5 B. Scope of Review 6 “This court may set aside the Commissioner’s denial of [social security] benefits [only] 7 when the ALJ’s findings are based on legal error or are not supported by substantial evidence in 8 the record as a whole.” Tackett, 180 F.3d at 1097 (citation omitted). “Substantial evidence . . . is 9 ‘more than a mere scintilla,’ “ and means only “such relevant evidence as a reasonable mind might 10 accept as adequate to support a conclusion.” Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019) 11 (quoting Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)). See also Ford v. Saul, 930 F.3d 12 1141, 1153–54 (9th Cir. 2020). “This is a highly deferential standard of review . . . .” Valentine v. 13 Comm’r of Soc. Sec. Admin., 574 F.3d 685, 690 (9th Cir. 2009). “The court will uphold the ALJ’s 14 conclusion when the evidence is susceptible to more than one rational interpretation.” Id.; see, e.g., 15 Edlund v. Massanari, 253 F.3d 1152, 1156 (9th Cir. 2001) (“If the evidence is susceptible to more 16 than one rational interpretation, the court may not substitute its judgment for that of the 17 Commissioner.”) (citations omitted). 18 In reviewing the Commissioner’s decision, the Court may not substitute its judgment for 19 that of the Commissioner. Macri v. Chater, 93 F.3d 540, 543 (9th Cir. 1996). Instead, the Court 20 must determine whether the Commissioner applied the proper legal standards and whether 21 substantial evidence exists in the record to support the Commissioner’s findings. See Lewis v. 22 Astrue, 498 F.3d 909, 911 (9th Cir. 2007). Nonetheless, “the Commissioner’s decision ‘cannot be 23 affirmed simply by isolating a specific quantum of supporting evidence.’” Tackett, 180 F.3d at 24 1098 (quoting Sousa v. Callahan, 143 F.3d 1240, 1243 (9th Cir. 1998)). “Rather, a court must 25 ‘consider the record as a whole, weighing both evidence that supports and evidence that detracts 26 from the [Commissioner’s] conclusion.’” Id. (quoting Penny v. Sullivan, 2 F.3d 953, 956 (9th Cir. 27 1993)). 28 Finally, courts “may not reverse an ALJ’s decision on account of an error that is harmless.” 1 Molina v. Astrue, 674 F.3d 1104, 1111 (9th Cir. 2012) (citing Stout v. Comm’r, Soc. Sec. Admin., 2 454 F.3d 1050, 1055–56 (9th Cir. 2006)). Harmless error “exists when it is clear from the record 3 that ‘the ALJ’s error was inconsequential to the ultimate nondisability determination.’” 4 Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9th Circ. 2008) (quoting Robbins v. Social Sec. Admin., 5 466 F.3d 880, 885 (9th Cir. 2006)). “[T]he burden of showing that an error is harmful normally 6 falls upon the party attacking the agency’s determination.” Shinseki v. Sanders, 556 U.S. 396, 409 7 (2009) (citations omitted). 8 IV. DISCUSSION 9 Plaintiff asserts the ALJ erred in the consideration of the persuasiveness of consultative 10 examiner Dr. Samuelson’s opinion and failed to articulate clear and convincing reasons for 11 rejecting her subjective-symptom testimony. (Docs. 14, 17.) The Commissioner contends that the 12 ALJ properly considered Dr. Samuelson’s opinion, and substantial evidence supports the ALJ’s 13 evaluation of Plaintiff’s symptoms. (Doc. 16.) 14 Because the Court finds that further proceedings are required regarding the opinion of Dr. 15 Samuelson, as explained below, the Court does not reach the other allegation of error.5 16 A. Legal Standard 17 Plaintiff’s claims for DIB and SSI are governed by the agency’s “new” regulations 18 concerning how ALJs must evaluate medical opinions for claims filed on or after March 27, 2017. 19 20 C.F.R. §§ 404.1520c, 416.920c. The regulations set “supportability” and “consistency” as “the 20 most important factors” when determining the opinions’ persuasiveness. 20 C.F.R. §§ 21 404.1520c(b)(2), 416.920c(b)(2). And although the regulations eliminate the “physician hierarchy,” 22 deference to specific medical opinions, and assigning “weight” to a medical opinion, the ALJ must 23 still “articulate how [they] considered the medical opinions” and “how persuasive [they] find all of 24 the medical opinions.” 20 C.F.R. §§ 404.1520c(a)–(b); 416.920c(a)–(b). 25
