R.P. v. City and County of San Francisco
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Opinion
1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 R.P., Case No. 24-cv-00522-LJC
8 Plaintiff, ORDER REGARDING MOTION TO 9 v. DISMISS SECOND AMENDED COMPLAINT AND REQUEST FOR 10 CITY AND COUNTY OF SAN JUDICIAL NOTICE FRANCISCO, et al., 11 Re: Dkt. Nos. 69, 70, 73 Defendants.
12 13 I. INTRODUCTION 14 Plaintiff R.P., who was a minor during the events at issue, brings this case against 15 Defendants the City of San Francisco (the City), San Francisco Police Chief William Scott, and 16 police officers Thomas Harvey, Matt (erroneously sued as Matthew) Sullivan, Nelson Wong, and 17 John Solomon. R.P. asserts state and federal claims for excessive force, false arrest, and related 18 theories arising from an alleged mass arrest at the Dolores Hill Bomb, an unsanctioned 19 skateboarding event in July of 2023. 20 Defendants move to dismiss R.P.’s Second Amended Complaint under Rule 12(b)(6) of 21 the Federal Rules of Civil Procedure. The Court found the matter suitable for resolution without 22 oral argument and vacated the hearing previously set for February 5, 2025. See Civ. L.R. 7-1(b). 23 For the reasons discussed below, and having considered the parties’ papers, Defendants’ Motion to 24 Dismiss is DENIED. Defendants’ Request for Judicial Notice is also DENIED, and their related 25 Administrative Motion to File Under Seal is DENIED AS MOOT.1 26 27 1 II. BACKGROUND 2 A. Procedural History 3 R.P. filed this action on January 26, 2024. See ECF No. 1. His mother Thida Pernia was 4 later appointed guardian ad litem. ECF Nos. 28, 29. The Court found the case related to J.T. v. 5 City & County of San Francisco, No. 23-cv-06524-LJC (N.D. Cal.), a putative class action 6 brought by other minors who were detained by the Dolores Hill Bomb. ECF No. 11. 7 R.P. amended his Complaint on March 1, 2024, in response to Defendants’ stated intent to 8 bring a motion to dismiss. See ECF Nos. 15, 16, 18. Defendants moved to dismiss R.P.’s First 9 Amended Complaint on multiple grounds, including that R.P. had asserted federal claims only 10 against unidentified and unserved “Doe Defendant” police officers, and therefore should not be 11 permitted to “bootstrap” state law claims against the City into federal court. See ECF No. 25 at 12 21. The Court allowed R.P. to take discovery regarding the Doe Defendants’ identities, set a 13 deadline of July 29, 2024 for R.P. to name and serve those defendants, and in the interim, declined 14 to address the viability of his “state law claims against the City . . . that might ultimately fall 15 outside this Court’s subject matter jurisdiction.” ECF No. 35 at 5–6. The parties later stipulated 16 to extend that time to October 29, 2024, and in light of the anticipated amendment to the First 17 Amended Complaint, the Court denied the Motion to Dismiss the First Amended Complaint 18 without prejudice to the City renewing it if R.P. failed to amend by the new deadline. ECF Nos. 19 41, 42. 20 In the meantime, the Court granted in part and denied in part a motion to dismiss the 21 related J.T. case. See generally J.T. v. City & County of San Francisco, No. 23-cv-06524-LJC, 22 2024 WL 3012791 (N.D. Cal. June 13, 2024). That Order generally allowed claims to proceed on 23 some of the same theories R.P. asserts here—arrest without probable cause in violation of the 24 Fourth Amendment, violation of the Bane Act, and common law false arrest and negligence— 25 while dismissing theories of liability that R.P. does not assert, including discrimination claims, a 26 First Amendment retaliation claim, and liability against the City under 42 U.S.C. § 1983 pursuant 27 to Monell v. Department of Social Services, 436 U.S. 658 (1978). 1 Defendants were still in the process of producing video from police officers’ body-worn cameras, 2 and R.P. stated that he might not be able to identify all of the officers involved in his arrest by the 3 October 29 deadline to amend. See ECF No. 54. The Court directed R.P. to amend his complaint 4 by the deadline and name any defendants he could. Id. The Court stated that if R.P. identified 5 additional defendants through subsequently produced video footage, the parties should meet and 6 confer, and R.P. could move for leave to amend if the parties were unable to reach a stipulation. 7 Id. 8 R.P. filed his operative Second Amended Complaint on the October 29, 2024 deadline. 9 See generally 2d Am. Compl. (SAC, ECF No. 57). Defendants thereafter brought the present 10 Motion to Dismiss. ECF No. 69. 11 As of a case management conference on January 21, 2025, well after briefing on the 12 present Motion was completed, Defendants were still in the process of producing video footage. 13 The Court ordered Defendants to complete production by January 31, 2025. See J.T., No. 23-cv- 14 06524-LJC, ECF Nos. 143, 144. 15 The Court vacated the hearing set for February 5, 2025, due in part to illness. See ECF No. 16 93. The Court finds the issues raised in the Motion suitable for resolution without oral argument, 17 as discussed below. See Civ. L.R. 7-1(b). 18 B. Allegations of the Second Amended Complaint 19 Because a plaintiff’s factual allegations are generally taken as true in resolving a motion to 20 dismiss under Rule 12(b)(6), this section summarizes the allegations of the Second Amended 21 Complaint as if true. Nothing in this Order should be construed as resolving any question of fact 22 that might be disputed. 23 R.P. was fifteen years old in the summer of 2023. SAC ¶ 1. Around 8:00 PM on July 8, 24 2023, on his way home from a birthday party, R.P. went to Dolores Park in San Francisco the 25 hope of observing the Dolores Hill Bomb, an unsanctioned annual skateboarding event. Id. ¶¶ 1, 26 19. When he arrived, he determined that the event had ended, and attempted to go home. Id. ¶¶ 2, 27 19–20. R.P. followed police officers’ instructions for a route to leave, but police officers arrested 1 21. 2 Officers detained R.P. outside on the street for more than seven hours in cold weather, 3 without opportunity to drink water, use the bathroom, or speak to his parents. Id. ¶ 22. Officers 4 did not let R.P. wear his beanie hat. Id. ¶ 22. 5 Defendant Wong handcuffed R.P. using zip ties, which caused pain and discomfort. Id. 6 ¶ 23. R.P. asked Defendant Solomon and at least two other as-yet-unidentified officers to loosen 7 the restraints, but they declined to do so, even after R.P. told Solomon that he could not feel his 8 hand. Id. ¶ 24. R.P. remained handcuffed for hours, and Defendants never loosened the handcuffs 9 in response to his complaints. Id. ¶¶ 23–24. 10 R.P. alleges on information and belief that the mass arrest “was done at the direction 11 and/or command of Defendant Thomas Harvey, a captain for the SFPD, and Defendant Matthew 12 Sullivan, a lieutenant for the SFPD,” without probable cause to arrest or sufficient time and 13 opportunity for bystanders to disperse. Id. ¶ 26. R.P. alleges on information and belief that 14 Defendant Scott delegated responsibility to oversee the police response to Harvey and Sullivan, 15 “kept tabs on the SFPD’s response to the event throughout the incident,” and approved the 16 decision to order a mass arrest. Id. ¶¶ 27–28. 17 R.P. asserts the following claims for relief: (1) excessive force under 42 U.S.C. § 1983
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 R.P., Case No. 24-cv-00522-LJC
8 Plaintiff, ORDER REGARDING MOTION TO 9 v. DISMISS SECOND AMENDED COMPLAINT AND REQUEST FOR 10 CITY AND COUNTY OF SAN JUDICIAL NOTICE FRANCISCO, et al., 11 Re: Dkt. Nos. 69, 70, 73 Defendants.
