1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA
9 Wesley Royal, No. CV-23-01377-PHX-DWL
10 Plaintiff, ORDER
11 v.
12 Commissioner of Social Security Administration, 13 Defendant. 14 15 Plaintiff challenges the denial of his applications for benefits under the Social 16 Security Act (“the Act”) by the Commissioner of the Social Security Administration 17 (“Commissioner”). The Court has reviewed Plaintiff’s opening brief (Doc. 12), the 18 Commissioner’s answering brief (Doc. 14), and Plaintiff’s reply (Doc. 15), as well as the 19 Administrative Record (Docs. 9-11, “AR”), and now affirms the Administrative Law 20 Judge’s (“ALJ”) decision. 21 I. Procedural History 22 Plaintiff filed applications for benefits on March 31, 2019, in both instances alleging 23 disability beginning on September 1, 2017. (AR at 32.) However, Plaintiff later amended 24 the onset date to March 2, 2018. (Id.) The Social Security Administration (“SSA”) denied 25 Plaintiff’s applications at the initial and reconsideration levels. (Id.) On April 12, 2022, 26 following a telephonic hearing, the ALJ issued an unfavorable decision. (Id. at 32-53.) 27 The Appeals Council later denied review. (Id. at 1-4.) 28 … 1 II. The Sequential Evaluation Process and Judicial Review 2 To determine whether a claimant is disabled for purposes of the Act, the ALJ 3 follows a five-step process. 20 C.F.R. § 416.920(a). The claimant bears the burden of 4 proof at the first four steps, but the burden shifts to the Commissioner at step five. Tackett 5 v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). At the first step, the ALJ determines whether 6 the claimant has engaged in substantial, gainful work activity. 20 C.F.R. 7 § 416.920(a)(4)(i). At step two, the ALJ determines whether the claimant has a “severe” 8 medically determinable physical or mental impairment. Id. § 416.920(a)(4)(ii). At step 9 three, the ALJ considers whether the claimant’s impairment or combination of impairments 10 meets or medically equals an impairment listed in Appendix 1 to Subpart P of 20 C.F.R. 11 Part 404. Id. § 416.920(a)(4)(iii). If so, the claimant is disabled. Id. If not, the ALJ 12 assesses the claimant’s residual functional capacity (“RFC”) and proceeds to step four, 13 where the ALJ determines whether the claimant is still capable of performing past relevant 14 work. Id. § 416.920(a)(4)(iv). If not, the ALJ proceeds to the fifth and final step, where 15 the ALJ determines whether the claimant can perform any other work in the national 16 economy based on the claimant’s RFC, age, education, and work experience. Id. 17 § 416.920(a)(4)(v). If not, the claimant is disabled. Id. 18 An ALJ’s factual findings “shall be conclusive if supported by substantial 19 evidence.” Biestek v. Berryhill, 139 S. Ct. 1148, 1153 (2019) (internal quotations omitted). 20 The Court may set aside the Commissioner’s disability determination only if it is not 21 supported by substantial evidence or is based on legal error. Orn v. Astrue, 495 F.3d 625, 22 630 (9th Cir. 2007). Substantial evidence is relevant evidence that a reasonable person 23 might accept as adequate to support a conclusion considering the record as a whole. Id. 24 Generally, “[w]here the evidence is susceptible to more than one rational interpretation, 25 one of which supports the ALJ’s decision, the ALJ’s conclusion must be upheld.” Thomas 26 v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002) (citations omitted). In determining whether 27 to reverse an ALJ’s decision, the district court reviews only those issues raised by the party 28 challenging the decision. Lewis v. Apfel, 236 F.3d 503, 517 n.13 (9th Cir. 2001). 1 III. The ALJ’s Decision 2 The ALJ concluded that Plaintiff had not engaged in substantial, gainful work 3 activity since the amended alleged onset date and that Plaintiff had the following severe 4 impairments: “major depressive disorder; social anxiety disorder; generalized anxiety 5 disorder; agoraphobia; and panic disorder.” (AR at 34-35.)1 Next, the ALJ concluded that 6 Plaintiff’s impairments did not meet or medically equal a listing. (Id. at 36-38.) Next, the 7 ALJ calculated Plaintiff’s RFC as follows: 8 [T]he claimant has the residual functional capacity to perform a full range of 9 work at all exertional levels but with the following non-exertional limitations. He can understand, remember, and apply detailed instructions, 10 but not complex instructions. He can perform predictable tasks. He can work 11 in an environment free of fast-paced production requirements. He can be exposed to occasional workplace changes. He can have occasional 12 interaction with the general public, co-workers, and supervisors. 