1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 XEZAKIA ROUSE, Case No. 21-cv-05708-JSC
8 Plaintiff, SCREENING ORDER PURSUANT TO 9 v. 28 U.S.C. § 1915
10 RONALD HAYES ABERNATHY, Re: Dkt. No. 7 Defendant. 11
12 13 Upon review of Plaintiff’s complaint pursuant to 28 U.S.C. § 1915, the Court determined 14 that it did not contain a short and plain statement of the claim and the grounds upon which it rests, 15 as required by Federal Rule of Civil Procedure 8. (Dkt. Nos. 1, 5.) The Court gave Plaintiff the 16 opportunity to amend the complaint, and now reviews the amended complaint pursuant to 28 17 U.S.C. § 1915. (Dkt. No. 7.) 18 COMPLAINT ALLEGATIONS 19 Plaintiff was convicted of a crime in California in 2013. Defendant is the chief public 20 defender for Napa County, who represented Plaintiff. Plaintiff alleges that Defendant knowingly 21 refused to file a first appeal of Plaintiff’s conviction on Plaintiff’s request. He also alleges that 22 Defendant improperly represented him in extradition hearings by refusing to send out Plaintiff’s 23 legal mail, which included letters to the Governor challenging his extradition. Defendant “knew 24 [P]laintiff was suing the Jail for deliberate indifference to a serious medical need . . . and 25 conspired with jail administrators to protect their ‘county teammate’ by attempting to thwart 26 [Plaintiff’s] mail service.” (Dkt. No. 7 at 7 (emphasis omitted).) As a result, Plaintiff was 27 extradited to New Mexico and incarcerated until a post-conviction motion to amend sentencing 1 to the extradition, “the New Mexico courts recognized that they had already sentenced him 2 incorrectly and had to reissue a new sentencing order that actually released [Plaintiff] because [he] 3 had already completed the time [Defendant] allowed for him to be extradited back on.” (Id. at 8 4 (emphasis omitted).) 5 Plaintiff sues Defendant in his official capacity under 42 U.S.C. § 1983, alleging 6 deprivation of his constitutional rights. He identifies claims for ineffective assistance of counsel; 7 equal protection and due process under the Fourteenth Amendment; and “legal malpractice leading 8 to double jeopardy.” (Id. at 4, 7.) Plaintiff requests relief in the form of a ruling that he had a 9 right to have his first appeal filed, and a ruling that Defendant should have preserved Plaintiff’s 10 right to contact the Governor. (Id. at 5.) The amended complaint does not seek monetary relief or 11 damages. (See Dkt. No. 10.) 12 LEGAL STANDARD 13 A court must dismiss an in forma pauperis complaint before service of process if it is 14 frivolous, fails to state a claim, or contains a complete defense to the action on its face. 28 U.S.C. 15 § 1915(e)(2). Section 1915(e)(2) parallels the language of Federal Rules of Civil Procedure 16 12(b)(6) regarding dismissals for failure to state a claim. See 28 U.S.C. § 1915(e)(2); see also 17 Lopez v. Smith, 203 F.3d 1122, 1126–27 (9th Cir. 2000). The complaint therefore must allege 18 facts that plausibly establish each defendant’s liability. See Bell Atl. Corp. v. Twombly, 550 U.S. 19 544, 555–57 (2007). “A claim has facial plausibility when the plaintiff pleads factual content that 20 allows the court to draw the reasonable inference that the defendant is liable for the misconduct 21 alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). 22 A complaint must also comply with Federal Rule of Civil Procedure 8, which requires the 23 complaint to contain “a short and plain statement of the claim showing that the pleader is entitled 24 to relief.” Fed. R. Civ. P. 8(a)(2); see also Moss v. Infinity Ins. Co., No. 15-CV-03456-JSC, 2015 25 WL 5360294, at *2 (N.D. Cal. Sept. 14, 2015). “While the federal rules require brevity in 26 pleading, a complaint nevertheless must be sufficient to give the defendants ‘fair notice’ of the 27 claim and the ‘grounds upon which it rests.’” Coleman v. Beard, No. 14-CV-05508-YGR (PR), 1 (2007)). A complaint that fails to state a defendant’s specific acts “that violated the plaintiff’s 2 rights fails to meet the notice requirements of Rule 8(a).” Medina Chiprez v. Becerra, No. 20-CV- 3 00307-YGR (PR), 2020 WL 4284825, at *3 (N.D. Cal. July 27, 2020) (citing Hutchinson v. 4 United States, 677 F.2d 1322, 1328 n.5 (9th Cir. 1982)). 