12 13 I. INTRODUCTION 14 Plaintiff R.P., who was a minor during the events at issue, brings this case against 15 Defendants the City of San Francisco (the City), San Francisco Police Chief William Scott, and 16 police officers Thomas Harvey, Matt (erroneously sued as Matthew) Sullivan, Nelson Wong, and 17 John Solomon. R.P. asserts state and federal claims for excessive force, false arrest, and related 18 theories arising from an alleged mass arrest at the Dolores Hill Bomb, an unsanctioned 19 skateboarding event in July of 2023. 20 Defendants move to dismiss R.P.’s Second Amended Complaint under Rule 12(b)(6) of 21 the Federal Rules of Civil Procedure. The Court found the matter suitable for resolution without 22 oral argument and vacated the hearing previously set for February 5, 2025. See Civ. L.R. 7-1(b). 23 For the reasons discussed below, and having considered the parties’ papers, Defendants’ Motion to 24 Dismiss is DENIED. Defendants’ Request for Judicial Notice is also DENIED, and their related 25 Administrative Motion to File Under Seal is DENIED AS MOOT.1 26 27 1 II. BACKGROUND 2 A. Procedural History 3 R.P. filed this action on January 26, 2024. See ECF No. 1. His mother Thida Pernia was 4 later appointed guardian ad litem. ECF Nos. 28, 29. The Court found the case related to J.T. v. 5 City & County of San Francisco, No. 23-cv-06524-LJC (N.D. Cal.), a putative class action 6 brought by other minors who were detained by the Dolores Hill Bomb. ECF No. 11. 7 R.P. amended his Complaint on March 1, 2024, in response to Defendants’ stated intent to 8 bring a motion to dismiss. See ECF Nos. 15, 16, 18. Defendants moved to dismiss R.P.’s First 9 Amended Complaint on multiple grounds, including that R.P. had asserted federal claims only 10 against unidentified and unserved “Doe Defendant” police officers, and therefore should not be 11 permitted to “bootstrap” state law claims against the City into federal court. See ECF No. 25 at 12 21. The Court allowed R.P. to take discovery regarding the Doe Defendants’ identities, set a 13 deadline of July 29, 2024 for R.P. to name and serve those defendants, and in the interim, declined 14 to address the viability of his “state law claims against the City . . . that might ultimately fall 15 outside this Court’s subject matter jurisdiction.” ECF No. 35 at 5–6. The parties later stipulated 16 to extend that time to October 29, 2024, and in light of the anticipated amendment to the First 17 Amended Complaint, the Court denied the Motion to Dismiss the First Amended Complaint 18 without prejudice to the City renewing it if R.P. failed to amend by the new deadline. ECF Nos. 19 41, 42. 20 In the meantime, the Court granted in part and denied in part a motion to dismiss the 21 related J.T. case. See generally J.T. v. City & County of San Francisco, No. 23-cv-06524-LJC, 22 2024 WL 3012791 (N.D. Cal. June 13, 2024). That Order generally allowed claims to proceed on 23 some of the same theories R.P. asserts here—arrest without probable cause in violation of the 24 Fourth Amendment, violation of the Bane Act, and common law false arrest and negligence— 25 while dismissing theories of liability that R.P. does not assert, including discrimination claims, a 26 First Amendment retaliation claim, and liability against the City under 42 U.S.C. § 1983 pursuant 27 to Monell v. Department of Social Services, 436 U.S. 658 (1978). 1 Defendants were still in the process of producing video from police officers’ body-worn cameras, 2 and R.P. stated that he might not be able to identify all of the officers involved in his arrest by the 3 October 29 deadline to amend. See ECF No. 54. The Court directed R.P. to amend his complaint 4 by the deadline and name any defendants he could. Id. The Court stated that if R.P. identified 5 additional defendants through subsequently produced video footage, the parties should meet and 6 confer, and R.P. could move for leave to amend if the parties were unable to reach a stipulation. 7 Id. 8 R.P. filed his operative Second Amended Complaint on the October 29, 2024 deadline. 9 See generally 2d Am. Compl. (SAC, ECF No. 57). Defendants thereafter brought the present 10 Motion to Dismiss. ECF No. 69. 11 As of a case management conference on January 21, 2025, well after briefing on the 12 present Motion was completed, Defendants were still in the process of producing video footage. 13 The Court ordered Defendants to complete production by January 31, 2025. See J.T., No. 23-cv- 14 06524-LJC, ECF Nos. 143, 144. 15 The Court vacated the hearing set for February 5, 2025, due in part to illness. See ECF No. 16 93. The Court finds the issues raised in the Motion suitable for resolution without oral argument, 17 as discussed below. See Civ. L.R. 7-1(b). 18 B. Allegations of the Second Amended Complaint 19 Because a plaintiff’s factual allegations are generally taken as true in resolving a motion to 20 dismiss under Rule 12(b)(6), this section summarizes the allegations of the Second Amended 21 Complaint as if true. Nothing in this Order should be construed as resolving any question of fact 22 that might be disputed. 23 R.P. was fifteen years old in the summer of 2023. SAC ¶ 1. Around 8:00 PM on July 8, 24 2023, on his way home from a birthday party, R.P. went to Dolores Park in San Francisco the 25 hope of observing the Dolores Hill Bomb, an unsanctioned annual skateboarding event. Id. ¶¶ 1, 26 19. When he arrived, he determined that the event had ended, and attempted to go home. Id. ¶¶ 2, 27 19–20. R.P. followed police officers’ instructions for a route to leave, but police officers arrested 1 21. 2 Officers detained R.P. outside on the street for more than seven hours in cold weather, 3 without opportunity to drink water, use the bathroom, or speak to his parents. Id. ¶ 22. Officers 4 did not let R.P. wear his beanie hat. Id. ¶ 22. 5 Defendant Wong handcuffed R.P. using zip ties, which caused pain and discomfort. Id. 6 ¶ 23. R.P. asked Defendant Solomon and at least two other as-yet-unidentified officers to loosen 7 the restraints, but they declined to do so, even after R.P. told Solomon that he could not feel his 8 hand. Id. ¶ 24. R.P. remained handcuffed for hours, and Defendants never loosened the handcuffs 9 in response to his complaints. Id. ¶¶ 23–24. 10 R.P. alleges on information and belief that the mass arrest “was done at the direction 11 and/or command of Defendant Thomas Harvey, a captain for the SFPD, and Defendant Matthew 12 Sullivan, a lieutenant for the SFPD,” without probable cause to arrest or sufficient time and 13 opportunity for bystanders to disperse. Id. ¶ 26. R.P. alleges on information and belief that 14 Defendant Scott delegated responsibility to oversee the police response to Harvey and Sullivan, 15 “kept tabs on the SFPD’s response to the event throughout the incident,” and approved the 16 decision to order a mass arrest. Id. ¶¶ 27–28. 17 R.P. asserts the following claims for relief: (1) excessive force under 42 U.S.C. § 1983 18 against Defendants Wong, Solomon, and Does 1–50, SAC ¶¶ 34–36; (2) false arrest in violation of 19 the Fourth Amendment, under § 1983, against Defendants Wong, Scott, Harvey, Sullivan, and 20 Does 1–50, SAC ¶¶ 37–40; (3) “Supervisor Liability” against Defendants Scott, Harvey, Sullivan, 21 and Does 1–50 (“includ[ing] supervisors and/or high-ranging decisionmakers within” the City), 22 SAC ¶¶ 41–44; (4) violation of the Bane Act, codified at section 52.1 of the California Civil Code, 23 against Defendants the City, Scott, Harvey, Sullivan, Solomon, and Does 1–50, SAC ¶¶ 45–52; 24 (5) battery, in violation of California Penal Code § 242, against Defendants the City, Wong, 25 Solomon, and Does 1–50, SAC ¶¶ 53–56; (6) negligence, against all Defendants, SAC ¶¶ 57–63; 26 and (7) false imprisonment and arrest, against Defendants the City, Scott, Harvey, Sullivan, Wong, 27 and Does 1–50, SAC ¶¶ 64–67. 1 III. ANALYSIS 2 A. Request for Judicial Notice 3 Defendants request judicial notice of four video clips from police officers’ body-worn 4 cameras that, according to Defendants, depict officers applying zip tire handcuffs to R.P. and 5 checking the tightness of those handcuffs. See generally ECF No. 70. Although a court’s review 6 of a motion to dismiss under Rule 12(b)(6) is generally limited to the facts alleged in the 7 complaint, courts may also consider materials properly subject to judicial notice and materials 8 incorporated by reference in the complaint. Defendants assert two grounds for the Court to 9 consider the videos they offer here: (1) that R.P.’s Complaint incorporates the videos by reference; 10 and (2) that the videos are subject to judicial notice as public records not reasonably subject to 11 dispute. ECF No. 70. R.P. opposes judicial notice. See generally ECF No. 82. 12 1. Incorporation by Reference 13 The doctrine of incorporation by reference “treats certain documents as though they are 14 part of the complaint itself . . . ‘if the plaintiff refers extensively to the document or the document 15 forms the basis of the plaintiff’s claim.’” Khoja v. Orexigen Therapeutics, Inc., 899 F.3d 988, 16 1002 (9th Cir. 2018) (quoting United States v. Ritchie, 342 F.3d 903, 908 (9th Cir. 2003)).2 17 Defendants are correct that R.P.’s Second Amended Complaint notes the existence of 18 potentially relevant video footage. The only reference to such a video is as follows:
