Rothnell v. Paine

1 How. Pr. (n.s.) 187
CourtCity of New York Municipal Court
DecidedFebruary 15, 1886
StatusPublished

This text of 1 How. Pr. (n.s.) 187 (Rothnell v. Paine) is published on Counsel Stack Legal Research, covering City of New York Municipal Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rothnell v. Paine, 1 How. Pr. (n.s.) 187 (N.Y. Super. Ct. 1886).

Opinion

Hall, J.

This is an appeal from a judgment in favor of plaintiff entered upon the verdict of a jury at trial term and from an order denying defendants’ motion for a new trial upon the minutes and exceptions.

Tbe action is brought upon an undertaking executed by • 'defendants as sureties in an action in tbe superior court of tbe •city of New York, wherein James P. Tuttle was plaintiff and '•the plaintiff herein was defendant, and was given in pursuance • of tbe requirements of tbe Code of Civil Procedure to procure ...an order of arrest against tbe plaintiff herein.

'The condition of the undertaking is that “if the defendant 'in tbe said action do recover judgment therein, or if it is finally decided that tbe plaintiff is not entitled to the order of arrest, the plaintiff will pay,” &c.

[188]*188The cause of action recited in the undertaking is breach of trust and fraud, and the cause of action and the cause of arrest are identical

The order of arrest was vacated upon motion, and an appeal having been taken to the general term of the superior court, the order vacating said order of arrest was affirmed.

The action in the superior court was brought to trial on the 7th day of November, 1883. The counsel for defendant in that action moved that the plaintiff be called npon to elect which of the three causes of action set forth in the complaint the plaintiff relied upon, and thereupon the plaintiff’s counsel consented to strike out from the complaint the sixth and seventh clanses and part of the ninth clause.

An examination of the original complaint shows, that by striking out the portions thereof above mentioned, the charges of fraud would be entirely ehminated, and the action would be one for money had and received in a fiduciary capacity, and for an accounting in regard to the same.

The trial of the superior court action was had upon such election and stipulation, except that the defendants’ counsel withdrew his consent to strike out part of the ninth clause, and I. suppose no verdict was reached, as I find no record of any in the case.

On the 23d of November, 1883, an order was entered at trial term in the superior court before the same justice who tried the-cause, reciting the stipulation made by the attorney for the plaintiff, and amending the complaint in pursuance thereof by striking out the sixth and seventh clauses, and in other unimportant particulars. ‘ No motion was made to set aside that, order, nor was' an appeal taken therefrom.

This left in the complaint the words in the ninth clause which plaintiff’s counsel had consented to have stricken out upon the-trial, but which the defendant’s counsel had not consented teat that time.

And on the 12th day of December, 1883, an order was made-on motion of the defendants’ attorney in that action, and op- [189]*189- posed by plaintiff’s attorney therein, striking ont from the ninth •clause of the complaint the portion thereof, charging fraud on the part of the defendant in inducing plaintiff to part with the shares of Gatling stock as irrelevant and immaterial, and no. appeal has been taken from that order, but an amended complaint was served omitting*all allegations of fraud.

This action upon the undertaking was commenced in this court on the 12th day of November, 1883, being after the trial of the superior court action and the election and stipulation made therein by plaintiff’s attorney, but before the entry of either of the orders amending the complaint.

"Upon the trial of this action the court held that the plaintiff was entitled to a verdict, and instructed the jury to. fix the amount of damages, and the jury awarded plaintiff $1,000.

The exceptions taken by defendants’ counsel upon the trial, and the points upon the argument of this appeal embrace several propositions -of law, either one of which, if sustained, would necessitate a reversal of the judgment. The questions raised may be briefly stated as follows:

First. That the form of the undertaking is .not in accordance with the statute, being several instead of joint and several.

Second. That at the time of the commencement of this action the plaintiff had no cause of action, because there had been no final decision that the plaintiff in the undertaking was not entitled to the order of arrest, and that the cause of action and cause of arrest being identical, there could be-no final decision. upon that question until the trial or discontinuance of the action.

Third. That the orders of the superior court made on the 23d of November and 12th of December, 1883, amending the complaint in that action by eliminating therefrom all questions of fraud, if they could in any event be considered to amount to a final decision that the. plaintiff in that action was not entitled to the order of arrest could have no retroactive effect, and as ■ they were not made until after this action was commenced, they .gave no new rights to the plaintiff herein, and that he must [190]*190stand or fall upon the facts as they existed,at the time of the commencement of this action; and

Fourth. That the amendments to the complaint in the superior-court action were not pleaded in this action,- and that, therefore, evidence in regard to such amendments was inadmissible upon the trial.

It is an elementary principle and needs no citation of authorities, that the sureties upon an undertaking-can be held liable • only upon the contract which they have made, and that any.' variation of the contract without the consent .of- the sureties . would release them.

But the defendants executed the undertaking upon which this action is brought, agreeing to pay damages in case the de- - fendant in the undertaking recovered judgment, or in case it was - finally decided that the plaintiff was not entitled -to the order of ' arrest. Upon the happening of either of. those events, the lia-t bility of the defendants herein became fixed and determined.-. There was no agreement or understanding that those events should be brought about in any particular manner, as by a judg* ment in favor of defendant upon a trial, or by a discontinuance - or dismissal of the action, or by motion, and if those events, or • either of them, have come to pass before the commencement of this action the defendants are liable.-.

The defendants must be held to-have executed the undertak- - ing in contemplation of the right of the superior court to make ■ its own record and to amend it in any lawful manner, and if the ■ order of the superior court, at special.term, setting-aside the-order of arrest, and which was affirmed at general term, together - with the election and stipulation of. the attorney for the plaintiff upon the trial of the action in that court, and the orders of- No* vember 2Sd and December 12, 1883,- all taken together, constitute a final decision that the plaintiff- in that action was nob entitled to the order of arrest, there can -be no question but- the* plaintiff can maintain this action:.

If the question were new or open, to discussion;-I should be inclined to say that even in a case where the cause of ■ action ands [191]*191tbe cause of arrest were identical, tbat an order of tbe court dis-. charging tbe order of arrest, especially if affirmed on appeal,.; would be a final decision tbat tbe plaintiff was not entitled to tbe order of arrest, otherwise there could be no need, in such am.

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Cite This Page — Counsel Stack

Bluebook (online)
1 How. Pr. (n.s.) 187, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rothnell-v-paine-nynyccityct-1886.