Roy v. Lampert

CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 11, 2006
Docket04-35514
StatusPublished

This text of Roy v. Lampert (Roy v. Lampert) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roy v. Lampert, (9th Cir. 2006).

Opinion

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

ALBERT ROY,  Petitioner-Appellant, No. 04-35514 v.  D.C. No. ROBERT O. LAMPERT, CV-01-00861-CO Respondent-Appellee. 

PHILLIP L. KEPHART,  Petitioner-Appellant, No. 04-35626 v.  D.C. No. CV-01-00690-CO STAN CZERNIAK, Superintendent, OSP, OPINION Respondent-Appellee.  Appeal from the United States District Court for the District of Oregon John P. Cooney, Magistrate Judge, Presiding

Argued and Submitted December 5, 2005—Portland, Oregon

Filed July 12, 2006

Before: James R. Browning, Dorothy W. Nelson, and Diarmuid F. O’Scannlain, Circuit Judges.

Opinion by Judge D.W. Nelson

7625 ROY v. LAMPERT 7629

COUNSEL

Anthony D. Bernstein, Portland, Oregon, for the appellant.

Erin C. Lagesen, Assistant Attorney General, Salem, Oregon, for the appellee. 7630 ROY v. LAMPERT OPINION

D.W. NELSON, Senior Circuit Judge:

Albert Roy and Phillip Kephart were both convicted of crimes in Oregon state court. The federal district court dis- missed both of their federal habeas petitions as untimely because they were filed after the one-year statute of limita- tions period created by the Antiterrorism and Effective Death Penalty Act (“AEDPA”). We consolidated their cases to answer a single question: Are Roy and Kephart entitled to an evidentiary hearing regarding their claim that the statute of limitations should be equitably tolled because they were trans- ferred to an Arizona prison facility that, they allege, had a woefully deficient law library?

Because we decide that Roy and Kephart made sufficient allegations that they pursued their claims diligently and faced extraordinary circumstances once they were transferred to the Arizona prison facility, we remand this case to the district court to hold an evidentiary hearing.

I

Albert Roy pleaded guilty to two counts of first-degree sod- omy in Oregon state court and was convicted of those two counts. Roy appealed this conviction to the Oregon Court of Appeals, which affirmed his conviction on August 23, 1995. Roy did not appeal either to the Oregon Supreme Court or the United States Supreme Court. Accordingly, his direct appeal became final on November 1, 1995.

During this time, Roy was imprisoned in Oregon, but on February 7, 1996, Roy was transferred to a private prison facility in Florence, Arizona. Roy remained at this Arizona facility until April 25, 1997, at which time he was returned to the Oregon prison facility. On February 28, 1997, while he was at the Arizona facility, Roy filed a petition for habeas ROY v. LAMPERT 7631 relief in the United States District Court for the District of Arizona, complaining of his transfer to Arizona and the diffi- culties it presented for his efforts to continue to pursue a chal- lenge to his conviction. The Arizona court transferred this case to the Oregon district court on August 28, 1998, and the Oregon district court eventually dismissed the case.

On October 22, 1997, while his initial attempt to file a fed- eral habeas petition was pending, and after Roy was trans- ferred back to the Oregon prison facility, Roy filed a petition for post-conviction relief in Oregon state court. This petition was denied. The Oregon Court of Appeals affirmed this denial without an opinion, and the Oregon Supreme Court denied review. The decision of the Oregon Supreme Court became final on December 5, 2000. On May 23, 2001, Roy filed the federal habeas petition leading to this appeal.

Philip Kephart was also convicted in Oregon state court. Kephart was convicted of four counts of second-degree assault, one count of first-degree assault, one count of attempted first-degree assault, and two counts of criminal mistreatment. The Oregon Court of Appeals affirmed his con- victions on direct appeal. Kephart petitioned for review in the Oregon Supreme Court, and the Oregon Supreme Court remanded his case to the Oregon Court of Appeals, which again affirmed his convictions. After the Oregon Court of Appeals affirmed his convictions on remand, Kephart did not appeal either to the Oregon Supreme Court or to the United States Supreme Court, and therefore his direct appeal became final on December 8, 1995.

Like Roy, Kephart was initially imprisoned in Oregon, and was later transferred to the correctional facility in Florence, Arizona (on February 7, 1996). On May 6, 1997, Kephart filed his petition for post-conviction relief in Oregon state court, and shortly thereafter, on July 14, 1997, Kephart was returned to an Oregon prison. Kephart’s petition for state post-conviction relief was denied on July 17, 1997. The Ore- 7632 ROY v. LAMPERT gon Court of Appeals affirmed this decision, and the Oregon Supreme Court declined to review the case, a decision that became final on October 23, 2000. Kephart then filed his fed- eral habeas petition, the petition at issue in this appeal, on May 14, 2001.

In both Roy and Kephart’s cases, the district court adopted the suggestions of the magistrate judge, and eventually dis- missed the habeas petitions as untimely. This court granted a certificate of appealability on the issue of “whether the district court properly denied appellant’s federal habeas corpus peti- tion as untimely and denied equitable tolling without an evi- dentiary hearing despite conflicting affidavits on a factual issue.”

II

This court reviews de novo the district court’s refusal to consider a petition for habeas corpus on grounds of tardiness. Herbst v. Cook, 260 F.3d 1039, 1042 (9th Cir. 2001). The decision by the district court to decline to order an evidentiary hearing is reviewed for abuse of discretion. Tapia v. Roe, 189 F.3d 1052, 1056 (9th Cir. 1999).

III

We first address whether the district court was correct to consider Roy and Kephart’s federal petitions untimely, and we conclude that it was correct that their petitions were untimely.

[1] Pursuant to AEDPA, a prisoner may only file a federal habeas petition within one year from the conclusion of state direct review. 28 U.S.C. § 2244(d). This limitations period is tolled while a state prisoner is exhausting his claims in state court, Nino v. Galaza, 183 F.3d 1003, 1005 (9th Cir. 1999), and when a prisoner is trying to pursue state post-conviction remedies. Id. at 1006. However, the statute of limitations is ROY v. LAMPERT 7633 not tolled “from the time a final decision is issued on direct state appeal [to] the time the first state collateral challenge is filed.” Id. The statute of limitations period is also not tolled after state post-conviction proceedings are final and before federal habeas proceedings are initiated. See 28 U.S.C. § 2244(d)(2) (stating that the limitations period does not run while “a properly filed application for State post-conviction or other collateral review with respect to the pertinent judgment or claim is pending” (emphasis added)).

While the AEDPA statute of limitations was running in this case between the end of state direct proceedings and state post-conviction proceedings, as well as between the time of the end of their state post-conviction appeals and the filing of their federal habeas petition, only the former time period was longer than the one-year statute of limitations established by AEDPA.

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Roy v. Lampert, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roy-v-lampert-ca9-2006.