19 . . . Plaintiff twice told Defendant Solomon “I can’t feel my hand” as a result of the overly tight handcuffs. In response, Defendant Solomon 20 said “that pass is alright” in apparent response to Plaintiff’s complaints of the overly tight handcuffs and did not loosen or 21 otherwise adjust the handcuffs. This encounter was captured on body- worn camera. 22 23 SAC ¶ 24 (emphasis added). 24 The Ninth Circuit “has held that ‘the mere mention of the existence of a document is 25 insufficient to incorporate the contents of a document.’” Khoja, 899 F.3d at 1002 (quoting Coto 26 Settlement v. Eisenberg, 593 F.3d 2031, 1038 (9th Cir. 2010)). R.P.’s allegations only mention the 27 1 existence of body-worn camera footage, and only in a single instance. That is insufficient to 2 establish incorporation by reference under the “refers extensively” test. 3 The alternative method of incorporation by reference, where “the document forms the basis 4 of the plaintiff’s claim,” see id., is also inapplicable. That doctrine “may apply, for example, when 5 a plaintiff’s claim about insurance coverage is based on the contents of a coverage plan, . . . or 6 when a plaintiff’s claim about stock fraud is based on the contents of SEC filings,” Ritchie, 342 7 F.3d at 908, or when a defamation claim necessarily rests on the allegedly defamatory photographs 8 and caption and the context in which those materials appeared, Khoja, 899 F.3d at 1002 9 (discussing Knievel v. ESPN, 393 F.3d 1068 (9th Cir. 2005)). In all of those contexts, the material 10 at issue—at least as alleged—itself gives rise to the claim. 11 Here, although the video footage might provide evidence to support or undermine R.P.’s 12 excessive force claim, it is not integral to that claim in the same sense as the materials courts have 13 found to be incorporated by reference. R.P.’s claim rests on the conduct that actually occurred, 14 not the video that captured it. “A complaint does not necessarily rely on every piece of evidence 15 that depicts the events forming the basis of the claims in the complaint.” Est. of Smith ex rel. 16 Smith v. City of San Diego, No. 16-cv-2989-WQH-MDD, 2018 WL 3706842, at *3 (S.D. Cal. 17 Aug. 3, 2018). 18 As R.P. notes, many courts have declined to treat video footage of events alleged in a 19 complaint as incorporated by reference. See id.; Greenstone v. Las Vegas Metro. Police Dep’t, 20 No. 2:23-cv-00290-GMN-NJK, 2024 WL 385213, at *4 (D. Nev. Jan. 31, 2024) Anniskiewicz v. 21 City of Rochester, No. 20-cv-6629-FPG, 2021 WL 1699731, at *3 (W.D.N.Y. Apr. 29, 2021); 22 Polnac v. City of Sulphur Springs, 555 F. Supp. 3d 309, 325 (E.D. Tex. 2021); Lee v. City of San 23 Diego, No. 18cv0159 W (BLM), 2019 WL 117775, at *4–5 (S.D. Cal. Jan. 7, 2019). 24 Although Defendants cite no case treating body-worn camera video as incorporated by 25 reference in a complaint, the Court is aware that some district courts have done so, including two 26 decisions cited in the Smith case as counterexamples to that court’s holding. See Covert v. City of 27 San Diego, No. 15cv2097 AJB (WVG), 2017 WL 1094020, at *5 (S.D. Cal. Mar. 23, 2017); 1 2016).3 Those cases held, essentially, that because the circumstances of an arrest were relevant to 2 a plaintiff’s claims, those claims implicitly incorporated video of evidence of such circumstances. 3 For the reasons discussed above, this Court respectfully disagrees with the reasoning of Covert 4 and Lihosit, and declines to follow those decisions. 5 Under Ninth Circuit precedent, R.P.’s Second Amended Complaint does not incorporate 6 by reference the body-worn camera video of his detention. The Court does not reach R.P.’s 7 additional argument that even if the videos could be considered incorporated by reference, the 8 Court cannot use them to contradict R.P.’s allegations and weigh disputed facts. See ECF No. 82 9 at 6–8. 10 2. Judicial Notice of Public Records 11 “[A] court may take judicial notice of public records ‘not to credit the truth of the 12 allegations or facts set forth therein,’ but only for the existence of such documents.” Zaragoza- 13 Rios v. City of Concord, No. 18-cv-06803-JCS, 2019 WL 2247856, at *3 (N.D. Cal. May 24, 14 2019) (quoting Acasio v. San Mateo County, No. 14-cv-04689-JSC, 2015 WL 5568345, at *1 n.1 15 (N.D. Cal. Sept. 22, 2015)). For example, “when a court takes judicial notice of another court’s 16 opinion, it may do so ‘not for the truth of the facts recited therein, but for the existence of the 17 opinion, which is not subject to reasonable dispute over its authenticity.’” Lee v. City of Los 18 Angeles, 250 F.3d 668, 690 (9th Cir. 2001) (quoting S. Cross Overseas Agencies, Inc. v. Wah 19 Kwong Shipping Grp. Ltd., 181 F.3d 410, 426–27 (3rd Cir. 1999)). 20 Defendants’ request effectively asks the Court to take notice of the videos for the truth of 21 matters depicted therein. Hypothetically, if R.P. had brought a claim that Defendants failed to 22 meet some obligation to capture or preserve body-worn camera video, the existence of such video 23 would be relevant to that claim, and might be subject to judicial notice. Here, though, the videos 24 are relevant—if at all—to show what occurred at the Dolores Hill Bomb, or in other words, the 25 truth of what they purport to depict. Except in limited circumstances under the incorporation-by- 26 3 See also, e.g., Saved Mag. v. Spokane Police Dep’t, 505 F. Supp. 3d 1095, 1103 (E.D. Wash. 27 2020) (taking judicial notice of body camera video discussed in a complaint, in the absence of 1 reference-doctrine (which is inapplicable for the reasons discussed above), judicial notice for that 2 purpose is improper. Defendants cite no authority taking judicial notice of video footage under the 3 public records doctrine. See generally ECF No. 70. 4 * * * 5 Defendants’ request for judicial notice is DENIED. The Court has not viewed the videos 6 Defendants submitted. Defendants’ motion to seal the videos (ECF No. 73) is DENIED AS 7 MOOT. The videos shall remain under seal, but the Court deems them withdrawn and will not 8 consider them for any purpose. See Civ. L.R. 79-5(g)(2). Defendants may, of course, resubmit 9 some or all of these videos as part of an evidentiary record at a later stage of the case. 10 B. Motion to Dismiss 11 1. Legal Standard 12 A complaint may be dismissed under Rule 12(b)(6) of the Federal Rules of Civil Procedure 13 “based on the lack of a cognizable legal theory or the absence of sufficient facts alleged under a 14 cognizable legal theory.” Godecke v. Kinetic Concepts, Inc., 937 F.3d 1201, 1208 (9th Cir. 2019) 15 (citation and internal quotation marks omitted). A complaint generally must include a “short and 16 plain statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). 17 A court reviewing a 12(b)(6) motion must “accept all factual allegations in the complaint 18 as true and construe the pleadings in the light most favorable to the nonmoving party.” Outdoor 19 Media Group, Inc. v. City of Beaumont, 506 F.3d 895, 900 (9th Cir. 2007). “Threadbare recitals 20 of the elements of a cause of action . . . do not suffice,” however, and a court need not credit “legal 21 conclusions” or “mere conclusory statements.” See Ashcroft v. Iqbal, 556 U.S. 662, 678–79 22 (2009). The allegations in the complaint “must be enough to raise a right to relief above the 23 speculative level.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). A complaint must 24 demonstrate “facial plausibility” by pleading “factual content that allows the court to draw the 25 reasonable inference that the defendant is liable for the misconduct alleged.” Iqbal, 556 U.S. at 26 678. 27 A court’s review under Rule 12(b)(6) is generally limited to the contents of a complaint, 1 judicial notice. See Khoja v. Orexigen Therapeutics, Inc., 899 F.3d 988, 999 (9th Cir. 2018). 2 A court generally should not dismiss a complaint with prejudice under Rule 12(b)(6) 3 unless it is clear the complaint cannot be saved by any amendment. See United States v. 4 Corinthian Colleges, 655 F.3d 984, 995 (9th Cir. 2011). “[L]eave to amend should be freely 5 granted ‘when justice so requires.’” Lopez v. Smith, 203 F.3d 1122, 1127 (9th Cir. 2000) (quoting 6 Fed. R. Civ. P. 15(a)). Generally, leave to amend may be denied only if allowing the amendment 7 would unduly prejudice the defendant, cause undue delay, or be futile, or if the plaintiff has acted 8 in bad faith. Leadsinger, Inc. v. BMG Music Publ’g, 512 F.3d 522, 532 (9th Cir. 2008). 