Roundtree v. Reynolds

District Court, E.D. Wisconsin·Decided May 29, 2024·No. 2:23-cv-00552·Unknown

Opinion

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF WISCONSIN

JOSHUA ROUNDTREE,

Plaintiff, Case No. 23-CV-552-JPS v.

MICHELLE REYNOLDS and ORDER UNCAGED MINDS PUBLISHING,

Defendants. 1. INTRODUCTION In March 2024, an answer to the amended complaint was filed in this matter. ECF No. 36. The answer was on behalf of named Defendants Michelle Reynolds and Uncaged Minds Publishing (“UMP”) (together, “Defendants”). Id. In its prior order, the Court took judicial notice of public records indicating that UMP appeared to be a limited liability company (LLC) incorporated in Illinois. ECF No. 38 at 1–2. Believing that the UMP that was named as a Defendant in this matter was the same entity as the Illinois LLC bearing the same name, the Court ordered UMP to appear through counsel (and to file a new responsive pleading) or otherwise explain why it was not required to do so. Id. at 2–4. The Court also directed that the order be mailed to Michelle Reynolds at her Green Bay, Wisconsin address and “to Defendant Uncaged Minds Publishing at its judicially- noticed business address” in Illinois. Id. at 5–6. Two relevant submissions1 followed. First, Defendant Michelle Reynolds filed a motion to dismiss the amended complaint for lack of subject matter jurisdiction. ECF No. 40. In this motion, she also argued that UMP—the named Defendant, not the Illinois LLC—is not required to appear through a lawyer because UMP is not an LLC. Id. at 2 (arguing that a “contract was formed . . . between Michelle Reynolds, doing business as [UMP], not Uncaged Minds Publishing LLC”). Second, an individual named Donald Reynolds filed a response indicating that Uncaged Minds Publishing LLC—that is, the Illinois LLC, which the Court will hereinafter refer to as “UMPLLC”—has no contract with Plaintiff, but nonetheless responding to Plaintiff’s allegations on their merits. ECF No. 41 at 2–4. Donald Reynolds further argues that, to the extent UMPLLC is required to appear in this action at all, it should not be required to appear through a lawyer because such a requirement would be a financial hardship. Id. at 1. This Order parses those two submissions and determines that UMP—the party that Plaintiff has named as a Defendant—is not required to appear through counsel. Because all relevant parties (Plaintiff, UMP, and Michelle Reynolds) have appeared and have properly elected to proceed pro se, the Court outlines next steps for moving this case forward.

1Plaintiff Joshua Roundtree (“Plaintiff”) also filed a submission responding to some of the allegations in the answer. ECF No. 39. Plaintiff expressed confusion that he was told he did not need to file anything at this time yet was warned that failure to make necessary filings would lead to the dismissal of his case without prejudice. Id. at 1. To clarify: the Court gives this warning in all cases in which at least one party appears pro se—nothing unique about Plaintiff’s case triggered it. The purposes of this warning are (1) to put all parties on notice of the importance of keeping their mailing addresses updated and (2) to give notice of the possibility of dismissal for failure to prosecute if Plaintiff stops taking any action whatsoever in his case. Plaintiff’s response was not necessary, as his multiple filings in this case make it clear that he indeed intends to prosecute it. 2. STATUS OF UMP AND UMPLLC; COUNSEL REQUIREMENT The Court has been drawn into what appears to be an interpersonal conflict between Michelle Reynolds and Donald Reynolds over (among other things) the use of the “Uncaged Minds Publishing” moniker to do business—a conflict that has no immediate bearing on Plaintiff’s lawsuit. Nevertheless, some understanding of this conflict is necessary to the Court’s determination of whether UMP is required to appear through counsel. Accordingly, the Court provides further details below and discusses the significance of those details. 2.1 UMP and UMPLLC Are Distinct Entities, and UMP is the Relevant Defendant at This Time At the outset, the Court clarifies that Plaintiff has always been proceeding against UMP and, to date, has not indicated in his filings that he believes UMPLLC specifically (or Donald Reynolds, who purports to speak for UMPLLC) is a relevant party. See ECF No. 1 (superseded original complaint against UMP); ECF No. 1-1 (attachments to superseded original complaint, including letters from and checks to UMP at a Green Bay, Wisconsin mailing address); ECF No. 16 at 5 (first screening order inviting Plaintiff to file amended complaint alleging whether UMP “is a corporation or a limited liability company (or some other entity)”); ECF No. 18 at 1–2 (naming “Uncaged Minds Publishing, LLC” in caption but stating that UMP, the Wisconsin entity, was the Defendant he intended to sue); ECF No. 22 at 2 (second screening order allowing Plaintiff to proceed against UMP, which Plaintiff had pleaded was a citizen of Wisconsin). Some of Plaintiff’s filings reference Donald Reynolds but do not implicate him in any allegations of wrongdoing. See, e.g., ECF No. 18 at 4 (stating Plaintiff ordered “novels by author Donald Reynolds” from UMP). On its own motion, the Court concluded that UMP and UMPLLC were the same entity. ECF No. 38 at 1–2. Such a conclusion was amply supported by evidence then available to the Court, including: • Illinois business records, id.; • The absence of Wisconsin business records for UMP or Michelle Reynolds, see Corporate Records Search, WISC. DEP’T OF FIN. INST., https://apps.dfi.wi.gov/apps/corpSearch/Search.aspx (last visited May 29, 2024); • The fact that UMP and UMPLLC share the same business name aside from the LLC designation, and their alleged principals share the same surname; and • The fact that UMP and UMPLLC’s alleged principals have been sued together, with UMP, in another action in this District, see Isiah Taylor v. Michelle Schmude Reynolds, Donald Reynolds and Uncaged Minds Publishing, Case No. 22-CV-459-PP (E.D. Wis. 2022). However, recent submissions have led the Court to conduct further research that calls that conclusion into doubt. Both Michelle and Donald Reynolds acknowledge that Plaintiff dealt with UMP, not UMPLLC. Michelle states that that a “‘bilateral’ contract was formed . . . between Michelle Reynolds, doing business as Uncaged Minds Publishing, not Uncaged Minds Publishing LLC.” ECF No. 40 at 2. Donald makes similar statements. ECF No. 41 at 1–2 (“UMPLLC has never made any explicit or implicit promises to the Plaintiff, nor any commitments . . . nor has any contractual relationship ever formed or established. . . . The Plaintiff entered into a contractual agreement with a sole proprietorship[,] not an LLC.”); id. at 3 (“Plaintiff makes clear that he issued a check to ‘Michelle Reynolds’ for ... personal service, who operated as a sole proprietorship, doing business as ‘Uncaged Minds Publishing, ... and not under the authority or association with UMPLLC.”); id. at 7 (“No member or manager belonging to [UMPLLC] has ever given Michelle Reynolds the express or implied authority to act as principal on behalf of [UMPLLC] [and it] has never agreed to bind itself in any manner to the Plaintiff... .”).

Michelle Reynolds has submitted paperwork indicating that she has registered UMP as her “doing business as” designation or tradename in Wisconsin. ECF No. 40-1 at 5-7. The Court’s further research indicates that she is operating as sole proprietor of UMP: J ~~} BS} Fal ome) MA tcreve)arcd ig Bl-)er-lanil= Me) alate lales Laie ice ats DFT Siclale lege AL eee ROM me ee ee be □□ Ve Cet

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