13 (Id. at 38.) 14 As part of this RFC determination, the ALJ conducted an extensive evaluation of 15 Plaintiff’s symptom testimony, concluding that Plaintiff’s “statements concerning the 16 intensity, persistence, and limiting effects of [his] symptoms are not entirely consistent 17 with the medical evidence and other evidence in the record. As discussed below, the 18 claimant’s treatment record is inconsistent with his testimony. Furthermore, the claimant’s 19 claims of debilitated functioning are inconsistent with contemporaneous reports of actual 20 functioning.” (Id. at 39-47.) 21 The ALJ also evaluated opinion evidence from various medical sources, concluding 22 as follows: (1) S. Fair, Ph.D., state agency psychological consultant (“partially 23 persuasive”); (2) E. Salk, Ph.D., state agency psychological consultant (“partially 24 persuasive”); (3) Ms. Barnett, Adelante Health Care (“partially persuasive”); (4) Dr. 25 Nguyen, consultative psychological examiner (“not persuasive”); and (5) Dr. Higgins, 26
27 1 The ALJ also determined that Plaintiff had the non-severe impairments of “heart palpitations; tachycardia; gastroesophageal reflux disease (GERD); colon polyp; 28 hemorrhoids; obesity; attention deficit hyperactivity disorder (ADHD); neurocognitive disorder; expressive language disorder; and alcohol use.” (AR at 35.) 1 neuropsychological evaluator (“not persuasive”). (Id. at 48-51.) The ALJ also considered 2 third-party statements from Plaintiff’s mother (Sandra Royal) and father (Loyd Royal) but 3 concluded that neither statement “convince[s] the undersigned that the residual functional 4 capacity is less limiting than warranted by the evidence discussed in this decision.” (Id. at 5 47-48, 50.) 6 Based on the testimony of a vocational expert (“VE”), the ALJ concluded that 7 although Plaintiff was incapable of performing his past work as an order puller, he was 8 capable of performing other jobs that exist in significant numbers in the national economy, 9 including (1) office cleaner, (2) price marker, and (3) floor cleaner. (Id. at 51-52.) Thus, 10 the ALJ concluded that Plaintiff is not disabled. (Id. at 52-53.) 11 IV.
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1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA
9 Wesley Royal, No. CV-23-01377-PHX-DWL
10 Plaintiff, ORDER
11 v.
12 Commissioner of Social Security Administration, 13 Defendant. 14 15 Plaintiff challenges the denial of his applications for benefits under the Social 16 Security Act (“the Act”) by the Commissioner of the Social Security Administration 17 (“Commissioner”). The Court has reviewed Plaintiff’s opening brief (Doc. 12), the 18 Commissioner’s answering brief (Doc. 14), and Plaintiff’s reply (Doc. 15), as well as the 19 Administrative Record (Docs. 9-11, “AR”), and now affirms the Administrative Law 20 Judge’s (“ALJ”) decision. 21 I. Procedural History 22 Plaintiff filed applications for benefits on March 31, 2019, in both instances alleging 23 disability beginning on September 1, 2017. (AR at 32.) However, Plaintiff later amended 24 the onset date to March 2, 2018. (Id.) The Social Security Administration (“SSA”) denied 25 Plaintiff’s applications at the initial and reconsideration levels. (Id.) On April 12, 2022, 26 following a telephonic hearing, the ALJ issued an unfavorable decision. (Id. at 32-53.) 27 The Appeals Council later denied review. (Id. at 1-4.) 28 … 1 II. The Sequential Evaluation Process and Judicial Review 2 To determine whether a claimant is disabled for purposes of the Act, the ALJ 3 follows a five-step process. 20 C.F.R. § 416.920(a). The claimant bears the burden of 4 proof at the first four steps, but the burden shifts to the Commissioner at step five. Tackett 5 v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). At the first step, the ALJ determines whether 6 the claimant has engaged in substantial, gainful work activity. 20 C.F.R. 7 § 416.920(a)(4)(i). At step two, the ALJ determines whether the claimant has a “severe” 8 medically determinable physical or mental impairment. Id. § 416.920(a)(4)(ii). At step 9 three, the ALJ considers whether the claimant’s impairment or combination of impairments 10 meets or medically equals an impairment listed in Appendix 1 to Subpart P of 20 C.F.R. 11 Part 404. Id. § 416.920(a)(4)(iii). If so, the claimant is disabled. Id. If not, the ALJ 12 assesses the claimant’s residual functional capacity (“RFC”) and proceeds to step four, 13 where the ALJ determines whether the claimant is still capable of performing past relevant 14 work. Id. § 416.920(a)(4)(iv). If not, the ALJ proceeds to the fifth and final step, where 15 the ALJ determines whether the claimant can perform any other work in the national 16 economy based on the claimant’s RFC, age, education, and work experience. Id. 17 § 416.920(a)(4)(v). If not, the claimant is disabled. Id. 18 An ALJ’s factual findings “shall be conclusive if supported by substantial 19 evidence.” Biestek v. Berryhill, 139 S. Ct. 1148, 1153 (2019) (internal quotations omitted). 