5 Plaintiff is proceeding without representation by a lawyer. While the Court must construe 6 the complaint liberally, see Garaux v. Pulley, 739 F.2d 437, 439 (9th Cir. 1984), it may not add to 7 the factual allegations in the complaint, see Pena v. Gardner, 976 F.2d 469, 471 (9th Cir. 1992). 8 Litigants unrepresented by a lawyer remain bound by the Federal Rules and Local Rules of this 9 District. See N.D. Cal. Civ. L.R. 3-9(a). 10 DISCUSSION 11 I. Section 1983 12 To state a claim under 42 U.S.C. § 1983, a plaintiff must allege (1) that a right secured by 13 the Constitution or laws of the United States was violated and (2) that the alleged violation was 14 committed by a person acting under color of state law. West v. Atkins, 487 U.S. 42, 48 (1988). 15 While a public defender typically does not act under color of state law when providing 16 representation, intentional misconduct can bring a public defender’s actions under color of state 17 law. Polk Cnty. v. Dodson, 454 U.S. 312, 317–19 (1981); Franklin v. Oregon, 662 F.2d 1337, 18 1345 (9th Cir. 1981); see Tower v. Glover, 467 U.S. 914, 923 (1984). 19 Plaintiff’s amended complaint alleges intentional misconduct by Defendant, specifically 20 refusing to file an appeal and preventing Plaintiff from challenging his extradition, in concert with 21 state officials. See Glover v. Tower, 700 F.2d 556, 557–58 & n.1 (9th Cir. 1983), aff’d, 467 U.S.
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 XEZAKIA ROUSE, Case No. 21-cv-05708-JSC
8 Plaintiff, SCREENING ORDER PURSUANT TO 9 v. 28 U.S.C. § 1915
10 RONALD HAYES ABERNATHY, Re: Dkt. No. 7 Defendant. 11
12 13 Upon review of Plaintiff’s complaint pursuant to 28 U.S.C. § 1915, the Court determined 14 that it did not contain a short and plain statement of the claim and the grounds upon which it rests, 15 as required by Federal Rule of Civil Procedure 8. (Dkt. Nos. 1, 5.) The Court gave Plaintiff the 16 opportunity to amend the complaint, and now reviews the amended complaint pursuant to 28 17 U.S.C. § 1915. (Dkt. No. 7.) 18 COMPLAINT ALLEGATIONS 19 Plaintiff was convicted of a crime in California in 2013. Defendant is the chief public 20 defender for Napa County, who represented Plaintiff. Plaintiff alleges that Defendant knowingly 21 refused to file a first appeal of Plaintiff’s conviction on Plaintiff’s request. He also alleges that 22 Defendant improperly represented him in extradition hearings by refusing to send out Plaintiff’s 23 legal mail, which included letters to the Governor challenging his extradition. Defendant “knew 24 [P]laintiff was suing the Jail for deliberate indifference to a serious medical need . . . and 25 conspired with jail administrators to protect their ‘county teammate’ by attempting to thwart 26 [Plaintiff’s] mail service.” (Dkt. No. 7 at 7 (emphasis omitted).) As a result, Plaintiff was 27 extradited to New Mexico and incarcerated until a post-conviction motion to amend sentencing 1 to the extradition, “the New Mexico courts recognized that they had already sentenced him 2 incorrectly and had to reissue a new sentencing order that actually released [Plaintiff] because [he] 3 had already completed the time [Defendant] allowed for him to be extradited back on.” (Id. at 8 4 (emphasis omitted).) 5 Plaintiff sues Defendant in his official capacity under 42 U.S.C. § 1983, alleging 6 deprivation of his constitutional rights. He identifies claims for ineffective assistance of counsel; 7 equal protection and due process under the Fourteenth Amendment; and “legal malpractice leading 8 to double jeopardy.” (Id. at 4, 7.) Plaintiff requests relief in the form of a ruling that he had a 9 right to have his first appeal filed, and a ruling that Defendant should have preserved Plaintiff’s 10 right to contact the Governor. (Id. at 5.) The amended complaint does not seek monetary relief or 11 damages. (See Dkt. No. 10.) 12 LEGAL STANDARD 13 A court must dismiss an in forma pauperis complaint before service of process if it is 14 frivolous, fails to state a claim, or contains a complete defense to the action on its face. 28 U.S.C. 15 § 1915(e)(2). Section 1915(e)(2) parallels the language of Federal Rules of Civil Procedure 16 12(b)(6) regarding dismissals for failure to state a claim. See 28 U.S.C. § 1915(e)(2); see also 17 Lopez v. Smith, 203 F.3d 1122, 1126–27 (9th Cir. 2000). The complaint therefore must allege 18 facts that plausibly establish each defendant’s liability. See Bell Atl. Corp. v. Twombly, 550 U.S. 19 544, 555–57 (2007). “A claim has facial plausibility when the plaintiff pleads factual content that 20 allows the court to draw the reasonable inference that the defendant is liable for the misconduct 21 alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). 