26 5 See Hiler v. Astrue, 687 F.3d 1208, 1212 (9th Cir. 2012) (“Because we remand the case to the ALJ for the reasons stated, we decline to reach [plaintiff’s] alternative ground for remand.”); see also Rendon G. v. Berryhill, No. EDCV 27 18-0592-JPR, 2019 WL 2006688, at *8 (C.D. Cal. May 7, 2019); Harris v. Colvin, No. 13-cv-05865 RBL, 2014 WL 4092256, at *4 (W.D. Wash. Aug. 11, 2014); Augustine ex rel. Ramirez v. Astrue, 536 F. Supp. 2d 1147, 1153 n.7 28 (C.D. Cal. 2008) (“[The] Court need not address the other claims plaintiff raises, none of which would provide plaintiff 1 The Ninth Circuit has issued the following guidance regarding treatment of physicians’ 2 opinions after implementation of the revised regulations: 3 The revised social security regulations are clearly irreconcilable with our caselaw according special deference to the opinions of treating and examining physicians on 4 account of their relationship with the claimant. Our requirement that ALJs provide “specific and legitimate reasons” for rejecting a treating or examining doctor’s 5 opinion, which stems from the special weight given to such opinions is likewise 6 incompatible with the revised regulations. Insisting that ALJs provide a more robust explanation when discrediting evidence from certain sources necessarily favors the 7 evidence from those sources—contrary to the revised regulations. 8 Woods v. Kijakazi, 32 F.4th 785, 792 (9th Cir. 2022) (internal citations omitted). Accordingly, under 9 the new regulations, “the decision to discredit any medical opinion, must simply be supported by 10 substantial evidence.” Id. at 787. 11 In conjunction with this requirement, “[t]he agency must ‘articulate . . . how persuasive’ it 12 finds ‘all of the medical opinions’ from each doctor or other source, and ‘explain how [it] considered 13 the supportability and consistency factors’ in reaching these findings.” Woods, 32 F.4th at 792 14 (citing 20 C.F.R. § 404.1520c(b)). See also id. § 416.920c(b). “Supportability means the extent to 15 which a medical source supports the medical opinion by explaining the ‘relevant . . . objective 16 medical evidence.’” Id. at 791–92 (quoting 20 C.F.R. § 404.1520c(c)(1)). See also id. § 17 416.920c(c)(1). “Consistency means the extent to which a medical opinion is ‘consistent . . . with 18 the evidence from other medical sources and nonmedical sources in the claim.’” Id. at 792 (quoting 19 20 C.F.R. § 404.1520c(c)(2)). See also id. § 416.920c(c)(2). 20 As the Ninth Circuit also observed, 21 The revised regulations recognize that a medical source’s relationship with the claimant is still relevant when assessing the persuasiveness of the source’s opinion. 22 See id. § 404.1520c(c)(3). Thus, an ALJ can still consider the length and purpose of the treatment relationship, the frequency of examinations, the kinds and extent of 23 examinations that the medical source has performed or ordered from specialists, and whether the medical source has examined the claimant or merely reviewed the 24 claimant’s records. Id. § 404.1520c(c)(3)(i)–(v). However, the ALJ no longer needs 25 to make specific findings regarding these relationship factors: 26 Woods, 32 F.4th at 792. “A discussion of relationship factors may be appropriate when ‘two or more 27 medical opinions . . . about the same issue are . . . equally well-supported . . . and consistent with the 28 record . . . but are not exactly the same.’” Id. (quoting § 404.1520c(b)(3)). See also id. § 1 416.920c(b)(3). “In that case, the ALJ ‘will articulate how [the agency] considered the other most 2 persuasive factors.’” Id. Finally, if the medical opinion includes evidence on an issue reserved to 3 the Commissioner, the ALJ need not provide an analysis of the evidence in his decision, even in the 4 discussions required by 20 C.F.R. §§ 404.1520c, 416.920c. See 20 C.F.R. §§ 404.1520b(c)(3), 5 415.920b(c)(3). 6 With these legal standards in mind, the Court reviews the weight given to Dr. Samuelson’s 7 opinion. 