Roy v. Sanford

140 Tenn. 382
CourtTennessee Supreme Court
DecidedApril 15, 1918
StatusPublished
Cited by9 cases

This text of 140 Tenn. 382 (Roy v. Sanford) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roy v. Sanford, 140 Tenn. 382 (Tenn. 1918).

Opinion

Mr. Chief Justice Neil

delivered the opinion of the Court.

The present action was brought on the following promissory note:

$115.25. Henning, Tenn., July 15, 1916.
“Dee. 1st. 1916 after date, I promise to pay to the order of Dr. T. F. Pipkin, one hundred and fifteen and 25/100 dollars, at Bank of Henning, Henning, Tennessee, for value received. If an attorney is [384]*384employed to collect this note or any part, with or without suit, it is agreed that a fee fixed at ten per cent, of the original face value of said note shall be added as an attorney’s fee, and same to he payable by the makers and indorsers at once and the makers and indorsers severally waive presentation for payment, protest and notice of protest and nonpayment of this note and agree to all partial payments before or after maturity without prejudice to the holder.
his
“Willis X Lake,
mark
“Address, Henning, Tenn.”

This note was indorsed by the payee to the plaintiff, Roy.

The defendant,' as administrator of Willis Labe, pleaded non est factum.

Dr. T. F. Pipkin, the payee, went upon the witness stand and testified, in substance, that he indorsed the note to S. M. Roy merely for the purpose of making himself competent as a witness against the administrator to prove the execution of the note; that it' was originally indorsed as collateral on a note which Roy held against the witness, but that this note.had been fully settled; that the note was indorsed for collection, hut . that substantially all the proceeds would be paid to him by Roy when collected. The only possible inference was that such of the proceeds as were to he retained by Roy were [385]*385merely as compensation for his services in acting as agent in making the collection. A necessary inference was that Roy was to bring suit in his own name by virtue of the indorsement as a means of making the collection. The trial judge, on objection of the .defendant, ruled out the testimony as to the existence of a former note owing by Pipkin to Roy, and no exception was preserved as to this action. On objection made to the competency of Dr. Pipkin as a witness against the administrator on the ground that he was testifying against the administrator of decedent, a party to the cause, as to a transaction had with the decedent, the testimony of Dr. Pipkin on this subject was held incompetent. Dr. Pipkin had testified that the decedent contracted to pay him the amount of the note for services which he had performed as a physician to the son of the decedent; that he drew the note, and at Willis Lake’s request signed his name thereto; and that Willis Lake himself made his mark.

After ruling out this evidence, the trial judge sustained a motion of the defendant, for peremptory instructions.

Error is assigned here on the ground that the trial ■ judge improperly ruled out the testimony of Dr. Pipkin; also., on the ground that he improperly withdrew the evidence from the jury, inasmuch as the jury might have drawn an inference other than that we have stated above,

[386]*386There is nothing in the second point, hnt the first presents a question of real difficulty.

The matter to be decided arises under section 2 of chapter 78, Acts of 1869-70, appearing in section 5598, Thompson’s Shannon’s Code, in the following language:

“In actions or proceedings by or against executors, administrators, or guardians, in which judgments may be rendered for or against them, neither party shall be allowed to testify against the other as to any transaction with or statement by the testator, intestate, or ward, unless called to testify thereto by the opposite party.”

This act has given rise to a large number of decisions of this court. It has been uniformly held that the person whose evidence is excepted to must be a party to the record. Rielly v. English, 9 Lea (77 Tenn.), 16, 18; Fuqua v. Dinwiddie, 6 Lea (74 Tenn.), 645; Hughlett v. Conner, 12 Heisk. (58 Tenn.), 83, 87, 88; Grange Warehouse Ass’n v. Owen, 86 Tenn. (2 Pick.), 355, 365, 7 S. W., 457. However, in neither of the cases cited, nor in any other case on the same point, was the question presented which we have before us; that is, as to the legality of a scheme to defeat the operation of the act by an assignment of the demand to the assignor’s agent for collection for the purpose of making the assignor competent as a witness in a suit to be brought on the demand by such agent against the administrator of the decedent, concerning a transaction with the decedent. To toler[387]*387ate such a scheme would he to sanction a fraud on the act. It would be tantamount to holding that one desiring to assert a demand against a decedent might by circumvention accomplish what he could not do directly. It would be holding that, while Dr. Pipkin could not himself sue and be a witness, he might appoint an agent to sue for his benefit and be a witness. Such legal jugglery cannot be sanctioned.

It is true that this court has held in several cases that the adverse interest of the witness is not to be inquired into; that, although he may be so interested in the result of the litigation, yet if not a party he is still competent. But the case before us does not turn upon the mere matter of interest, but upon the fact that Dr. Pipkin is to all intents and purposes a party, since Mr. Boy is only his agent.

Similar attempts were made under the old law when parties in interest were not allowed to be witnesses. The device was adopted of transferring the demand for the purpose of becoming a witness. This was held to be inadmissible. Barbee v. Mason, 5 Cold. (45 Tenn.), 108, 119. On the latter page this Court said:

“In the case of Harris v. Palmer, 21 Pa., 296, the supreme court say:. ‘Though a legatee may release or renounce- a legacy, and thus become a competent witness to prove a will, yet he cannot make himself competent, by assigning his interest to another/ and thus overruled, ‘an illegitimate line of decisions begotten’ in that state by a previous decision to the [388]*388contrary. And this principle is affirmed in the case of Part v. Avery, 5 Watts & S., 511, and is recognized by this court in the case of Anderson v. Brodie, 7 Yerg., 297.”

In Anderson v. Brodie, the party sought to make himself competent by assigning his claim to one Smith, and subsequently bringing suit in his own name for the use of Smith under the belief that he would be competent through means of a statute then recently passed to the effect that the person for whose use the suit was brought would be the real party. The court held the statute could not be used for any such purpose. It was also held in Tatum’s Ex’rs v. Lofton & Anderson, Cooke, 115, Fed. Cas., No. 13,766, that one could not render himself incompetent as a witness by purchasing an interest in the thing in controversy, and thereby deprive another of his evidence. These were all treated as frauds in law and held inadmissible on the theory that the law -could not be used for its own undoing. The samé principle was recognized in Lea v. Henderson, 1 Cold.

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140 Tenn. 382, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roy-v-sanford-tenn-1918.