22 A complaint must also comply with Federal Rule of Civil Procedure 8, which requires the 23 complaint to contain “a short and plain statement of the claim showing that the pleader is entitled 24 to relief.” Fed. R. Civ. P. 8(a)(2); see also Moss v. Infinity Ins. Co., No. 15-CV-03456-JSC, 2015 25 WL 5360294, at *2 (N.D. Cal. Sept. 14, 2015). “While the federal rules require brevity in 26 pleading, a complaint nevertheless must be sufficient to give the defendants ‘fair notice’ of the 27 claim and the ‘grounds upon which it rests.’” Coleman v. Beard, No. 14-CV-05508-YGR (PR), 1 (2007)). A complaint that fails to state a defendant’s specific acts “that violated the plaintiff’s 2 rights fails to meet the notice requirements of Rule 8(a).” Medina Chiprez v. Becerra, No. 20-CV- 3 00307-YGR (PR), 2020 WL 4284825, at *3 (N.D. Cal. July 27, 2020) (citing Hutchinson v. 4 United States, 677 F.2d 1322, 1328 n.5 (9th Cir. 1982)). 5 Plaintiff is proceeding without representation by a lawyer. While the Court must construe 6 the complaint liberally, see Garaux v. Pulley, 739 F.2d 437, 439 (9th Cir. 1984), it may not add to 7 the factual allegations in the complaint, see Pena v. Gardner, 976 F.2d 469, 471 (9th Cir. 1992). 8 Litigants unrepresented by a lawyer remain bound by the Federal Rules and Local Rules of this 9 District. See N.D. Cal. Civ. L.R. 3-9(a). 10 DISCUSSION 11 I. Section 1983 12 To state a claim under 42 U.S.C. § 1983, a plaintiff must allege (1) that a right secured by 13 the Constitution or laws of the United States was violated and (2) that the alleged violation was 14 committed by a person acting under color of state law. West v. Atkins, 487 U.S. 42, 48 (1988). 15 While a public defender typically does not act under color of state law when providing 16 representation, intentional misconduct can bring a public defender’s actions under color of state 17 law. Polk Cnty. v. Dodson, 454 U.S. 312, 317–19 (1981); Franklin v. Oregon, 662 F.2d 1337, 18 1345 (9th Cir. 1981); see Tower v. Glover, 467 U.S. 914, 923 (1984). 19 Plaintiff’s amended complaint alleges intentional misconduct by Defendant, specifically 20 refusing to file an appeal and preventing Plaintiff from challenging his extradition, in concert with 21 state officials. See Glover v. Tower, 700 F.2d 556, 557–58 & n.1 (9th Cir. 1983), aff’d, 467 U.S. 22 914 (1984) (alleging that public defenders intentionally failed to obtain evidence for a defense; 23 conspired with judge to deny plaintiff’s motions for new counsel and new trial; conspired with 24 appellate court to refuse to allow plaintiff to represent himself on appeal; and conspired with 25 appellate judge to affirm conviction). These allegations plausibly support an inference of 26 intentional misconduct that brings Defendant’s actions under color of state law. See Iqbal, 556 27 U.S. at 678. 1 have his first appeal filed and that Defendant should have preserved Plaintiff’s right to contact the 2 Governor. (Dkt. No. 7 at 5.) The Heck doctrine bars Section 1983 suits for declaratory relief if 3 success would necessarily imply that the plaintiff’s criminal conviction or punishment was invalid, 4 unless the plaintiff can show that the conviction was invalidated by law. Whitaker v. Garcetti, 486 5 F.3d 572, 583–85 (9th Cir. 2007). Plaintiff’s Section 1983 claim and requested relief do not 6 necessarily imply the invalidity of his criminal conviction. See Heck v. Humphrey, 512 U.S. 477, 7 482–83 (1994) (explaining that “a § 1983 claim for using the wrong procedures, not for reaching 8 the wrong result . . . did not call into question the lawfulness of the plaintiff’s continuing 9 confinement”); cf. Edwards v. Balisok, 520 U.S. 641, 644–48 (1997) (claim that disciplinary 10 hearing officer was biased and denied plaintiff the opportunity to present exculpatory evidence 11 would necessarily imply the invalidity of disciplinary decision); Whitaker, 486 F.3d at 584 (claim 12 of illegal search and seizure of evidence would necessarily imply the invalidity of conviction 13 based on that evidence). Without the benefit of full briefing from the parties, the Court cannot 14 conclude whether Heck—or any other legal doctrine—bars Plaintiff’s Section 1983 claim. 