8 B. Analysis 9 The ALJ determined that Dr. Samuelson’s opinion was “unpersuasive” because 10 it is overly restrictive and unsupported by an explanation for the extreme and marked assessments. It is also inconsistent with the record as a whole. Mental status 11 examinations throughout the record were consistently unremarkable, revealing 12 normal speech, intact language, intact associations, logical thinking, and fair insight and judgment (Exs. 13F; 17F; 25F). [Plaintiff] reported he does light cooking and 13 cleaning, shops, and performs his own [ADLs] (Ex. 15F/2). He reported he has no problems getting along with family, friends, or neighbors, and gets along well with 14 authority figures (Ex. 4E/5-6). Lastly, [Plaintiff’s] mental symptoms were well- controlled controlled with conservative treatment of medication management and 15 psychotherapy (Exs. 13F; 17F; 19F). This evidence suggests [Plaintiff] has no more 16 than moderate limitation in overall mental functioning. Furthermore, whether [Plaintiff] is “disabled” is a determination reserved to the Commissioner (20 CFR 17 404.1527(e) and 416.927(e); and SSR 96-5p). 18 (AR 32.) 19 The Court concludes that the ALJ’s evaluation of Dr. Samuelson’s opinion is deficient 20 because the ALJ did not adequately discuss the supportability and consistency factors and failed to 21 articulate an explanation that is supported by substantial evidence.6 Woods, 32 F.4th at 792 (holding 22 that an ALJ can “reject an examining or treating doctor’s opinion as unsupported or inconsistent” if 23 the ALJ “provide[es] an explanation supported by substantial evidence”). Although “the new 24 regulations eliminate the previous hierarchy of medical opinion testimony that gave special status to 25 treating physicians, ALJs must still provide sufficient reasoning for federal courts to engage in 26 meaningful appellate review.” Shannon B. v. Comm’r, Soc. Sec. Admin., Case No. 6:21-cv-01144- 27 6 The Court’s consideration of Dr. Samuelson’s opinion does not include her conclusion that Plaintiff “would not be 28 appropriate for any full time work setting” (AR 541), which, as the ALJ notes (AR 32), is evidence on an issue reserved 1 HL, 2023 WL 371650, at *5 (D. Or. Jan. 24, 2023) (citing Bunnell v. Sullivan, 947 F.2d 341, 346 2 (9th Cir. 1991) (explaining that “a reviewing court should not be forced to speculate as to the grounds 3 for an adjudicator’s rejection” of certain evidence), and Treichler v. Comm’r of Soc. Sec. Admin., 4 775 F.3d 1090, 1103 (9th Cir. 2014) (“Although the ALJ’s analysis need not be extensive, the ALJ 5 must provide some reasoning in order for us to meaningfully determine whether the ALJ’s 6 conclusions were supported by substantial evidence.”).) 7 With respect to the supportability factor, the ALJ summarily found that the opinion is 8 “unsupported by an explanation for the extreme and marked assessments.” (AR 32.) But Dr. 9 Samuelson did explain her assessments, pointing to Plaintiff’s stroke symptoms of “brain damage,” 10 “poor verbal fluency,” “executive functioning deficits,” “slow activation,” “deficits in motor speed,” 11 “slow processing speed,” and “memory deficits” as rationale for the opined limitations. (AR 540– 12 41.) The ALJ apparently overlooked these explanations. The ALJ also apparently overlooked the 13 fact that Dr. Samuelson’s assessments are substantiated by her examination of Plaintiff, including 14 her findings of disordered speech, depressed affect, slow psychomotor activities, poor attention, and 15 low intellectual functioning, resulting in diagnoses of moderate neurocognitive disorder and 16 depressive disorder, not otherwise specified. (AR 539–40.) By ignoring the explanations given by 17 Dr. Samuelson for her opinion, and by omitting any discussion as to as to whether her own 18 examination findings and diagnoses support the opined limitations, the Court concludes that the 19 ALJ’s supportability analysis lacks substantial evidence. See McKinsey v. Comm’r of Soc. Sec., No. 20 1:24-CV-00113-HBK, 2025 WL 830078, at *4–5 (E.D. Cal. Mar. 17, 2025) (ALJ erred by “entirely 21 fail[ing] to consider the extent to which any objective evidence and explanations presented by Dr. 22 Stinson support her opinion as required when considering the supportability factor.”); Schmitzer v. 23 O’Malley, No. 1:22-CV-1038 JLT BAM, 2024 WL 