Rowe v. Kidd

249 F. 882, 1916 U.S. Dist. LEXIS 915
District Court, E.D. Kentucky·Decided September 14, 1916·Published·Cited by 2 cases

Opinion

COCHRAN, District Judge.

This cause is before me for final decree. It was before me once before therefor, and I dismissed the bill. My opinion then delivered is reported in Rowe v. Hill (D. C.) 196 Fed. 910. On appeal this judgment was reversed. The opinion of the Appellate Court is reported in 215 Fed. 518, 132 C. C. A. 30. That court, however, did not direct what judgment should be entered. It merely directed that the case should be reopened and beard again. This has been done, and it is upon such rehearing that it is now before me.

On the former hearing I held that the questions as to the validity and location of the patent to J. W. Mills, of date July 13, 1858, upon a. survey made January 4, 1858, for 100 acres of land in Wayne county, Ky., in this district, involved herein, were res adjudicata, because of the judgment of the Wayne circuit court, affirmed by the Court of Appeals of Kentucky in the case of Alexander v. Hill (Ky.) 108 S. W. 225, and that if they were not, that I would not be justified in deciding the matter differently from the state courts. On the question of res adjudicata I thus expressed myself:

“I do not think there can be any question that the understanding between plaintiffs and their grantor, Alexander, was that he was to defend the land covered by their purchase against that claim as under his covenant o£ warranty he was hound to do so. It was in pursuance to this understanding that their grantor, Alexander, when the defendant brought her suit in the Wayne circuit court on January 11, 1901, the day before the deed was put to record, asserting her claims against him and J. W. Rowe, took charge of the defense of the suit and controlled and managed it and -bore its expense until its determination. Nor have 1 any doubt of the fact that plaintiffs knew of the pendency of this suit, and that their grantor was defending it, and that they [884] were relying on Ms defending it pursuant to Ms understanding with them and in accordance with his covenant of warranty. They so knew and relied, through their attorney, who was on the ground and had full authority to look after the land, if not otherwise. In so doing, therefore, their grantor, Alexander, was acting on their behalf as well as of himself, and they are bound and concluded by the judgment therein. It is not open to them-, now that that litigation has resulted in favor of defendant, to come into court and seek to reopen it.”

This position was held to be erroneous by the Appellate Court. Judge Sanford, who delivered its opinion, said:

“Nor are they bound by said judgment, even if, as found by the court below, the defense made by Alexander to the suit was made both for himself and them, in pursuance of an understanding and agreement with them, since, whatever may have been Alexander’s action in that regard, it was not open and known to the other party;- and the estoppel arising by reason of assuming the defense of a suit must, as in other cases, be mutual.”

The cases cited in support of this statement were cases where persons not parties to the suits defended them for the parties defendant, but unknown to the plaintiffs. He further said:

“It is true that if the plaintiffs knew of the pendency of said suit, and either through the agency of Alexander or -by attorney actually participated in its defense in the name and under the guise of ‘ J. W. Rowe,’ and through such representative filed the answer in such name, in which it was admitted that Alexander had made a conveyance to such ‘J. W. Rowe,’ thereby misleading the defendant as to the name and identity of the purchaser, and causing her to fruitlessly pursue her litigation against such fictitious vendee, they would now, in our opinion, be estopped from denying their identity with ‘J. W. Rowe’ as Alexander’s vendee, and would, by reason of such estoppel be bound by the judgment rendered aganst ‘J. W. Rowe’ in the former suit, as if they had actually been parties. However, while the circumstances are such as to create a suspicion that the facts were as above suggested, yet, after careful consideration of the meager evidence in the record, especially in default of the testimony of either of the attorneys who represented ‘Alexander and Rowe’ in the former, suit, one of whom apparently died before proof was taken, we are constrained to conclude that the evidence is sufficient to create such suspicion and not substantial enough to establish the fact.”

It is to be noted, in this connection, that i‘t is not said that if plaintiffs knew of the pendency of the suit, and that the defendant Pinkie Kidd, plaintiff therein, had brought before the court “J. W. Rowe” as Alexander’s vendee, and that the answer filed in the name of Alexander and Rowe expressly admitted that he was such and with such knowledge kept silent, plaintiffs are estopped, to deny their identity with “J. W. Rowe,” and hence bound by the judgment rendered against “J. W. Rowe.” As the matter is put, in order to this it is essential also that plaintiffs actually participated in the defense of the suit in the name and under the guise of “J. W. Rowe,” through the agency of Alexander or by attorney, and through such representative filed the answers. It is clear that they did not so participate. But it is equally clear that they had such knowledge, and with it they took no steps to correct the error, but kept silent in regard thereto. Under the evidence, as it now stands, I think I was in error on my former hearing in holding that Alexander defended the suit pursuant to any understanding with plaintiffs. It is quite likely that there never was [885] any understanding between them as to Alexander’s defending any suit in relation to the land.

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Rowe v. Kidd, 249 F. 882, 1916 U.S. Dist. LEXIS 915 (E.D. Ky. 1916).

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