Rothkopf v. Williams

770 N.E.2d 493, 55 Mass. App. Ct. 294
CourtMassachusetts Appeals Court
DecidedJune 21, 2002
DocketNo. 99-P-1863
StatusPublished
Cited by1 cases

This text of 770 N.E.2d 493 (Rothkopf v. Williams) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rothkopf v. Williams, 770 N.E.2d 493, 55 Mass. App. Ct. 294 (Mass. Ct. App. 2002).

Opinion

Gillerman, J.

The plaintiffs, Orson Rothkopf (Rothkopf) and

Dianne Rothkopf, brought this action against the defendant, alleging negligence and loss of consortium arising out of an automobile accident on September 28, 1995, at approximately [295]*2959:00 a.m. After a nine-day jury trial in the Superior Court, the jury, having deliberated thirty minutes, found that the defendant was not negligent. Judgment was entered for the defendant on February 10, 1999. The plaintiffs filed a motion for a new trial that was denied by the trial judge on February 23, 1999.

On appeal, the plaintiffs contend that the trial judge erred in making a critical evidentiary ruling, as a result of which the substantial rights of the plaintiffs were adversely affected. See Mass.R.Civ.P. 61, 365 Mass. 829 (1974). We reverse the judgment and remand the case for further proceedings consistent with this opinion.2

Facts. In brief, the defendant drove to the end of her driveway on Algerie Road in Otis, Massachusetts, put a letter in the mailbox and then proceeded to cross the southbound lane of Al-gerie Road and thence into the northbound lane. Rothkopf, meanwhile, was operating his motor vehicle in the southbound lane of Algerie Road. When Rothkopf appeared over the crest of a hill, he was headed toward the defendant’s vehicle, which had not entirely completed crossing the southbound lane.

Rothkopf swerved to his right, went off the pavement, on to the shoulder and through the guardrails. Rothkopf s vehicle then flipped over, finally coming to rest on its roof. The two vehicles passed each other without contact. Rothkopf sustained serious personal injuries in the accident, resulting in disfigurement and loss of use of his left arm.

The position of the defendant’s vehicle when Rothkopf appeared over the top of the hill was in dispute. The defendant’s reconstruction expert put Rothkopf’s speed when he first applied the brakes at a “[mjinimum of 76 miles per hour”; the plaintiffs’ expert put Rothkopf s speed at “[bjetween 49 and 52 miles per hour.”

Audio-visual deposition testimony. Prior to trial, the defendant gave notice of her intention to offer the medical records of [296]*296Rothkopf s treating physicians relating to the diagnosis and treatment of the plaintiff that predated the accident, allegedly showing a history of Crohn’s disease, osteoporosis of the right hip and use of prednisone for treatment.3 See G. L. c. 233, § 79G. Affidavits of compliance with § 79G subsequently were filed. In response to the defendant’s notice, the plaintiffs served notice of their intent to take audio-visual depositions of Rothkopf s three treating physicians pursuant to Mass.R.Civ.P. 30A, as amended, 406 Mass. 1403 (1990), to be used at trial in lieu of oral testimony.

During the audio-visual depositions, each physician discussed Rothkopf’s condition and treatment, and in response to appropriately phrased hypothetical questions posed by the plaintiffs, each physician, over the defendant’s objection, opined that Rothkopf’s medical conditions would not have affected his reaction time under the circumstances of the accident.

At trial, when the plaintiffs offered the videotaped deposition testimony of the first physician in evidence, the defendant again objected to the physician’s answer to the hypothetical question on the ground that the treating physician had not been designated an expert. The judge reviewed Mass.R.Civ.P. 30A(m)(l), as amended, 406 Mass. 1403 (1990), which states, in relevant part, that a treating physician “will be questioned about . . . [the patient’s] treatment and matters related thereto.”4 After observing that “you virtually can’t examine a treating physician without getting into areas of expert testimony,” the judge ruled that the answer to the hypothetical question was admissible.

Approximately twenty minutes after the videotape of the [297]*297deposition of the physicians had begun, but before the hypothetical question was heard by the jury, the trial judge, sua sponte, stopped the videotape and excused the jury from the court room. The trial judge, citing the plaintiffs’ failure to file the report required by rule 30A(m)(2),5 reversed his former ruling, and ordered that the portion of the doctor’s testimony that responded to the plaintiffs’ hypothetical question be excluded from evidence. The plaintiffs objected to the ruling.

The plaintiffs did not provide the defendant with the written report required by rule 30A(m)(2). However, the defendant was then required, under rule 30A(m)(4), to object at the deposition, and to file such objections with the trial judge no later than twenty-one days before the commencement of the trial. “Objections not so submitted shall be deemed waived.” Mass.R.Civ.P. 30A(m)(4), as amended, 406 Mass. 1404 (1990). The defendant made no objection to the absence of the required written report.

There may be an interpretive difficulty regarding rule 30A(m)(2), see note 5, supra, arising out of the fact that the phrase “in the case of a treating physician” is preceded by the word “and,” creating the possible construction of the word “and” to mean “furthermore,” with the effect that the treating physician must, in her report, provide only a description of the litigant’s treatment and costs rather than all the matters referred to in rule 26(b)(4)(A)(i). However, the Reporters’ Notes to rule 30A suggest that a treating physician’s report should contain the litigant’s treatment and costs as well as the matters called for by rule 26(b)(4)(A)(i), the purpose being to “eliminate disputes over the boundary between fact and opinion.” Reporters’ Notes to Mass.R.Civ.P. 30A, 43A Mass. Gen. Laws Ann., Rules of Civil Procedure at 328 (West 2002).

We need not decide the question, for the matter at hand is [298]*298resolved by the unambiguous provisions of rule 30A(m)(4), which provide, in part, “[i]f any party ... has any objections to such deposition which would otherwise be made at trial . . . such objections shall be filed with the trial judge ... no later than twenty-one (21) days before the commencement of the trial. Objections not so submitted shall be deemed waived.... The judge shall rule on the objections prior to the commencement of trial.... The editing [of the video or audiotape] shall reflect the rulings of the judge.” Mass.R.Civ.P. 30(m)(4), as amended, 406 Mass. 1404-1405 (1990) (emphasis added).

We find nothing in the record that records the filing of objections by the defendant twenty-one days prior to the commencement of the trial, and the defendant makes no such contention in her brief. By failing to file the defendant’s objections prior to trial, the defendant created the very problem rule 30A(m)(4) was designed to prevent: a decision by the judge during the course of the jury’s viewing of the videotaped deposition that the videotape should not continue, with the result that only a portion of the videotaped deposition would have been heard by the jury. So it was here. Unaware, apparently, of the provisions of rule 30A(m)(4), the judge, instead of rejecting the defendant’s objections out of hand as having been waived, interrupted the viewing to consider the rule further, and then decided that because the plaintiffs had failed to file the required report, he would terminate the viewing.

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Bluebook (online)
770 N.E.2d 493, 55 Mass. App. Ct. 294, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rothkopf-v-williams-massappct-2002.