4345772, at *5 (E.D. Cal. Sept. 30, 2024) 24 (finding error in the supportability discussion where the ALJ “failed to explain to what extent Dr. 25 Pietruszka’s own treatment records did not support his opinions.”); Katherine D. v. Comm’r, Soc. 26 Sec. Admin., No. 6:20-CV-1920-MO, 2024 WL 244625, at *6 (D. Or. Jan. 23, 2024) (“Regarding 27 ‘supportability,’ the ALJ erred by failing to discuss the strength of the evidence underlying Dr. 28 Hallenburg’s conclusions.”); see also Suzi Marie H. v. O’Malley, No. 3:22-cv-01963-WQH-AHG, 1 2024 WL 965233, at *8 (S.D. Cal. Mar. 5, 2024) (“[M]erely noting that [an] opinion is ‘unsupported 2 by the objective evidence’ without any citations to [] treatment notes is insufficient” consideration 3 of the supportability factor.). 4 The ALJ’s evaluation of the consistency factor is equally deficient. An ALJ may not cherry- 5 pick evidence in evaluating a medical opinion. Buethe v. Comm’r of Soc. Sec., No. 2:20-cv-552- 6 KJN, 2021 WL 1966202, at *4 (E.D. Cal. May 17, 2021) (collecting cases); Cruz v. Kijakazi, No. 7 1:21-cv-01248-AWI-HBK, 2023 WL 1447855, at *5 (E.D. Cal. Feb. 1, 2023) (“Even under the new 8 regulations, the ALJ may not ‘cherry-pick’ evidence in discounting a medical opinion.”). See also 9 42 U.S.C. § 423(d)(5)(B) (requiring an ALJ base the decision on “all the evidence available in the 10 [record].”); Garrison v. Colvin, 759 F.3d 995, 1009 (9th Cir. 2014) (the court may not affirm where 11 the ALJ “pick[ed] out a few isolated instances of improvement” to support the denial of benefits). 12 Here, the ALJ found that Dr. Samuelson’s opinion is “inconsistent with the record as a whole,” 13 including “[m]ental status examinations throughout the record [that] were consistently 14 unremarkable, revealing normal speech, intact language, intact associations, logical thinking, and 15 fair insight and judgment” and Plaintiff’s report that he “does light cooking and cleaning, shops, and 16 performs his own [ADLs].” (AR 32 (citing AR 633–698, 708, 720–48, 950–1151).) In so doing, 17 the ALJ isolated portions of the record that the ALJ concluded undermined Dr. Samuelson’s opinion 18 but improperly ignored the other portions that were consistent with those limitations. For example, 19 the ALJ cites generally to hundreds of pages of the record (without specifying any record in 20 particular) that purport to contain “unremarkable” normal mental status examinations of Plaintiff, 21 but overlooks that within those pages—and elsewhere throughout the record—are treatment notes 22 documenting findings and observations that are remarkably abnormal and that bolster Dr. 23 Samuelson’s opined limitations, including processing delays (AR 479, 482, 740, 765, 784, 1129, 24 1131); “significant impairment” in spatial relation awareness and executive thinking (AR 479, 482), 25 cognitive deficits (AR 764, 765, 784, 1129, 1131, 1145–46), problems maintaining concentration 26 (AR 765, 784, 1129, 1131), perceptual deficits (AR 764), short attention span (AR 1123), executive 27 function deficits (AR 765, 784), impaired functional workplace ability (AR 1123, 1137, 1143), word 28 finding problems (AR 740), and confusion (AR 481–82, 1145–46). 1 Regarding Plaintiff’s reported ability in October 2022 to perform “light cooking and 2 cleaning,” “shop[ping],” and “his own [ADLs],” the ALJ did not consider the full context of these 3 reported activities throughout the relevant time period. Accompanying observations, statements, 4 and testimony that qualified this self-report went unmentioned. This evidence shows that due to his 5 history of stroke, Plaintiff could perform these tasks prior to and after October 2022 only with 6 assistance, supervision, additional time, and/or to a limited extent. (See AR 421–22, 478–81, 765, 7 1147 (noting Plaintiff’s “decreased” or “deficits” with ADL independence in October 2020, 8 February 2021, March 2021, March 2022, August 2022, and September 2023); AR 479 (Plaintiff is 9 “supervised” in “most basic ADL skills” in October 2020); AR 481 (Plaintiff performs “vacuuming 10 and laundry with family supervising and finishing as needed” in February 2021); AR 959, 1054, 11 1061, 