9 2. Federal Claims 10 a. Excessive Force Under § 1983 11 The Fourth Amendment prohibits the use of excessive force in making an arrest. “In 12 assessing the objective reasonableness of a particular use of force, [courts] consider: (1) the 13 severity of the intrusion on the individual’s Fourth Amendment rights by evaluating the type and 14 amount of force inflicted, (2) the government’s interest in the use of force, and (3) the balance 15 between the gravity of the intrusion on the individual and the government’s need for that 16 intrusion.” Lowry v. City of San Diego, 858 F.3d 1248, 1256 (9th Cir. 2017) (cleaned up). The 17 government’s “interest is assessed by considering three primary factors: (1) the severity of the 18 crime at issue, (2) whether the suspect posed an immediate threat to the safety of the officers or 19 others, and (3) whether the suspect was actively resisting arrest or attempting to evade arrest by 20 flight,” as well as any other factors that might be appropriate under “the totality of the 21 circumstances.” Id. at 1257 (cleaned up). “[W]hether the suspect posed an immediate threat to 22 the safety of the officers or others[] is the most important single element of the three specified 23 factors.” Id. at 1258 (cleaned up). 24 Claims under § 1983 implicate the doctrine of qualified immunity, which shields 25 “government officials performing discretionary functions. . . from liability for civil damages 26 insofar as their conduct does not violate clearly established statutory or constitutional rights of 27 which a reasonable person would have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982). 1 force.” LaLonde v. County of Riverside, 204 F.3d 947, 960 (9th Cir. 2000) (citing Palmer v. 2 Sanderson, 9 F.3d 1433 (9th Cir. 1993); Hansen v. Black, 885 F.2d 642 (9th Cir. 1989)). The 3 viability of such claims has been “well-established” for many years. See Wall v. County of 4 Orange, 364 F.3d 1107, 1112 (9th Cir. 2004). The Ninth Circuit has characterized tight handcuff 5 claims as “usually fact-specific and . . . likely to turn on the credibility of the witnesses.” 6 LaLonde, 204 F.3d at 960; see also Torres v. City of Madera, 648 F.3d 1119, 1124 (9th Cir. 2011) 7 (“Determining the reasonableness of an officer’s actions is a highly fact-intensive task for which 8 there are no per se rules.”). When the facts asserted by a plaintiff leave it “difficult, if not 9 impossible, to say that the only reasonable conclusion that the evidence permits is that the force 10 used was reasonable,” the claim should be decided by a jury. LaLonde, 204 F.3d at 960. 11 Both parties discuss the Ninth Circuit’s unpublished decision in Reyes v. City of Santa 12 Ana, 832 F. App’x 487 (9th Cir. 2020). R.P. relies on a rule statement from that decision: that for 13 viable tight handcuff claims, “the plaintiff suffered more than nominal injuries from their 14 handcuffs, or complained to police about tight handcuffs, only to have their requests for loosening 15 ignored.” Id. at 491; ECF No. 84 at 15. R.P. contends that he meets that standard because 16 Defendants failed to loosen his handcuffs even after he alerted them that he was experiencing pain 17 and numbness. 18 But as Defendants note, aspects of the Reyes decision also support their position. See ECF 19 No. 69 at 15; ECF No. 87 at 6. That case stated that “[s]ummary judgment on a tight handcuffing 20 Fourth Amendment excessive force claim is merited if a plaintiff does not seek medical help or 21 offer supporting documentary evidence,” and concluded the plaintiff’s “little bruise” was not 22 sufficient. Reyes, 832 F. App’x at 491 (citing Arpin v. Santa Clara Valley Transp. Agency, 261 23 F.3d 912, 22 (9th Cir. 2001)). The court also noted, however, that when the plaintiff “protested 24 that his handcuffs were tight and asked for loosening, [the officer] complied with this request.” Id. 25 Because the plaintiff “offer[ed] no other evidence,” the Ninth Circuit affirmed summary judgment 26 for the defense on the tight handcuffing claim. Id. The Reyes decision does not make clear 27 whether the outcome would have differed if the officer refused the plaintiff’s request to loosen his 1 The Ninth Circuit has also addressed tight handcuffing claims in a number of precedential 2 decisions. This Court is aware of only one such case (besides the unpublished Reyes decision) that 3 was decided in favor of the defense. In Arpin v. Santa Clara Valley Transportation Agency, the 4 Ninth Circuit affirmed summary judgment against a plaintiff who failed to substantiate her 5 purported injury from tight handcuffs with medical records or other evidence beyond conclusory 6 assertions. 261 F.3d at 921–22. In that case, though, the Ninth Circuit determined that the 7 plaintiff had resisted arrest, and took that resistance into account in determining that tight 8 handcuffing was reasonable under the circumstances. Id. There is also no indication that the 9 plaintiff complained to the officer about the tightness of her handcuffs or asked for them to be 10 loosened. See id. Arpin relied in the Eight Circuit’s decision in Foster v. Metropolitan Airports 11 Commission, 914 F.2d 1076, 1082 (8th Cir. 1990), which it characterized as “determining 12 resistance justified use of force in handcuffing [a] suspect where force was not sufficient to create 13 evidence of injury.” 261 F.3d at 922. 14 The Eighth Circuit has stated in Foster that it did “not believe that [the plaintiff’s] 15 allegations of pain as a result of being handcuffed, without some evidence of more permanent 16 injury, are sufficient to support his claim of excessive force.” 914 F.2d at 1082. But “[t]o the 17 extent Foster . . . is read to suggest that proof of physical injury is always required in order to 18 prove an excessive force claim, it is contrary to Ninth Circuit law which, in some circumstances, 19 permits an excessive force claim to proceed even where there has been no physical injury.” 20 Brown v. Villaraigosa, No. CV 06-4169 SJO (JC), 2010 WL 11483802, at *14 n.20 (C.D. Cal. 21 Mar. 30, 2010) (citing Espinosa v. City & County of San Francisco, 598 F.3d 528, 537–38 (9th 22 Cir. 2010)), recommendation adopted, 2010 WL 11483803 (C.D. Cal. June 17, 2010). In 23 Espinosa, the Ninth Circuit affirmed a denial of summary judgment because there were questions 24 of fact as to whether officers used unreasonable force by merely pointing loaded guns at the 25 plaintiff. 598 F.3d at 537; see also Fontana v. Haskin, 262 F.3d 871, 880 (9th Cir. 2001) (quoting 26 with approval the Sixth Circuit’s holding in McDowell v. Rogers, 863 F.2d 1302, 1307 (6th Cir. 27 1988), “that a serious or permanent injury is [not] a prerequisite to a claim under Section 1983”). 1 have tended to involve greater degrees of force or more lasting injuries than R.P. has alleged here. 2 The Court does not, however, understand those decisions as holding that some greater threshold of 3 force or injury is required, at least at the pleading stage. 4 In LaLonde v. County of Riverside, police officers purportedly grabbed the plaintiff by his 5 ponytail, knocked him to the ground, sprayed his face with pepper spray, and then left him 6 handcuffed with the pepper spray burning his face, and refused to adjust the handcuffs in response 7 to his complaints that the handcuffs were cutting off his circulation. 204 F.3d at 952. The 8 plaintiff’s wrist and hand were still numb the next day, he sought medical attention, and he 9 continued to experience occasional numbness as of the time the case went to trial. Id. at 953. In 10 finding that the district court erred in granting judgment for the defense as a matter of law, 11 however, the Ninth Circuit treated the issue of tight handcuffing as distinct from the prolonged 12 exposure to pepper spray and other injuries, and held that the tight handcuff theory (among other 13 theories) was sufficient to go to a jury. See id. at 960. Although LaLonde involved a somewhat 14 more severe injury (ongoing numbness after the arrest, for which the plaintiff sought medical 15 attention) from tight handcuffing than here, it did not indicate that a lasting injury was necessary 16 to the claim, and its holding regarding the sufficiency of the tight handcuffing claim was distinct 17 from the various other uses of force at issue like the use of pepper spray. 18 In Wall v. County of Orange, the relevant facts—viewed in the light most favorable to the 19 plaintiff—included multiple uses of force by an arresting officer, culminating with applying 20 “extremely tight” handcuffs, picking the plaintiff up by his handcuffed arms and throwing him 21 into a patrol car, and leaving him handcuffed for more than twenty minutes, despite his requests to 22 loosen the handcuffs. 