20 The Court may set aside the Commissioner’s disability determination only if it is not 21 supported by substantial evidence or is based on legal error. Orn v. Astrue, 495 F.3d 625, 22 630 (9th Cir. 2007). Substantial evidence is relevant evidence that a reasonable person 23 might accept as adequate to support a conclusion considering the record as a whole. Id. 24 Generally, “[w]here the evidence is susceptible to more than one rational interpretation, 25 one of which supports the ALJ’s decision, the ALJ’s conclusion must be upheld.” Thomas 26 v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002) (citations omitted). In determining whether 27 to reverse an ALJ’s decision, the district court reviews only those issues raised by the party 28 challenging the decision. Lewis v. Apfel, 236 F.3d 503, 517 n.13 (9th Cir. 2001). 1 III. The ALJ’s Decision 2 The ALJ concluded that Plaintiff had not engaged in substantial, gainful work 3 activity since the amended alleged onset date and that Plaintiff had the following severe 4 impairments: “major depressive disorder; social anxiety disorder; generalized anxiety 5 disorder; agoraphobia; and panic disorder.” (AR at 34-35.)1 Next, the ALJ concluded that 6 Plaintiff’s impairments did not meet or medically equal a listing. (Id. at 36-38.) Next, the 7 ALJ calculated Plaintiff’s RFC as follows: 8 [T]he claimant has the residual functional capacity to perform a full range of 9 work at all exertional levels but with the following non-exertional limitations. He can understand, remember, and apply detailed instructions, 10 but not complex instructions. He can perform predictable tasks. He can work 11 in an environment free of fast-paced production requirements. He can be exposed to occasional workplace changes. He can have occasional 12 interaction with the general public, co-workers, and supervisors. 13 (Id. at 38.) 14 As part of this RFC determination, the ALJ conducted an extensive evaluation of 15 Plaintiff’s symptom testimony, concluding that Plaintiff’s “statements concerning the 16 intensity, persistence, and limiting effects of [his] symptoms are not entirely consistent 17 with the medical evidence and other evidence in the record. As discussed below, the 18 claimant’s treatment record is inconsistent with his testimony. Furthermore, the claimant’s 19 claims of debilitated functioning are inconsistent with contemporaneous reports of actual 20 functioning.” (Id. at 39-47.) 21 The ALJ also evaluated opinion evidence from various medical sources, concluding 22 as follows: (1) S. Fair, Ph.D., state agency psychological consultant (“partially 23 persuasive”); (2) E. Salk, Ph.D., state agency psychological consultant (“partially 24 persuasive”); (3) Ms. Barnett, Adelante Health Care (“partially persuasive”); (4) Dr. 25 Nguyen, consultative psychological examiner (“not persuasive”); and (5) Dr. Higgins, 26
27 1 The ALJ also determined that Plaintiff had the non-severe impairments of “heart palpitations; tachycardia; gastroesophageal reflux disease (GERD); colon polyp; 28 hemorrhoids; obesity; attention deficit hyperactivity disorder (ADHD); neurocognitive disorder; expressive language disorder; and alcohol use.” (AR at 35.) 1 neuropsychological evaluator (“not persuasive”). (Id. at 48-51.) The ALJ also considered 2 third-party statements from Plaintiff’s mother (Sandra Royal) and father (Loyd Royal) but 3 concluded that neither statement “convince[s] the undersigned that the residual functional 4 capacity is less limiting than warranted by the evidence discussed in this decision.” (Id. at 5 47-48, 50.) 6 Based on the testimony of a vocational expert (“VE”), the ALJ concluded that 7 although Plaintiff was incapable of performing his past work as an order puller, he was 8 capable of performing other jobs that exist in significant numbers in the national economy, 9 including (1) office cleaner, (2) price marker, and (3) floor cleaner. (Id. at 51-52.) Thus, 10 the ALJ concluded that Plaintiff is not disabled. (Id. at 52-53.) 