1123, 1137, 1143 (Plaintiff “needs assistance or cues for self care tasks” and “needs assistance 12 with domestic tasks” in May 2022, January 2023, February 2023, June 2023, July 2023, and 13 September 2023); AR 53–54, 341, 481–82, 764, 769, 783 (ADLs and chores such as cleaning, dishes, 14 vacuuming, and laundry take “more time to complete” or require “more time allotted” in February 15 2021, January 2022, March 2022, April 2022, and August 2022); AR 481–82, 784 (Plaintiff is 16 “unable to finish” tasks due to confusion and memory deficits in February 2021 and March 2022); 17 AR 52, 344 (Plaintiff “has lots of trouble” and “is very slow” preparing simple meals in January 18 2022 and December 2023).) Even the October 2022 internal medicine evaluation on which the ALJ 19 relies to conclude Plaintiff’s ADLs undermined Dr. Samuelson’s opinion (AR 708) documents 20 Plaintiff’s reported “problems with memory” (AR 711) and is thus consistent with that opinion. 21 The Court is aware of the general proposition that ALJs are to resolve ambiguities and 22 conflicts in the record. Ford, 950 F.3d at 1154. It is also mindful of the deference desired by the 23 agency in promulgating these revised regulations. See REVISIONS TO RULES, 82 Fed. Reg. 5844-01 24 at *5860 (“[The new regulations are] essential for [the agency’s] administration of a massive and 25 complex nationwide disability program where the need for efficiency is self-evident.”). However, 26 the text of the regulations explicitly requires an explanation of how the ALJ considered the 27 supportability and consistency of an opinion. 20 C.F.R. §§ 404.1520c(b)(2), 416.920c(b)(2). 28 Harmonizing this requirement with Ninth Circuit law prohibiting cherry-picking and requiring a 1 detailed and thorough summary of conflicting evidence, and an interpretation and findings thereon, 2 the ALJ must explicitly address evidence that supports and is consistent with a less-than-persuasive 3 medical opinions, and should this evidence fail to persuade, the ALJ must provide legally sufficient 4 reasons. See Buethe, 2021 WL 1966202, at *7 (citing Lambert v. Saul, 980 F.3d 1266, 1277 (9th 5 Cir. 2020) (“[T]he ALJ must provide sufficient reasoning that allows [for] review.”)). See also 6 Vincent v. Heckler, 739 F.2d 1393, 1394–95 (9th Cir. 1994) (while the ALJ need not discuss all 7 evidence presented to them, they must explain why “significant probative evidence has been 8 rejected”). This the ALJ did not do, and therefore the Court declines to find substantial evidence 9 supports the RFC. See Garmany v. O’Malley, No. 1:23-CV-00607-HBK, 2024 WL 3105824, at *6 10 (E.D. Cal. June 24, 2024) (errors in addressing medical opinion evidence “calls into question 11 whether the assessed RFC . . . [is] supported by substantial evidence”). 12 Moreover, while Defendant attempts to provide reasons why the ALJ could have found that 13 the limitations opined by Dr. Samuelson were not supported by or consistent with the other physical 14 findings in the record (see Doc. 16 at 12–13), this is the sort of post hoc rationale that is 15 impermissible in the Social Security context. See Burrell v. Colvin, 775 F.3d 1133, 1138 (9th Cir. 16 2014) (“We are constrained to review the reasons the ALJ asserts.”); Stout, 454 F.3d at 1054 (a 17 reviewing court cannot affirm an ALJ’s decision denying benefits on a ground not invoked by the 18 ALJ); see also Walker v. Comm’r of Soc. Sec., No. 2:22-CV-01871-EJY, 2024 WL 64784, at *4 n.4 19 (D. Nev. Jan. 4, 2024) (“In response to Plaintiff’s motion, the Commissioner specifically addresses 20 the supportability and consistency factors and provides citations to the record. Unfortunately, these 21 are ad hoc rationales the Court cannot consider”). 22 C. Harmless Error Analysis 23 The error of the ALJ’s analysis of the persuasiveness of Dr. Samuelson’s opinion is not 24 harmless. Errors are harmless when a reviewing court “can confidently conclude that no reasonable 25 ALJ, when fully crediting the testimony, could have reached a different disability determination.” 