364 F.3d at 1109–10. A neurologist stated that the plaintiff injured a nerve 23 as a result, and the plaintiff was unable to continue his work as a dentist. Id. at 1110. The Ninth 24 Circuit held that, based on the plaintiff’s “version of the facts, [the officer] used excessive force in 25 making the arrest and continuing the restraint by handcuffs that hurt and damaged [the plaintiff’s] 26 wrist.” Id. at 1112 (emphasis added). The court stated that the viability of tight-handcuff claims 27 was “well-established,” and noted precedent holding that the Fourth Amendment’s rule against 1 thud of a boot.” Id. at 1112 (emphasis added; citation omitted). Once again, the court did not 2 indicate that the degree of injury was essential to the claim, instead merely stating that “[i]t is 3 well-established that overly tight handcuffing can constitute excessive force.” Id. 4 The facts of Palmer v. Sanderson, 9 F.3d 1433 (9th Cir. 1993), perhaps come closest to 5 this case, although it still involved a more lasting injury. The plaintiff (Palmer) was a man in his 6 sixties who had “recently suffered a stroke which had impaired his mobility.” Id. at 1434. A 7 police officer (Sanderson) stopped him on suspicion of driving while intoxicated and administered 8 field sobriety tests, which did not confirm intoxication. Id. Palmer then walked back to his car to 9 take shelter from stormy weather, telling Sanderson he would answer any further questions there. 10 Id. Palmer testified that Sanderson “jerked Palmer out of his car, pushed him against it, frisked 11 him, handcuffed him, and pushed him into the back seat of the patrol car with such force that 12 Palmer fell over sideways,” and “that the handcuffs were tight enough to cause pain and 13 discoloration to his wrists, and that Sanderson refused his request to loosen them.” Id. at 1434–35. 14 The Ninth Circuit affirmed a denial of summary judgment, holding as follows:
15 Defendants are not entitled to qualified immunity under the “reasonableness standard” of the Fourth Amendment. Palmer claims 16 that Sanderson fastened Palmer’s handcuffs so tightly around his wrist that they caused Palmer pain and left bruises that lasted for 17 several weeks. Sanderson has presented no evidence that would justify handcuffing Palmer so tightly that he suffered pain and bruises, 18 or to justify his refusal to loosen the handcuffs after Palmer complained of the pain. Under these circumstances, no reasonable 19 officer could believe that the abusive application of handcuffs was constitutional. Because Palmer’s evidence, if credited, would 20 establish that Sanderson’s use of force was excessive in violation of the Fourth Amendment, see Hansen v. Black, 885 F.2d 642, 645 (9th 21 Cir. 1989) (unreasonably injuring a person’s wrists while applying handcuffs constitutes use of excessive force), the district court 22 properly refused to grant summary judgment in defendants’ favor on this claim. 23 24 Id. at 1436; see also Hansen, 885 F.2d at 645 (reversing a district court’s decision that had granted 25 summary judgment for defendant officers, where the plaintiff visited a medical center for 26 treatment of bruises and pain after being handcuffed, and a neighbor reported that officers treated 27 the plaintiff roughly). 1 plaintiff to allege lasting injury from overly tight handcuffs or medical treatment for such an 2 injury. For one thing, Arpin specifically characterized the Eighth Circuit case on which it relied as 3 addressing the appropriate use of force when a plaintiff resisted arrest, which R.P. has not alleged 4 he did here. See Arpin, 261 F.3d at 922 (discussing Foster, 914 F.2d at 1082–83). For another, 5 Arpin (and every other decision discussed above) was decided on a factual record, and did not 6 address the pleading standard. Its requirement that a plaintiff provide evidence of significant 7 injury to survive summary judgment is inapplicable at this stage of the case, even if it were not 8 limited to cases where a plaintiff resisted arrest. 9 To the extent Reyes could be read as requiring medical treatment or other documentary 10 evidence of injury in all tight handcuffing cases, even without a plaintiff having resisted arrest, it 11 does so specifically in the context of summary judgment. See 832 F. App’x at 491 (“Summary 12 judgment on a tight handcuffing Fourth Amendment excessive force claim is merited if a plaintiff 13 does not seek medical help or offer supporting documentary evidence.” (emphasis added)). That 14 rule is in tension with Reyes’s statement that cases have allowed such claims to proceed where 15 plaintiffs “suffered more than nominal injuries . . . or complained to police about tight handcuffs” 16 that were not then loosened. Id. (emphasis added). The latter test is consistent with precedent 17 from at least one other circuit, which relied in part on an earlier unpublished decision by the Ninth 18 Circuit. See Cugini v. City of New York, 941 F.3d 604, 613, 616 n.10 (2d Cir. 2019) (“We 19 conclude that where an officer’s use of force in handcuffing is plainly unreasonable under the 20 circumstances or where a plaintiff manifests clear signs of her distress—verbally or otherwise—a 21 fact finder may decide that the officer reasonably should have known that his use of force was 22 excessive for purposes of establishing a Fourth Amendment violation.”) (citing Liiv v. City of 23 Coeur D’Alene, 130 F. App’x 848, 852 (9th Cir. 2005)). Finally, Reyes is a non-precedential 24 decision, and a rule that always required objective evidence of lasting injury would conflict with 25 precedent allowing excessive force claims with no injury, e.g., Espinosa, 598 F.3d at 537, and 26 holding that “per se rules” are not appropriate for such claims, Torres, 648 F.3d at 1124. 27 Any ambiguity on the legal question of whether objective medical evidence of lasting 1 on the facts alleged) Wong and Solomon could not have known whether R.P. would later seek 2 medical attention or continue to experience adverse effects from the tight handcuffs that allegedly 3 caused him pain and numbness during his detention. In contrast, they could be expected to know 4 the “well-established” principles that overly tight handcuffs can constitute excessive force that 5 violates the Fourth Amendment. See Wall, 364 F.3d at 1112. 6 In Defendants’ own words, “the most compelling factor is the level of threat posed by the 7 suspect.” ECF No. 69 at 14–15 (citing Lowry, 858 F.3d at 1258). Defendants assert that R.P. 8 “omits any facts regarding the basis of his arrest and zip tying.” Id. at 15. The Court disagrees. 9 R.P. alleges that he attempted to attend a famous event to “watch[] people skate,” SAC ¶ 1, that 10 he engaged in “no criminal activity,” id., that he attempted to leave soon after he arrived because 11 the event had ended, id. ¶ 20, that he followed a route to leave as instructed by police officers, id. 12 ¶¶ 20–21, and that “he and everyone else on the street were indiscriminately detained” by the 13 police, id. ¶ 21. Based on the facts alleged by R.P., he was a bystander to the aftermath of a 14 skateboarding event and posed no threat to officers. Cf. Gordon v. City & County of San 15 Francisco, No. 20-cv-03910-JCS, 2021 WL 5449074, at *12–13 (N.D. Cal. Nov. 22, 2021) 16 (holding on summary judgment that officers’ refusal to adjust handcuffs to relieve the plaintiff’s 17 shoulder pain was reasonable when the plaintiff had previously fought with them). The Court 18 declines to adopt Defendants’ apparent contention that the Fourth Amendment permits police 19 officers to impose pain and loss of feeling on an apparently compliant and non-threatening 20 detainee through the use of tight handcuffs, over the detainee’s request for relief, during an hours- 21 long detention, and in the absence of any facts apparent from the Second Amended Complaint that 22 might justify such treatment. 23 Of course, a factual record might reveal additional facts beyond what R.P. has alleged. 24 Defendants might dispute some of his allegations or might believe that R.P. has omitted relevant 25 context. Defendants may present their own evidence and view of the facts at a later stage of the 26 case. At the pleading stage, however, the Court takes R.P.’s allegations as true, and the federal 27 pleading standard does not require R.P. to include in his complaint whatever facts Defendants 1 zip ties tight enough to cause pain and numbness, and Solomon refusing to loosen them when R.P. 2 brought that to his attention, constituted excessive force under the circumstances of a detainee 3 swept up in a mass arrest, with no indication of resistance. 4 Defendants also contend that R.P. has not alleged his complaints were ignored, because he 5 acknowledged that Solomon checked his handcuffs. But merely looking at handcuffs without 6 loosening them provides no relief to a detainee suffering pain and numbness. Perhaps Solomon 7 will be able to provide evidence that he reasonably concluded the handcuffs were not too tight. 