11 IV. Discussion 12 Plaintiff raises two issues: (1) whether the RFC “fail[s] to account for a limitation 13 that was established by a physician whose opinion was found persuasive by the ALJ”; and 14 (2) whether the ALJ erred by “credit[ing] the severity of Plaintiff’s panic disorder and 15 symptoms of panic attacks, but fail[ing] to establish an RFC that captured Royal’s 16 limitations caused by these symptoms.” (Doc. 12 at 1.) As a remedy, Plaintiff seeks a 17 remand “for the payment of benefits, or alternatively, remand with instructions for the ALJ 18 to properly evaluate the medical opinion evidence, Plaintiff’s testimony, the RFC, and the 19 Step Five determination.” (Id. at 24.) 20 A. RFC Formulation—Social Interaction Limitation 21 1. Standard of Review 22 “The ALJ assesses a claimant’s RFC based on all the relevant evidence in the case 23 record. The ALJ must consider both the medical evidence and descriptions and 24 observations of the claimant’s limitations from the claimant’s impairment(s), including 25 limitations that result from the claimant’s symptoms, such as pain, provided by the 26 claimant, family, friends, and other people. The RFC assessment must contain a thorough 27 discussion and analysis of the objective medical and other evidence, including the 28 individual’s complaints of pain and other symptoms and the adjudicator’s personal 1 observations, if appropriate. In other words, the ALJ must take the claimant’s subjective 2 experiences of pain into account when determining the RFC.” Laborin v. Berryhill, 867 3 F.3d 1151, 1153 (9th Cir. 2017) (cleaned up). See also Vertigan v. Halter, 260 F.3d 1044, 4 1049 (9th Cir. 2001) (“[I]t is the responsibility of the ALJ, not the claimant’s physician, to 5 determine residual functional capacity.”). “Under the substantial-evidence standard, a court 6 looks to an existing administrative record and asks whether it contains ‘sufficient evidence’ 7 to support the agency’s factual determinations.” Biestek, 139 S. Ct. at 1154. 8 It is the ALJ’s province to translate and incorporate medical findings into an RFC. 9 Rounds v. Comm’r Soc. Sec. Admin., 807 F.3d 996, 1006 (9th Cir. 2015) (citing Stubbs– 10 Danielson v. Astrue, 539 F.3d 1169, 1174 (9th Cir. 2008)). But “an RFC that fails to take 11 into account a claimant’s limitations is defective.” Valentine v. Comm’r Soc. Sec. Admin., 12 574 F.3d 685, 690 (9th Cir. 2009). When the ALJ employs a VE to ascertain whether work 13 exists at step five, the ALJ’s hypothetical questions to that expert must set forth all of the 14 limitations supported by the record. Magallanes v. Bowen, 881 F.2d 747, 756 (9th Cir. 15 1989). 16 2. The ALJ’s RFC Determination And VE Hypotheticals 17 At the initial level of administrative review, Dr. Fair opined that Plaintiff was “[n]ot 18 significantly limited” in various functional categories, including the “ability to carry out 19 very short and simple instructions” and the “ability to work in coordination with or in 20 proximity to others without being distracted by them.” (AR at 96-98.) Dr. Fair also opined 21 that Plaintiff had “no” social interaction limitations. (Id. at 97.) 22 At the reconsideration level, another state consultant, Dr. Salk, disagreed with Dr. 23 Fair’s opinions in part. (Id. at 123-25.) More specifically, Dr. Salk opined that Plaintiff 24 would have a “moderate[]” limitation regarding his “ability to work in coordination with 25 or in proximity to others without being distracted by them.” (Id. at 123.) Unlike Dr. Fair, 26 Dr. Salk also opined that Plaintiff had social interaction limitations, consisting of 27 “moderate[]” limitations in his “ability to interact appropriately with the public,” “ability 28 to accept instructions and respond appropriately to criticism from supervisors,” and “ability 1 to get along with coworkers or peers without distracting them or exhibiting behavioral 2 extremes.” (Id. at 124.) However, Dr. Salk opined that Plaintiff would not be limited in 3 his “ability to ask simple questions or request assistance” or in his “ability to maintain 4 socially appropriate behavior and to adhere to basic standards of neatness and cleanliness.” 5 (Id.) Finally, Dr. Salk provided the following narrative regarding Plaintiff’s social 6 interaction capacities and/or limitations: “The claimant would be best suited to work with 7 minimal social demands where interaction with others is superficial and occasional.” (Id.) 8 The ALJ deemed the opinions of Drs. Fair and Salk “partially persuasive.” (Id. at 9 48-49.) On the one hand, the ALJ found that both doctors’ opinions were only “somewhat 10 consistent with the overall medial evidence of record.” (Id.) On the other hand, the ALJ 11 found that both doctors’ opinions were “consistent with [Plaintiff] regularly demonstrating 12 a normal mood and affect during evaluations and treatment visits” and “consistent with 13 [Plaintiff’s] demonstrated activities like . . . socializing with a few friends.” (Id.) The ALJ 14 also clarified that, as to both doctors, “the undersigned included additional restrictions in 15 the [RFC] to account for updated medical evidence and [Plaintiff’s] testimony during the 16 hearing, especially with respect to his social interactions.” (Id.) To that end, the ALJ 17 included the following social-interaction limitation in the RFC: “He can have occasional 18 interaction with the general public, co-workers, and supervisors.” (Id. at 38.) 