26 Stout, 454 F.3d at 1056. Here, the VE testified that the addition to Plaintiff’s RFC of a requirement 27 of two 15-minute breaks per day or of a reminder to stay on task from a supervisor once per half 28 hour would preclude all work. (AR 59–60.) The Court therefore cannot “confidently conclude” that 1 “no reasonable ALJ” considering Dr. Samuelson’s opinion could have reached a different disability 2 determination. See Carter v. Comm’r of Soc. Sec., No. 2:24-CV-01177-DGE, 2025 WL 747429, at 3 *10 (W.D. Wash. Mar. 10, 2025) (“These errors were not harmless, as they impacted the RFC 4 formulated by the ALJ. If Plaintiff’s testimony and the opinions of Dr. Craig and Nurse Wong had 5 been credited, the ALJ could not have concluded Plaintiff was able to work.”) (internal citations 6 omitted); David C. v. Comm’r of Soc. Sec., No. 23-CV-0655-WQH-MMP, 2024 WL 3596856, at 7 *12 (S.D. Cal. July 31, 2024) (error not harmless where the Court finds the ALJ erred by failing to 8 address adequately the supportability factor when evaluating a medical opinion); see also Suzi Marie 9 H., 2024 WL 965233, at *14 (determination that medical opinions were unpersuasive without 10 providing an explanation supported by substantial evidence was “not inconsequential since it could 11 have impacted the final RFC.”). 12 D. Remand for Further Proceedings 13 The decision whether to remand a matter for further proceedings pursuant to sentence four 14 of 42 U.S.C. § 405(g) or to order immediate payment of benefits is within the discretion of the district 15 court. Harman v. Apfel, 211 F.3d 1172, 1178 (9th Cir. 2000). Notably, except in rare instances, 16 when a court reverses an agency determination, the proper course is to remand to the agency for 17 additional investigation or explanation. Moisa v. Barnhart, 367 F.3d 882, 886 (9th Cir. 2004) (citing 18 INS v. Ventura, 537 U.S. 12, 16 (2002)). 19 Here, the Court finds, and Plaintiff agrees (see Doc. 14 at 25), that remand for additional 20 proceedings is necessary because the persuasiveness of the discounted limitations opined by Dr. 21 Samuelson must be analyzed further before a determination of disability may be made.7 See 20 22 C.F.R. §§ 404.1520c(c)(2), 416.920c(c)(2); see also Cesar C. v. Dudek, No. 1:24-CV-03177-EFS, 23 2025 WL 1065959, at *10 (E.D. Wash. Apr. 9, 2025) (remanding for further proceedings where the 24 ALJ “failed to address the supportability of [medical] opinions in any meaningful way”); Arroyo v. 25 Comm’r of Soc. Sec., No. 2:22-CV-00360-DMC, 2023 WL 3853485, at *8 (E.D. Cal. June 6, 2023) 26 (remanding for further proceedings where the ALJ failed to explain how a physician’s opinion was 27 7 As to the ultimate outcome of Plaintiff’s claim, the Court expresses no opinion as to the level of persuasiveness that 28 should be ascribed to the limitations. Nor does the Court express what Plaintiff’s RFC ultimately should be. These 1 inconsistent with other objective medical evidence); Buethe, 2021 WL 1966202, at *7 (Because the 2 ALJ cherry-picked facts and ignored probative evidence, including medical opinion evidence, “the 3 proper remedy is remand, where the ALJ may either (a) reaffirm [their] decision after a more 4 thorough explanation of why these opinions were unsupported by and inconsistent with the relevant 5 evidence, or (b) award benefits.”); cf. Emily B. v. Kijakazi, No. 4:20-CV-05174-SMJ, 2022 WL 6 17224299, at *6 (E.D. Wash. Sept. 14, 2022) (observing that the revised regulations rejected 7 application of the Ninth Circuit’s “credit-as-true” doctrine to medical opinions and the commentary 8 expressly stated: “it is never appropriate under our rules to ‘credit-as-true’ any medical opinion”). 9 V. CONCLUSION AND ORDER 10 Based on the foregoing, the Court finds that the ALJ’s decision is not supported by 11 substantial evidence and is, therefore, VACATED and the case REMANDED to the ALJ for further 12 proceedings consistent with this Order. The Clerk of this Court is DIRECTED to enter judgment in 13 favor of Plaintiff Ruben Gonzalez-Zermeno against Defendant Frank Bisignano, Commissioner of 14 Social Security. 15 IT IS SO ORDERED. 16
17 Dated: December 1, 2025 /s/ Sheila K. Oberto . UNITED STATES MAGISTRATE JUDGE 18
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