Rouse v. Dost

CourtCourt of Appeals for the Ninth Circuit
DecidedNovember 24, 2008
Docket06-15967
StatusPublished

This text of Rouse v. Dost (Rouse v. Dost) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rouse v. Dost, (9th Cir. 2008).

Opinion

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

LEON R. ROUSE,  Plaintiff-Appellant, v. No. 06-15967 UNITED STATES DEPARTMENT OF STATE; JOHN NEGROPONTE; THOMAS  D.C. No. CV-05-00620-SPK HUBBARD; JOHN CAUFIELD; MARTHA OPINION SARDINAS; PAUL BOYD; JOSEPH BRACKEN, Defendants-Appellees.  Appeal from the United States District Court for the District of Hawaii Samuel P. King, District Judge, Presiding

Argued and Submitted September 12, 2008—San Francisco, California

Filed November 24, 2008

Before: Diarmuid F. O’Scannlain, Ronald M. Gould, and Carlos T. Bea, Circuit Judges.

Opinion by Judge O’Scannlain

15715 15718 ROUSE v. UNITED STATES DEP’T OF STATE

COUNSEL

Kari E. Hong, Law Offices of Kari E. Hong, Oakland, Cali- fornia, argued the cause for the plaintiff-appellant and filed the briefs.

Derrick K. Watson, Assistant United States Attorney, Hono- lulu, Hawaii, argued the cause for the defendants-appellees; Lawrence L. Tong, Assistant United States Attorney, Hono- lulu, Hawaii, filed the brief; Edward H. Kubo, Jr., United States Attorney, District of Hawaii; Jeremy M. Weinberg, Brian J. Egan, and Shawn M. Pompian, United States Depart- ment of State, Office of the Legal Adviser, Washington, D.C., were on the brief. ROUSE v. UNITED STATES DEP’T OF STATE 15719 OPINION

O’SCANNLAIN, Circuit Judge:

We must decide whether a United States citizen may state a claim against the U.S. Department of State under the Pri- vacy Act for damages arising from his imprisonment in a for- eign country.

I

A

Leon Rouse is a citizen of the United States. On October 4, 1995, he was arrested in the Philippines when police entered his hotel room and found him and another individual, Godfrey Domingo, undressed. Domingo signed an affidavit stating he was a minor and that he and Rouse had engaged in sexual relations. Though Domingo later disavowed the affida- vit, Rouse was charged under Philippine law with violating the “Special Protection of Children Against Child Abuse, Exploitation and Discrimination Act.” The trial court ignored Domingo’s repudiation and convicted Rouse, relying on the original affidavit, testimony indicating Rouse had engaged in consensual sex with a twenty-year-old male who “look[ed] like a minor,” and the fact that Domingo and Rouse were found undressed together. Rouse continued to challenge his conviction in Philippine courts, but was sentenced to over ten years imprisonment on January 12, 1998. After eight years, he was released for medical reasons and deported to the United States.

On January 30, 1996, during Rouse’s trial, consular offi- cials from the United States Embassy in Manila (the “Embas- 15720 ROUSE v. UNITED STATES DEP’T OF STATE sy”) filed letters with the trial court, expressing concerns with evidentiary issues. The letters were accompanied by a warn- ing that failure to respond would result in referral to the Phil- ippine Ministry of Justice. The record does not appear to contain evidence of either a response from the judge or a referral by the Embassy.

Embassy officials raised Rouse’s case with local officials, and the Ambassador himself broached the subject with a Phil- ippine legislator. The Ambassador, however, did not think the matter merited the attention of the Philippine president. Con- sular officers also visited Rouse at least nineteen times during his confinement, communicated with him by telephone, and assisted in providing him with access to medical care.

Over the course of his confinement, Rouse executed numerous Privacy Act waivers permitting the Department of State (the “Department”) to disclose information about his case to third parties. On several occasions, the Department responded to inquiries from private organizations and mem- bers of Congress without mentioning its doubts as to the pro- priety of Rouse’s arrest and incarceration or its efforts to obtain his release. The Department also initially refused to release information to certain individuals or groups. Rouse asserts that he had signed Privacy Act waivers covering these parties and that the failure to disclose the records constituted willful and intentional misrepresentations on the part of the Department. The Government maintains that at worst it was “confused about the status of Mr. Rouse’s waivers.”

In “late 1999,” Rouse asked the Department for a copy of any files which had been kept on him. While it appears the Department did not immediately provide a copy, it complied with this request by September 2000. Documents Rouse ROUSE v. UNITED STATES DEP’T OF STATE 15721 alleged to be missing from his file were later made available to him via a Freedom of Information Act (“FOIA”) request.

Rouse filed a petition with the United Nations Human Rights Committee (“UNHRC”) on June 10, 2002, under the Optional Protocol to the International Covenant on Civil and Political Rights. On July 25, 2005, the UNHRC issued its views that Rouse had been improperly imprisoned on a num- ber of evidentiary and procedural grounds.

B

Just short of two years following his return to the United States, Rouse filed a pro se complaint in the United States District Court for the District of Hawaii, seeking over nine million dollars in damages. See 5 U.S.C. § 552a(g)(5) (allow- ing a Privacy Act action to be filed “in the district in which the complainant resides”).1 He alleged that the Department violated the Privacy Act, 5 U.S.C. § 552a, by willfully and intentionally failing to maintain and to disseminate records regarding his case with the appropriate level of accuracy, rele- vance, timeliness, and completeness. As Rouse maintained that his arrest, indictment, and trial were fraught with proce- dural and evidentiary defects, he asserted that the Depart- ment’s actions deprived him of the benefits of diplomatic and third-party efforts to secure his freedom.2 1 Rouse’s only claims are under the Privacy Act. He “specifically dis- claim[ed] any attempt to assert a claim under the Federal Tort Claims Act.” 2 Specifically, Rouse alleged that the Department deliberately main- tained, used, and disseminated inaccurate records which in turn denied him: 1) “a fair determination to his entitlement to [the Department’s] exhaustive protective services”; 2) “a fair determination to his right to have and control the release of information about his case/situation” via Privacy Act waivers; 3) “ready access to his embassy records”; 4) “a fair determination to his entitlement to receive regularly scheduled [consular] visits”; and 5) “his right to U.S. Embassy assistance in knowing what rights [he] had a just claim to as well as what assistance and aid the U.S. Embassy should provide him.” 15722 ROUSE v. UNITED STATES DEP’T OF STATE The district court granted the Department’s motion to dis- miss, determining that Rouse’s claims “would fail on the mer- its because of a lack of causation,” the Privacy Act did not afford Rouse a remedy, and Rouse’s complaint was “proba- bly” barred by the applicable statute of limitations.3 This timely appeal followed.

II

[1] The Privacy Act was designed to “protect the privacy of individuals” through regulation of the “collection, mainte- nance, use, and dissemination of information” by federal agencies. 5 U.S.C. § 552a note. It provides agencies with “de- tailed instructions for managing their records and provides for various sorts of civil relief to individuals aggrieved by failures on the Government’s part to comply with the requirements” of the Act. Doe v.

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