8 Based on R.P.’s allegations, however, Solomon perpetuated R.P.’s unwarranted pain and loss of 9 feeling by refusing the loosen the handcuffs. 10 Defendants’ motion to dismiss R.P.’s excessive force claim under § 1983 against Wong 11 and Solomon is therefore DENIED. 12 b. False Arrest Under § 1983 13 The Fourth Amendment to the U.S. Constitution prohibits “unreasonable . . . seizures.” 14 U.S. Const. amend. IV. Although the Fourth Amendment often requires a police officer to have 15 individualized probable cause to arrest a suspect, whether such cause is individualized is not an 16 “irreducible requirement,” and the ultimate question is whether the officer’s belief that the suspect 17 committed a crime “was reasonable in light of the circumstances.” Lyall v. City of Los Angeles, 18 807 F.3d 1178, 1194 (9th Cir. 2015). “If a group or crowd of people is behaving as a unit and it is 19 not possible . . . for the police to tell who is armed and dangerous or engaging in criminal acts and 20 who is not, the police can have [probable cause4] as to the members of the group.” Id. “Police 21 witnesses must only be able to form a reasonable belief that the entire crowd is acting as a unit and 22 therefore all members of the crowd violated the law.” Carr v. District of Columbia, 587 F.3d 401, 23 408 (D.C. Cir. 2009) (reversing summary judgment granted in favor of plaintiffs bringing Fourth 24 Amendment claims after being arrested for participating in a riot). On the other hand, “if a person 25 4 Although Lyall primarily concerned reasonable suspicion for the purpose of a Terry stop rather 26 than probable cause for arrest, that opinion cites with approval Carr v. District of Columbia, 587 F.3d 401 (D.C. Cir. 2009), which applied a substantially similar standard for individualization in 27 the context of probable cause for arrest. This Court therefore understands Lyall as expressing the 1 is simply present in the vicinity of potential criminal activity, without doing anything else to 2 indicate that he is engaging in criminal activity or that he is armed and dangerous, the police do 3 not have probable cause to search him or reasonable suspicion sufficient to detain him and frisk 4 him for weapons.” Lyall, 807 F.3d at 1194. 5 The Court addressed this test in detail in the related J.T. case, holding that the plaintiffs 6 there sufficiently alleged that police lacked probable cause to arrest them at the Dolores Hill 7 Bomb, whether under a test of group suspicion or of individualized suspicion. J.T. v. City & 8 County of San Francisco, No. 23-cv-06524-LJC, 2024 WL 3012791, at *6–8 (N.D. Cal. June 13, 9 2024). Defendants have not identified any meaningful difference here from that previous 10 decision. 11 Instead, Defendants contend that R.P. should be required to allege further details of his 12 arrest, including:
13 how R.P. was able to arrive at the Hill Bomb and observe it was over but was then unable to turn around and leave by the same path he used 14 to arrive or by some other path of egress; what the event was that renders any detention unlawful; the time period during which R.P. 15 was at the event until the time he was detained and arrested; the time period that he had from the time that he was directed where to go until 16 the time he was arrested; the location he was where he was told to leave and where he was told to go in order to leave; the location he 17 first presented to at the event; the route that he attempted to follow to leave the event; the distance from the point he appeared at the event 18 to the point he was detained; the basis that Defendants Scott and Harvey decided to order the mass arrest; any facts to support the 19 allegation that the mass arrest was indiscriminate; any facts to support the allegation that there was no probable cause to arrest individuals 20 who did not follow dispersal orders regarding the unlawful assembly and the riot; any facts to support the allegation that innocent 21 bystanders were not given a reasonable opportunity to leave; any facts regarding the sanctioned, permitted, or illegal nature of the events that 22 gave rise to the mass arrest; nor any facts regarding the length of the event, or the dispersal attempts. 23 24 ECF No. 87 at 5. 25 The federal pleading standard requires “a short and plain statement of the claim,” Fed. R. 26 Civ. P. 8(a), including sufficient factual allegations to support a plausible inference that the 27 defendant is liable, Iqbal, 556 U.S. at 678. Defendants’ list of potentially relevant facts 1 standard for claims sounding in fraud under Rule 9(b) of the Federal Rules of Civil Procedure, 2 which is not applicable here. See Fed. R. Civ. P. 9(b); Neubronner v. Milken, 6 F.3d 666, 672 (9th 3 Cir. 1993) (stating that a complaint subject to that rule “must specify such facts as the times, dates, 4 places, benefits received, and other details of the alleged fraudulent activity”). 5 Here, R.P. has alleged that he arrived in a public place in the hope of viewing a 6 skateboarding event, tried to leave when he saw that the event had ended, followed instructions 7 given by police officers as to how he should leave, and was nevertheless subject to a mass arrest. 8 Drawing all reasonable inferences in R.P.’s favor, the Court declines Defendants’ invitation to 9 infer that there was probable cause to arrest anyone in the vicinity of the event merely because 10 R.P. has alleged that hundreds of people were arrested on a city street—particularly when R.P. 11 alleges that he was following instructions of police officers at the time he was walking on the 12 street. See SAC ¶ 21; J.T., 2024 WL 3012791, at *18 (“[N]othing in the Amended Complaint 13 indicates that the crowd was violent, presented any danger of violence, or collectively engaged in 14 any unlawful act.”); cf. ECF No. 69 at 22 (Defendants’ assertion that by being “on the street” with 15 a crowd, R.P. “was causing a nuisance in the neighborhood and interfering with the use of public 16 property”). 17 The additional details Defendants seek may be appropriate to explore through discovery 18 and address on an evidentiary record, but R.P. need not preemptively answer in his complaint all 19 questions Defendants might think to ask of him. The details that that Defendants identified and 20 are able to uncover through discovery indicate that R.P.’s complaint gave them “notice of the 21 claim such that the opposing part[ies] may defend [themselves] effectively.” Starr v. Baca, 652 22 F.3d 1201, 1212 (9th Cir. 2011). Because R.P. has alleged facts sufficient to infer a plausible 23 claim, and his allegations gave Defendants fair notice, Defendants’ motion to dismiss R.P.’s false 24 arrest claim under § 1983 is DENIED. 25 c. Supervisor Liability 26 R.P. addresses his claim for “Supervisor Liability” as an extension of his Fourth 27 Amendment false arrest claim, see ECF No. 84 at 16–18, and the Court construes it as such. The 1 theory.5 2 “Although there is no pure respondeat superior liability under § 1983, a supervisor is 3 liable for the acts of his subordinates if the supervisor participated in or directed the violations, or 4 knew of the violations of subordinates and failed to act to prevent them.” Vazquez v. County of 5 Kern, 949 F.3d 1153, 1166 (9th Cir. 2020) (cleaned up). A supervisor can be held liable under 6 § 1983 based on “(1) his or her personal involvement in the constitutional deprivation, or (2) a 7 sufficient causal connection between the supervisor’s wrongful conduct and the constitutional 8 violation,” including “for his own culpable action or inaction in the training, supervision, or 9 control of his subordinates; for his acquiescence in the constitutional deprivation; or for conduct 10 that showed a reckless or callous indifference to the rights of others.” Starr, 652 F.3d at 1208. 11 “The requisite causal connection can be established by setting in motion a series of acts by others 12 or by knowingly refusing to terminate a series of acts by others, which the supervisor knew or 13 reasonably should have known would cause others to inflict a constitutional injury.” Rodriguez v. 14 County of Los Angeles, 891 F.3d 776, 798 (9th Cir. 2018) (cleaned up). 15 “Conclusory allegations” that a defendant “‘directed’ the other defendants to take [certain] 16 actions,” made “on information and belief,” can be insufficient to state a claim for supervisor 17 liability if they lack sufficient factual support. Blantz v. Cal. Dep’t of Corr. & Rehab., 727 F.3d 18 917, 926–27 (9th Cir. 2013) (considering claims under state law, but basing the decision on the 19 federal pleading standard equally applicable here). In Blantz, however, “the allegation that . . . the 20 Chief Medical Officer of the Receiver and a member of the Governing Body of the CDCR[ ]had 21 any role in or knowledge of the decision to terminate [the plaintiff] or give her a negative 22 reference [was] not ‘plausible on its face,’” because “common sense” dictated that such a senior 23 official would not have had any role in terminating an independent contractor nurse or giving her a 24 negative performance review. Id. at 927 (quoting Twombly, 550 U.S. at 570). 