15 Accordingly, at this early stage it passes Section 1915 review. 16 II. Legal Malpractice 17 Plaintiff’s amended complaint also asserts a claim for legal malpractice. To state a claim 18 for criminal legal malpractice under California law, Plaintiff must allege: (1) that Defendant had 19 “a duty to use such skill, prudence and diligence as members of the profession commonly 20 possess”; (2) that Defendant breached the duty; (3) a proximate causal connection between the 21 breach and Plaintiff’s injury; (4) actual loss or damage; and (5) actual innocence. Wiley v. Cnty. of 22 San Diego, 966 P.2d 983, 985 (Cal. 1998). 23 The amended complaint alleges that Plaintiff was extradited to New Mexico and 24 incarcerated until a post-conviction motion to amend sentencing order was granted. It alleges that, 25 although Plaintiff was guilty of the crimes that led to the extradition, “the New Mexico courts 26 recognized that they had already sentenced him incorrectly and had to reissue a new sentencing 27 order that actually released [Plaintiff] because [he] had already completed the time [Defendant] 1 claim for legal malpractice challenges Defendant’s conduct in relation to Plaintiff’s extradition to 2 New Mexico, not Defendant’s representation of Plaintiff on the California charge of which he was 3 convicted. 4 Nevertheless, Plaintiff must adequately allege the fifth element of criminal legal 5 malpractice, actual innocence. See Coscia v. McKenna & Cuneo, 25 P.3d 670, 673 (Cal. 2001) 6 (“The fact that nonnegligent counsel could have done better may warrant postconviction relief, but 7 it does not translate into civil damages, which are intended to make the plaintiff whole. Only an 8 innocent person wrongly convicted due to inadequate representation has suffered a compensable 9 injury because in that situation the nexus between the malpractice and palpable harm is sufficient 10 to warrant a civil action, however inadequate, to redress the loss.” (cleaned up)). The amended 11 complaint does not allege that Plaintiff has been found actually innocent by process of law. See 12 id. at 673–74. Accordingly, the legal malpractice claim does not comply with Rule 8. 13 CONCLUSION 14 For the reasons explained above, Plaintiff’s Section 1983 claim is sufficient under 28 15 U.S.C. § 1915, but his legal malpractice claim is not. The Court’s ruling is without prejudice to 16 Defendant moving to dismiss the Section 1983 claim should he decide to do so. 17 • If Plaintiff wishes to proceed with the legal malpractice claim, he must file a 18 Second Amended Complaint on or before February 14, 2022 that includes 19 allegations to further support the claim. The Court will review the Second 20 Amended Complaint pursuant to 28 U.S.C. § 1915. 21 • If Plaintiff does not wish to proceed with the legal malpractice claim, he shall file a 22 Second Amended Complaint on or before February 14, 2022 that eliminates the 23 legal malpractice claim. The Court will order service on Defendant. 24 Plaintiff is informed that the Court cannot refer to prior pleadings to make an amended 25 complaint complete. The amended complaint must be complete in itself because it replaces the 26 previously filed complaints. See Ferdik v. Bonzelet, 963 F.2d 1258, 1262 (9th Cir. 1992). 27 Accordingly, the Second Amended Complaint should contain all the defendants, claims, and 1 warned that failure to comply with the Federal Rules of Civil Procedure, the Local Rules, or any 2 || court order could result in a report and recommendation that his complaint be dismissed. 3 Similarly, failure to file a Second Amended Complaint that cures the above-identified deficiencies 4 || could also lead to a report and recommendation that his complaint be dismissed. 5 The Court encourages Plaintiff to seek free assistance from the Northern District’s Legal 6 Help Center, 450 Golden Gate Avenue, 15th Floor, Room 2796, San Francisco, CA 94102. 7 Plaintiff should make a telephone appointment by calling (415) 782-8982. 8 IT IS SO ORDERED. 9 Dated: January 13, 2022 10 11 ne JAZQUELINE SCOTT CORLE 12 United States Magistrate Judge
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