19 During Plaintiff’s hearing, the ALJ asked the VE whether jobs that exist in 20 significant numbers in the national economy would be available for an individual of 21 Plaintiff’s age and education who can have “only occasional interaction with the general 22 public, with co-workers and supervisors.” (Id. at 1084-85.) The VE identified three such 23 jobs: (1) office cleaner, (2) price marker, and (3) floor cleaner. (Id. at 1085-86.) The VE 24 also clarified that all three jobs “[t]ypically have no public contact and don’t . . . demand 25 that the worker collaborate with either supervisors or coworkers.” (Id. at 1086.) Later, in 26 response to questioning by Plaintiff’s counsel, the VE confirmed that none of the cited jobs 27 would require interaction with the public. (Id. at 1087.) The VE also clarified that 28 “interaction” involves more than mere contact. (Id. at 1088.) 1 3. The Parties’ Arguments 2 Plaintiff does not challenge the ALJ’s decision to partially credit the opinions of the 3 state agency consultants, Drs. Fair and Salk. Instead, Plaintiff argues that the ALJ’s RFC 4 determination conflicts with the social-interaction limitations expressed by Dr. Salk. (Doc. 5 12 at 12-17.)2 According to Plaintiff, although Dr. Salk “determined Plaintiff was 6 restricted to ‘minimal social demands where interaction with others is superficial and 7 occasional’” and the ALJ concluded that “additional limitations” were necessary “to 8 capture the entirety of Plaintiff’s social interaction deficiencies,” the ALJ then failed to add 9 any such limitations to the RFC and adopted less-restrictive limitations than those 10 recommended by Dr. Salk: “In contrast to the ALJ’s statement, no additional social 11 interaction restrictions were established in the RFC. The ALJ limited Plaintiff to 12 ‘occasional’ interaction with others, which is identical to just a portion of the social 13 limitations expressed by Dr. Salk. Also, the ALJ improperly disregarded Dr. Salk’s 14 opinion that [Plaintiff] be permitted occasional interaction only if the interaction was 15 ‘superficial’ in nature or content.” (Id. at 5-8.) Plaintiff continues: “The ALJ provided no 16 rationale for his conclusion regarding [Plaintiff’s] limitation involving interactions with 17 others, and the ALJ’s determination was significantly different than the RFC found by Dr. 18 Salk. Such a difference required the ALJ to give reasons why the RFC was changed, what 19 factors or evidence resulted in reaching the conclusion for a different RFC, and why the 20 ALJ rejected the opinion of Dr. Salk in this regard. The ALJ failed to provide explanations 21 regarding these issues to the detriment of Plaintiff in error.” (Id. at 10.) Plaintiff identifies 22 Leach v. Kijakazi, 70 F.4th 1251 (9th Cir. 2023), as a case requiring reversal under these 23 circumstances. (Id. at 12-13.) Plaintiff also contends that the ALJ’s error infected the step- 24 five analysis, because “[n]o evidence demonstrates the jobs found suitable at Step Five 25 remain consistent with an RFC that precluded more than superficial interaction with 26 others.” (Id. at 11.) More specifically, Plaintiff first notes that although the VE identified 27
28 2 Plaintiff clarifies that he believes the ALJ “correctly disagreed” with Dr. Fair’s determination that he would have no social-interaction limitations. (Doc. 12 at 5.) 1 “office cleaner” as one of the jobs that a person with Plaintiff’s RFC could perform, the 2 DOT code the VE provided for this position (DOT 323.687-014) actually corresponds with 3 the job of “cleaner-housekeeper or maid,” which “involves direct dealing or interaction 4 with customers.” (Doc. 12 at 13.) Next, Plaintiff contends that although the VE identified 5 “price marker” as another job that a person with Plaintiff’s RFC could perform, that job 6 requires Reasoning Level Two, which involves the ability to follow “detailed” oral 7 instructions, and argues that a person limited to superficial interactions with others is 8 perform that function. (Id. at 14.) Finally, Plaintiff argues that although the VE identified 9 “floor cleaner” as the final job that a person with Plaintiff’s RFC could perform, “[t]he 10 problem presented is that no evidence demonstrates this position would remain suitable 11 when considering the superficial interaction limitation.” (Id. at 14-15.) 