Rouse v. United States Department of State

548 F.3d 871, 2008 U.S. App. LEXIS 24175, 2008 WL 4965144
CourtCourt of Appeals for the Ninth Circuit
DecidedNovember 24, 2008
Docket06-15967
StatusPublished
Cited by7 cases

This text of 548 F.3d 871 (Rouse v. United States Department of State) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rouse v. United States Department of State, 548 F.3d 871, 2008 U.S. App. LEXIS 24175, 2008 WL 4965144 (9th Cir. 2008).

Opinion

O’SCANNLAIN, Circuit Judge:

We must decide whether a United States citizen may state a claim against the U.S. Department of State under the Privacy Act for damages arising from his imprisonment in a foreign country.

A

Leon Rouse is a citizen of the United States. On October 4,1995, he was arrested in the Philippines when police entered his hotel room and found him and another individual, Godfrey Domingo, undressed. Domingo signed an affidavit stating he was a minor and that he and Rouse had engaged in sexual relations. Though Domingo later disavowed the affidavit, Rouse was charged under Philippine law with violating the “Special Protection of Children Against Child Abuse, Exploitation and Discrimination Act.” The trial court ignored Domingo’s repudiation and convicted Rouse, relying on the original affidavit, testimony indicating Rouse had engaged in consensual sex with a twenty-year-old male who “look[ed] like a minor,” and the fact that Domingo and Rouse were found undressed together. Rouse continued to challenge his conviction in Philippine courts, but was sentenced to over ten years imprisonment on January 12, 1998. After eight years, he was released for medical reasons and deported to the United States.

On January 30, 1996, during Rouse’s trial, consular officials from the United States Embassy in Manila (the “Embassy”) filed letters with the trial court, expressing concerns with evidentiary issues. The letters were accompanied by a warning that failure to respond would result in referral to the Philippine Ministry of Justice. The record does not appear to con *874 tain evidence of either a response from the judge or a referral by the Embassy.

Embassy officials raised Rouse’s case with local officials, and the Ambassador himself broached the subject with a Philippine legislator. The Ambassador, however, did not think the matter merited the attention of the Philippine president. Consular officers also visited Rouse at least nineteen times during his confinement, communicated with him by telephone, and assisted in providing him with access to medical care.

Over the course of his confinement, Rouse executed numerous Privacy Act waivers permitting the Department of State (the “Department”) to disclose information about his case to third parties. On several occasions, the Department responded to inquiries from private organizations and members of Congress without mentioning its doubts as to the propriety of Rouse’s arrest and incarceration or its efforts to obtain his release. The Department also initially refused to release information to certain individuals or groups. Rouse asserts that he had signed Privacy Act waivers covering these parties and that the failure to disclose the records constituted willful and intentional misrepresentations on the part of the Department. The Government maintains that at worst it was “confused about the status of Mr. Rouse’s waivers.”

In “late 1999,” Rouse asked the Department for a copy of any files which had been kept on him. While it appears the Department did not immediately provide a copy, it complied with this request by September 2000. Documents Rouse alleged to be missing from his file were later made available to him via a Freedom of Information Act (“FOIA”) request.

Rouse filed a petition with the United Nations Human Rights Committee (“UNHRC”) on June 10, 2002, under the Optional Protocol to the International Covenant on Civil and Political Rights. On July 25, 2005, the UNHRC issued its views that Rouse had been improperly imprisoned on a number of evidentiary and procedural grounds.

B

Just short of two years following his return to the United States, Rouse filed a pro se complaint in the United States District Court for the District of Hawaii, seeking over nine million dollars in damages. See 5 U.S.C. § 552a(g)(5) (allowing a Privacy Act action to be filed “in the district in which the complainant resides”). 1 He alleged that the Department violated the Privacy Act, 5 U.S.C. § 552a, by willfully and intentionally failing to maintain and to disseminate records regarding his case with the appropriate level of accuracy, relevance, timeliness, and completeness. As Rouse maintained that his arrest, indictment, and trial were fraught with procedural and evidentiary defects, he asserted that the Department’s actions deprived him of the benefits of diplomatic and third-party efforts to secure his freedom. 2

*875 The district court granted the Department’s motion to dismiss, determining that Rouse’s claims “would fail on the merits because of a lack of causation,” the Privacy Act did not afford Rouse a remedy, and Rouse’s complaint was “probably” barred by the applicable statute of limitations. 3 This timely appeal followed.

II

The Privacy Act was designed to “protect the privacy of individuals” through regulation of the “collection, maintenance, use, and dissemination of information” by federal agencies. 5 U.S.C. § 552a note. It provides agencies with “detailed instructions for managing their records and provides for various sorts of civil relief to individuals aggrieved by failures on the Government’s part to comply with the requirements” of the Act. Doe v. Chao, 540 U.S. 614, 618, 124 S.Ct. 1204, 157 L.Ed.2d 1122 (2004).

Broadly speaking, there are two types of Privacy Act claims: “accuracy” claims and “access” claims. Accuracy claims arise under two different provisions of the Act. The first requires an agency to “maintain all records which are used by the agency in making any determination about any individual with such accuracy, relevance, timeliness, and completeness as is reasonably necessary to assure fairness to the individual in the determination.” See 5 U.S.C. § 552a(e)(5). The second mandates that “prior to disseminating any record about an individual to any person other than an agency ... [it must] make reasonable efforts to assure that such records are accurate, complete, timely, and relevant for agency purposes.” Id. § 552a(e)(6). Congress has provided for civil remedies for violation of these provisions. See id. § 552a(g)(l)(C) (creating a cause of action when an agency “fails to maintain any record concerning any individual with such accuracy, relevance, timeliness, and completeness as is necessary to assure fairness in any determination relating to the qualifications, character, rights, or opportunities of, or benefits to the individual that may be made on the basis of such record, and consequently a determination is made which is adverse to the individual”); id. § 552a(g)(l)(D) (creating a cause of action where an agency “fails to comply with any other provision of this section ...

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Bluebook (online)
548 F.3d 871, 2008 U.S. App. LEXIS 24175, 2008 WL 4965144, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rouse-v-united-states-department-of-state-ca9-2008.