25 Here, in contrast, R.P. has alleged a mass arrest of “hundreds” of people at a “famous” 26 event. SAC ¶ 1, 26. It reasonable to infer that supervisory officers would direct such a response, 27 1 and that the Chief of Police might be involved in at least monitoring such activities related to a 2 well-known and anticipated event. See Martinez v. City of Santa Rosa, 499 F. Supp. 3d 748, 750 3 (N.D. Cal. 2020) (“[W]hen the department is executing an organized, department-wide response, 4 one can presume that the police chief was in control of his department, either directing that 5 response himself or—at the very least—ratifying the actions of his subordinates.”). In that 6 context, R.P.’s otherwise somewhat thin allegations (on information and belief) that Harvey and 7 Sullivan directed the “indiscriminate” mass arrest, SAC ¶ 26, and that Scott “kept tabs on” and 8 “approved” their decision, id. ¶¶ 27–28, meet the relatively low bar of plausibility. See J.T., 2024 9 WL 3012791, at *14 (denying a motion to dismiss similar claims based on supervisor liability and 10 the same event). 11 Defendants’ motion to dismiss R.P.’s supervisor liability claim against Harvey, Sullivan, 12 and Scott is therefore DENIED. 13 3. Monell Liability 14 As Defendants correctly note in their Motion, ECF No. 69 at 22, the Second Amended 15 Complaint does not purport to assert a constitutional claim against the City. See SAC ¶¶ 34–44. 16 R.P. does not claim to have done so in his opposition brief. See generally ECF No. 84. The Court 17 therefore need not and does not reach Defendants’ arguments that the Second Amended Complaint 18 lacks sufficient allegations to support such a theory. See ECF No. 69 at 23. 19 C. State Law Claims 20 1. Bane Act 21 California’s Bane Act, section 52.1 of the Civil Code, “provides a cause of action for 22 violations of a plaintiff’s state or federal civil rights committed by threats, intimidation, or 23 coercion.” Reese v. County of Sacramento, 888 F.3d 1030, 1040 (9th Cir. 2018) (citation and 24 internal quotation marks omitted). 25 Defendants argue that R.P. cannot satisfy the Bane Act’s requirement of specific intent, as 26 recognized by a California appellate court in Cornell v. City & County of San Francisco, 17 Cal. 27 App. 5th 766, 801 (2017). ECF No. 69 at 87 at 7–8. The Ninth Circuit held in Reese that a 1 F.3d at 1045, and at least one decision from this district has held that a lack of probable cause to 2 arrest is enough to show reckless disregard, at least to avoid dismissal under Rule 12(b)(6). Mehta 3 v. City of Sunnyvale, No. 23-cv-03193-PCP, 2024 WL 950165, at *5 (N.D. Cal. Mar. 5, 2024). As 4 in the earlier J.T. decision, the “Court is satisfied that [R.P.’s] allegations of an indiscriminate 5 mass arrest without probable cause support a sufficient inference that the Defendants who 6 ordered”—and carried out—“that arrest acted with reckless disregard for arrestees’ right to be free 7 from unreasonable seizures.” See J.T, 2024 WL 3012791, at *16. 8 Defendants’ assertion that R.P.’s allegation of an “indiscriminate” mass arrest 9 “contradicts” the specific intent requirement, see ECF No. 87 at 8, is not consistent with either the 10 Ninth Circuit’s interpretation of that requirement as encompassing reckless disregard, Reese, 888 11 F.3d at 1045, or with clear precedent that arresting bystanders “simply in the present in the 12 vicinity of potential criminal activity” violates the Fourth Amendment, Lyall, 807 F.3d at 1194. 13 “[I]t is not necessary for the defendants to have been thinking in constitutional or legal terms at the 14 time of the incidents” in order to establish “a reckless disregard for a person’s constitutional 15 rights.” Reese, 888 F.3d at 1045 (cleaned up). 16 Drawing all reasonable inferences in R.P.’s favor, it is also plausible that Solomon acted 17 with reckless disregard to R.P.’s constitutional rights by failing to loosen R.P.’s handcuffs despite: 18 (1) R.P. telling Solomon he could not feel his hand; and (2) Solomon apparently inspecting the 19 purportedly injurious handcuffs. If the Court were to draw reasonable inferences in favor of 20 Solomon, his alleged statement that the “pass is alright” might tend to suggest that he genuinely 21 (and perhaps reasonably) did not believe the handcuffs were too tight. See SAC ¶ 24. But that is 22 not the standard of review on this Motion. Viewing the Complaint in the light most favorable to 23 R.P., Solomon’s dismissal of R.P.’s complaints, despite an opportunity to observe that the 24 handcuffs were cutting off feeling to his hand, is consistent with an inference of reckless 25 disregard. 26 Defendants do not argue specifically that R.P.’s Bane Act claim should be dismissed for 27 failure to allege a “threat, intimidation or coercion beyond that which was inherent in the . . . 1 that standard. ECF No. 69 at 19 (quoting Inman v. Anderson, 294 F. Supp. 3d 907, 931 (N.D. Cal. 2 2018). Inman acknowledged that California courts were divided as to whether the statute required 3 additional coercion beyond that inherent in a particular violation. Inman, 294 F. Supp. 3d at 929– 4 31 (comparing Cornell, 17 Cal. App. 5th 766, with, e.g., Shoyoye v. County of Los Angeles, 203 5 Cal. App. 4th 947, 959 (2012)). Since that decision, however, the Ninth Circuit has resolved the 6 issue in a decision binding on this district, holding that no such independent or additional force or 7 coercion is required. Reese, 888 F.3d at 1043–44 & n.5; see J.T., 2024 WL 3012791, at *16.6 8 That standard is therefore no basis for dismissal. 9 Defendants’ Motion could perhaps also be construed as asserting that supervisor liability is 10 not available under the Bane Act, see ECF No. 69 at 18 (“The state-based [supervisor] claims 11 should be dismissed as a matter of law; this [sic] supervisor liability for the Bane Act . . . .”). If 12 so, the Court rejects that argument for the same reasons stated in J.T. See 2024 WL 3012791, at 13 *17 (recognizing a split of district court authority, and siding with cases finding such a claim 14 viable). 15 Finally, aspects of Defendants’ argument could be read to suggest that even if Defendants 16 knowingly and culpably ordered a mass arrest of a crowd without reason to believe anyone in that 17 crowd had engaged in criminal activity, they could not be liable to R.P. under the Bane Act 18 without a showing that they had targeted him personally for mistreatment. See ECF No. 69 at 20 19 (“Plaintiff[’]s only facts seem to negate the [Bane Act] claim[] because as soon as he appeared at 20 the concluded event, he was detained, so no facts regarding specific intention, planning, or 21 commands can be inferred.”). To the extent that might be Defendants’ position, the Court is not 22 aware of any authority interpreting the Bane Act’s intent requirement in that manner. 23 Accordingly, Defendants’ motion to dismiss R.P.’s Bane Act claim is DENIED. 24 25
26 6 Defendants also cite Allen v. City of Sacramento for its conclusion that “a wrongful arrest or detention, without more, does not satisfy both elements of” the Bane Act. 234 Cal. App. 4th 41, 27 69 (2015); see ECF No. 69 at 20. But the second element that Allen considered was Shoyoye’s 1 2. Battery 2 “A state law battery claim is a counterpart to a federal claim of excessive use of force.” 3 Brown v. Ransweiler, 171 Cal. App. 4th 516, 527 (2009). At least with respect to the individual 4 defendants, neither party suggests there is a meaningful difference between R.P.’ excessive force 5 claim under § 1983 and his battery claim under California law. See, e.g., ECF No. 87 (Defs.’ 6 Reply) at 7 (“For the same reasons [as the excessive force claim], Plaintiff’s battery claim fails. 7 California battery claims similarly require the force to be unreasonable.” (citing Brown, 171 Cal. 8 App. 4th at 527)). 9 Defendants assert briefly in their Motion that “Plaintiff’s claim against the City fails 10 because battery is not a cognizable claim against a municipality,” citing section 815.2(a) of the 11 California Government Code. ECF No. 69 at 17. That statute provides that a “public entity is 12 liable for injury proximately caused by an act or omission of an employee of the public entity 13 within the scope of his employment if the act or omission would, apart from this section, have 14 given rise to a cause of action against that employee or his personal representative.” Cal. Gov’t 15 Code § 815.2(a). It offers no support for Defendants’ assertion that battery is not cognizable 16 against a municipality. To the contrary, that law provides the necessary statutory basis for holding 17 the City liable on this claim. See Cal. Gov’t Code § 815 (“Except as otherwise provided by statute 18 . . . [a] public entity is not liable for an injury . . . .”). If any other support for Defendants’ position 19 exists, Defendants have not cited it. Defendants do not renew that argument in their Reply. See 20 ECF No. 87 at 6–7. 