12 The Commissioner offers two arguments in response. (Doc. 14 at 8-12.) First, the 13 Commissioner argues that Dr. Salk did not opine that Plaintiff must be limited to jobs 14 involving superficial interaction with others—rather, Dr. Salk simply observed, in the 15 narrative section of the opinion form, that Plaintiff “would be best suited” to work 16 involving occasional and superficial interaction with others. (Id. at 8-9.) According to the 17 Commissioner, “[i]dentifying the job for which a claimant is ‘best suited’ is not the same 18 thing as opining that the claimant would be unable to perform any other job whose demands 19 deviate, in any way, from the demands of the best-case-scenario job.” (Id.) The 20 Commissioner also contends that the actual opinions Dr. Salk offered regarding Plaintiff’s 21 social-interaction limitations—specifically, that Plaintiff would have only “moderate” 22 limitations in his ability to interact appropriately with the public, accept instructions and 23 respond appropriately to supervisory criticism, and get along with coworkers or peers 24 without distracting them or exhibiting behavioral extremes—demonstrate that, “by Dr. 25 Salk’s own terms,” Plaintiff retained some ability to interact with the public, supervisors, 26 and coworkers,” and thus “it was rational for the ALJ to conclude that this part of Dr. Salk’s 27 [opinion] was consistent with ‘occasional interaction with the general public, co-workers, 28 and supervisors.’” (Id. at 9.) The Commissioner thus likens this case to Rodriguez v. 1 Comm’r of Soc. Sec. Admin., 2023 WL 4486639 (D. Ariz. 2023), which involved similar 2 facts. (Id. at 11.) Second, and alternatively, the Commissioner argues that any error in the 3 ALJ’s failure to include a “superficial interaction” limitation in the RFC was harmless 4 because all three jobs identified by the VE require only superficial interaction with others. 5 (Id. at 10-11.) 6 In reply, Plaintiff argues that the Commissioner’s first argument is internally 7 inconsistent because “[i]f Dr. Salk never established a restriction for ‘superficial’ 8 interaction, as suggested by the Commissioner, then likewise, he never established an 9 ‘occasional’ interaction limitation. Consistent with Defendant’s assertion, the ALJ was not 10 required to find any social interaction limitations. And though the ALJ was not obligated 11 to find socially-based restrictions, the fact is that he did, and when reaching this conclusion, 12 relied on Dr. Salk’s findings. Herein lies the ALJ’s error. . . . The ALJ’s decision 13 arbitrarily selected the quantitative limitation of occasional interaction to be included in 14 the RFC, yet inconsistently, disregarded the qualitative restriction of superficial interaction 15 without explanation.” (Doc. 15 at 2-3.) Plaintiff also contends that Rodriguez is 16 inconsistent with Leach. (Id. at 3.) 17 4. Analysis 18 Plaintiff has failed to establish that the ALJ committed harmful error when 19 formulating the social-interaction limitation in the RFC. The linchpin of Plaintiff’s 20 argument is that Dr. Salk opined that Plaintiff needed to be limited to jobs involving 21 “superficial” interaction with others—and, thus, the ALJ’s decision to accept Dr. Salk’s 22 opinions on this topic meant the ALJ was required to include such a limitation in the RFC. 23 The problem with this argument is that Dr. Salk’s only mention of a superficial-interaction 24 limitation appeared in the portion of the assessment form where Dr. Salk was asked to 25 describe, “in narrative form,” Plaintiff’s social interaction capacities and/or limitations. 26 (AR at 124.) In response, Dr. Salk wrote: “[Plaintiff] would be best suited to work with 27 minimal social demands where interaction with others is superficial and occasional.” (Id., 28 emphasis added.) But as this Court noted in Rodriguez, which involved a nearly identical 1 issue, “[i]dentifying the job for which a claimant is ‘best suited’ is not the same thing as 2 opining that the claimant would be unable to perform any other job whose demands deviate, 3 in any way, from the demands of the best-case-scenario job.” Rodriguez, 2023 WL 4 4486639 at *4. Cf. Rounds, 807 F.3d at 1006 (“An ALJ may rationally rely on specific 5 imperatives regarding a claimant’s limitations, rather than recommendations.”). 6 This understanding is consistent with the other portions of Dr. Salk’s assessment 7 form. Dr. Salk assigned Plaintiff only “moderate” limitations in his ability to interact 8 appropriately with the public, his ability to accept instructions and respond appropriately 9 to supervisory criticism, and his ability to get along with coworkers or peers without 10 distracting them or exhibiting behavioral extremes. (AR at 124.) A “moderate” limitation 11 still amounts to a “fair” ability—i.e., between a “slightly” limited and “seriously” limited 12 ability—to perform a task. 20 C.F.R., Pt. 404, Subpart P, App. 1, § 12.00(F)(2). Thus, 13 according to Dr. Salk, Plaintiff retained some ability to interact with the public, accept 14 instructions and respond to supervisory criticism, and get along with coworkers and peers. 15 Dr. Salk also opined there was “[n]o evidence of limitation” regarding Plaintiff’s ability to 16 ask simple questions or request assistance and maintain socially appropriate behavior. (AR 17 at 124.) Notably, the ALJ emphasized that these opined-to limitations were “consistent 18 with [Plaintiff’s] demonstrated activities,” which included “socializing with a few friends.” 19 (Id. at 49.) These details underscore why it was rational for the ALJ to construe Dr. Salk’s 20 opinions as allowing for more-than-superficial interaction with others. Thus, it was 21 rational for the ALJ to conclude that the social-interaction limitation set forth in the RFC— 22 i.e., that Plaintiff “can have occasional interaction with the general public, co-workers, and 23 supervisors” (AR at 38)—was consistent with, and indeed even more restrictive than, the 24 social-interaction limitations to which Dr. Salk opined.3 And as the Ninth Circuit has
25 3 There is no merit to the internal-inconsistency argument set forth in Plaintiff’s reply. Because the ALJ could have permissibly construed the narrative portion of Dr. Salk’s 26 assessment form as merely identifying Plaintiff’s optimal job situation, the ALJ was not required based on that portion of the form to limit Plaintiff to “occasional” or “superficial” 27 interaction with others. Nevertheless, the ALJ included an “occasional” interaction limitation in the RFC—an approach consistent with the ALJ’s statement that “the 28 undersigned included additional restrictions in the [RFC]” beyond those identified by Drs. Fair and Salk “to account for updated medical evidence and [Plaintiff’s] testimony during 1 repeatedly emphasized, “[w]here evidence is susceptible to more than one rational 2 interpretation, it is the ALJ’s conclusion that must be upheld.” Burch v. Barnhart, 400 3 F.3d 676, 679 (9th Cir. 2005). 4 Leach is not to the contrary. In that case, there was no dispute over whether the ALJ 5 properly formulated the RFC. Instead, the ALJ erred by failing to include, in the step-five 6 hypothetical to the VE, some of the limitations that ALJ had included in the RFC. Leach, 7 70 F.4th at 1256 (“In assessing Claimant’s residual functional capacity, the ALJ 8 determined that Claimant is limited to following ‘short, simple instructions.’ The ALJ’s 9 question to the vocational expert asked only whether jobs existed for a person who can 10 carry out ‘simple job instructions.’ The ALJ plainly omitted the adjective ‘short,’ thus 11 inviting the vocational expert to identify jobs that have longer-than-short, simple 12 instructions. . . . [W]e cannot say this error was inconsequential.”). Here, in contrast, the 13 ALJ’s hypothetical to the VE mirrored the RFC—both limited Plaintiff to “occasional” 14 interaction with the general public, co-workers, and supervisors. (AR at 38, 1084-85.)4 15 B. Evaluation Of Panic Disorder 16 1. The Parties’ Arguments 17 Plaintiff’s second argument is that although the ALJ accepted, at step two of the 18 disability analysis, that his panic disorder qualified as a “severe impairment . . . [that] 19 significantly restricted [his] ability to perform basic work activities,” “the ALJ essentially 20 ignored this impairment” during later steps of the analysis, as “inexplicably the RFC 21 contains no discernible relationship to this impairment.” (Doc. 12 at 18.) In a related vein, 22 Plaintiff argues that “notably absent” from the ALJ’s assessment of the credibility of his 23 symptom testimony “is any medical evidence cited by the ALJ that undermined 24 [Plaintiff’s] description of the severity and frequency of panic attacks.” (Id. at 19-20.) 25 Plaintiff adds: “[T]he ALJ provided no explanation with specificity as to whether he 26 accepted or rejected [Plaintiff’s] specific statements regarding panic attacks.” (Id. at 21.)