21 Accordingly, for the reasons discussed above with respect to R.P.’s § 1983 excessive force 22 claim, Defendants’ motion to dismiss R.P.’s battery claim is DENIED. 23 3. False Arrest and Imprisonment 24 Much like the excessive force and battery claims, the parties largely treat R.P.’s false arrest 25 and imprisonment claims under the Fourth Amendment and state law as coextensive. See ECF 26 No. 69 at 21–22; ECF No. 84 at 11–14; ECF No. 87 at 5–6. 27 Defendants argue that they are entitled to immunity under section 847(b) of the California 1 ECF No. 69 at 22. As this Court stated in J.T., a “California appellate court in Cornell 2 persuasively held that section 847(b) neither protects an arrest made without probable cause nor 3 imports the federal qualified immunity standard into state law.” 2024 WL 3012791, at *18 (citing 4 Cornell, 17 Cal. App. 5th at 786–90). But in any event, R.P.’s allegations do not show that 5 Defendants are entitled to qualified immunity for conducting the alleged mass arrest, in which 6 R.P. was detained after allegedly complying with police officers’ instructions for how to leave. 7 Defendants’ Motion includes no argument that qualified immunity should apply—its only 8 reference to qualified immunity is the assertion in a parenthetical that section 847(b) provides the 9 same protection. See ECF No. 69 at 22. Defendants’ Reply does not mention qualified immunity 10 at all. See generally ECF No. 87. 11 For the same reasons discussed above with respect to R.P.’s parallel Fourth Amendment 12 claim, Defendants’ motion to dismiss R.P.’s false arrest and imprisonment claim under state law is 13 DENIED. 14 4. Negligence 15 Defendants argue that R.P.’s negligence claim against the City must be dismissed for 16 failure to allege a statutory basis for liability, as required by section 815 of the California 17 Government Code. ECF No. 69 at 21. As discussed above, however, section 815.2(a) of the 18 Government Code—which R.P. cites specifically in his Second Amended Complaint, SAC ¶ 62— 19 provides that public entities may be held liable for their employees’ conduct, to the same extent as 20 the employees themselves. Defendants do not challenge R.P.’s negligence claim as to any of the 21 individual defendants,7 all of whom are named as defendants to that claim. See ECF No. 69 at 21; 22 SAC ¶¶ 57–62. 23 Negligence claims under California law often rise or fall with related Fourth Amendment 24 claims. “To prevail on a claim for negligence, Plaintiffs must show that the Defendant officers 25 7 Although not addressed in the portion of the Motion addressing the negligence claim, one 26 sentence of the section addressing supervisor liability asserts that R.P. has not alleged sufficient facts to support a negligence claim against supervisors. ECF No. 69 at 18. For the same reason 27 discussed above with respect to supervisor liability under § 1983, the Court concludes that R.P. 1 acted unreasonably and that the unreasonable behavior harmed Plaintiffs. ‘Reasonableness’ under 2 the Fourth Amendment and ‘reasonable care’ under a negligence theory are synonymous insofar 3 as they consider the same conduct.” Dudgeon v. County of Sonoma, No. 19-cv-05615-JCS, 2021 4 WL 5407519, at *15 (N.D. Cal. Nov. 18, 2021) (cleaned up). 5 In the absence of any argument for dismissal besides section 815 of the Government Code, 6 and for the reasons discussed above with respect to R.P.’s Fourth Amendment claims, the motion 7 to dismiss R.P.’s negligence claims is DENIED. 8 D. Doe Defendants 9 The parties agree that the Ninth Circuit’s 1980 decision in Gillespie v. Civiletti remains an 10 accurate source of law regarding the use of unidentified “Doe Defendants” in federal court. See 11 ECF No. 69 at 24; ECF No. 84 at 10. That case reversed dismissal of a complaint involving Doe 12 Defendants, stating as follows:
13 As a general rule, the use of “John Doe” to identify a defendant is not favored. However, situations arise, such as the present, where the 14 identity of alleged defendants will not be known prior to the filing of a complaint. In such circumstances, the plaintiff should be given an 15 opportunity through discovery to identify the unknown defendants, unless it is clear that discovery would not uncover the identities, or 16 that the complaint would be dismissed on other grounds. 17 Gillespie v. Civiletti, 629 F.2d 637, 642 (9th Cir. 1980) (citations omitted); see also Wakefield v. 18 Thompson, 177 F.3d 1160, 1163 (9th Cir. 1999). 19 Here, the Court already granted R.P. a period of “more than five months . . . to identify the 20 defendants [he] wishes to sue,” and required him to file an amended complaint naming at least 21 some of the Doe Defendants sued by his original Complaint no later than October 29, 2024. ECF 22 Nos. 42, 54. Due to a dispute about body camera video footage that had not been produced at the 23 time, the Court indicated at an October 3, 2024 case management conference that R.P. should 24 name any defendants he could by the October 29, 2024 deadline, and seek leave for any further 25 amendment if Defendants were not willing to stipulate to it. ECF No. 54. The Court also set a 26 deadline to amend or add parties—as stipulated by all parties—of February 7, 2025. ECF No. 55. 27 Defendants argue that the remaining Doe Defendants should be dismissed because R.P. has 1 involvement. R.P. contends that Defendants have not yet produced all relevant body camera video 2 and other discovery necessary to identify the Doe Defendants, and that he has included sufficient 3 allegations of their involvement. This Order should not be construed as prejudging the merits of 4 any such motion, and the burden will be on R.P. to show sufficient cause for any belated 5 amendment. 6 Although the case has now nearly reached the deadline set to amend or add parties, it 7 remains possible that R.P. could make a sufficient showing of good cause to obtain relief from that 8 scheduling order based on discovery produced late in the case by Defendants. And while some of 9 R.P.’s allegations regarding Doe Defendants are fairly conclusory, at least some such allegations 10 appear to identify sufficiently specific involvement to state a viable claim, like the two 11 unidentified officers who allegedly ignored R.P.’s requests to loosen his handcuffs during the 12 hours he was detained on the street. See SAC ¶ 24. The propriety of any subsequent request to 13 amend to identify Doe Defendants, and the sufficiency of allegations against any such defendant, 14 are better addressed under the circumstances of a particular proposed amendment. 15 At least one decision from this district—not addressed by the parties—has held that 16 summary judgment on claims against Doe Defendants was appropriate when the deadline to 17 amend and add parties had expired. Maestrini v. City & County of San Francisco, No. C 07-2941 18 PJH, 2009 WL 814510, at *11–12 (N.D. Cal. Mar. 26, 2009); see also Garcia ex rel. Est. of 19 Acosta-Garcia v. Clark County, No. 207-CV-01507-RCJ-PAL, 2009 WL 3786060, at *4–5 (D. 20 Nev. Nov. 10, 2009), aff’d, 428 F. App’x 706 (9th Cir. 2011). That approach is sensible. A 21 plaintiff must amend to name Doe Defendants (and also serve them) before a claim against such 22 defendants could proceed to trial, so if the opportunity to amend or add parties has expired, the 23 claim is no longer viable. 24 Because it is at least possible that R.P. could show sufficient cause to amend his Complaint 25 after the deadline previously set by the Court, however, it remains too early to dismiss Doe 26 Defendants merely because the case has reached the deadline stated in the scheduling order. If 27 any Doe Defendants remain by the time the case reaches summary judgment, the Court anticipates 1 Defendants’ motion to dismiss all claims against Doe Defendants is DENIED, without 2 prejudice to renewing that request in the context of summary judgment, and without prejudging 3 whether any request to amend further would be granted. 4 || IV. CONCLUSION 5 For the reasons discussed above, Defendants’ Motion to Dismiss R.P.’s Second Amended 6 || Complaint is DENIED. 7 IT IS SO ORDERED. 8 Dated: February 6, 2025 9 10 Ls, | arity ‘A J. CISNEROS 11 ited States Magistrate Judge a 12 14 © 15
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R.P. v. City and County of San Francisco, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rp-v-city-and-county-of-san-francisco-cand-2025.