27 the hearing, especially with respect to his social interactions.” (AR at 48-49.) 28 4 Given this determination, it is unnecessary to reach the Commissioner’s alternative argument of harmless error. 1 Also: “The ALJ . . . failed to reconcile why no part of the RFC addressed panic attacks 2 despite these significant panic episodes being the precise reason why he is disabled.” (Id. 3 at 24.) 4 In response, the Commissioner broadly argues that the ALJ permissibly discounted 5 Plaintiff’s symptom testimony based on its inconsistency with the objective medical 6 evidence, its inconsistency with Plaintiff’s activities, and Plaintiff’s inconsistent efforts to 7 pursue treatment. (Doc. 14 at 3-7.) Next, turning specifically to Plaintiff’s panic-disorder 8 arguments, the Commissioner argues that “Plaintiff’s assertion of error is flawed because 9 an ALJ does not need to perform a line-by-line exegesis of a claimant’s testimony or draft 10 dissertations when denying benefits.” (Id. at 12, cleaned up). The Commissioner also 11 notes that the RFC was consistent with the opinions of the state agency consultants. (Id.) 12 In reply, Plaintiff reiterates his contentions that “the ALJ improperly ignored [his] 13 panic attacks” when formulating the RFC and that this approach was inconsistent with the 14 ALJ’s step-two severity finding. (Doc. 15 at 3-4.) 15 2. Analysis 16 The Court finds no harmful error in the ALJ’s evaluation of Plaintiff’s panic 17 disorder. The ALJ’s decision contains an extensive, unusually detailed explanation as to 18 why the ALJ deemed Plaintiff’s symptom testimony less than fully credible. (AR at 38- 19 47.) To provide just one example, the ALJ noted that although Plaintiff “alleged during 20 the hearing that he gets frustrated and loses focus after engaging in a hobby for only 10 21 minutes,” “the evidence shows that [Plaintiff] is able to enjoy hobbies like playing 22 videogames, welding, and woodworking” and “stay[s] busy during the day by working on 23 projects (presumably woodworking or welding projects).” (AR at 47.) Plaintiff makes no 24 effort to show that the ALJ’s overall credibility assessment was erroneous (and has thus 25 forfeited any such challenge). 26 Instead, Plaintiff’s argument seems to be that even if the ALJ permissibly 27 discounted his testimony as to certain symptoms and impairments, the ALJ was still 28 required to go through his testimony as to every other alleged symptom and impairment 1 (including his testimony regarding his panic disorder) and provide specific, clear and 2 convincing reasons for discounting the credibility of that testimony. On this point, Plaintiff 3 is mistaken. Young v. Saul, 845 F. App’x 518, 519-20 (9th Cir. 2021) (“As an initial matter, 4 we reject Young’s argument that, by failing expressly to mention Young’s assertion that 5 his back pain created a need for him to take weeks off from work at a time, the ALJ thereby 6 overlooked that testimony and failed to give reasons to discount it. . . . The ALJ was not 7 required to mention explicitly, in his ruling, each detail of Young’s testimony, such as the 8 need to take off weeks at a time from work.”) (citing Lambert v. Saul, 980 F.3d 1266 (9th 9 Cir. 2020)); Dorsey v. Comm’r of Soc. Sec. Admin., 2023 WL 6058505, *9 n.4 (D. Ariz. 10 2023) (“To the extent Plaintiff’s position is that the ALJ needed to go through each one of 11 his claimed symptoms and provide specific, clear and convincing reasons for rejecting his 12 testimony regarding that symptom, any such argument lacks merit. Plaintiff cites no case 13 endorsing such a rule, which would be inconsistent with the principle that an ALJ may 14 utilize ‘ordinary techniques of credibility evaluation’ when evaluating a claimant’s 15 symptom testimony. A determination that a witness has testified untruthfully on one topic 16 ordinarily entitles a factfinder to disregard other portions of that witness’s testimony.”) 17 (citations omitted). 18 Finally, there is no merit to Plaintiff’s seeming argument that the ALJ’s failure to 19 include any panic disorder-related limitations in the RFC was inconsistent with the ALJ’s 20 step-two determination that Plaintiff’s panic disorder qualified as a “severe” impairment. 21 Buck v. Berryhill, 869 F.3d 1040, 1048-49 (9th Cir. 2017) (“Step two is merely a threshold 22 determination meant to screen out weak claims. It is not meant to identify the impairments 23 that should be taken into account when determining the RFC.”) (citation omitted). 24 … 25 … 26 … 27 … 28 … 1 Accordingly, 2 IT IS ORDERED that the decision of the ALJ is affirmed. The Clerk shall enter 3 || judgment accordingly and terminate this action. 4 Dated this 10th day of June, 2024. 5 6 Lm ee” 7 f t _ Dominic W. Lanza 8 United States District Judge 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
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