Roth v. Veteran's Administration of the Government of the United States

856 F.2d 1401
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 12, 1988
DocketNo. 87-2214
StatusPublished
Cited by8 cases

This text of 856 F.2d 1401 (Roth v. Veteran's Administration of the Government of the United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roth v. Veteran's Administration of the Government of the United States, 856 F.2d 1401 (9th Cir. 1988).

Opinion

PREGERSON, Circuit Judge:

Barry H. Roth, M.D. brought suit against the United States, the Veterans [1403]*1403Administration (VA), and three of his former supervisors, Charles I. Kaufman, M.D., Peter Banys, M.D., and Nick Kanas, M.D., alleging that they deprived him of his job as Chief of the Alcohol Inpatient Unit (AIU) at the VA in violation of his first amendment rights as a “whistleblower,” his fifth amendment property rights, and his fifth amendment liberty rights. Roth sued the supervisors in their individual capacities under the cause of action recognized in Bivens v. Six Unknown Named Agents of the Fed. Bureau of Narcotics, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971). In Bivens, the Supreme Court held that an individual can sue federal officials acting under color of authority who have violated the individual’s constitutional rights. Id. at 389, 91 S.Ct. at 2001.

The supervisors brought three motions before the district court: (1) a motion to dismiss the three Bivens constitutional tort claims for failure to state a claim; (2) a motion for judgment on the pleadings as to the three Bivens claims; and (3) a motion for summary judgment on those three claims on the ground that the supervisors were entitled to qualified immunity. The district court denied all three motions. On appeal, we consider only whether the district court erred in denying defendants’ third motion — their motion for summary judgment on the issue of qualified immunity.1 We affirm the district court's rulings regarding qualified immunity as to the first amendment “whistleblower” claim and the fifth amendment property claim, but reverse as to the fifth amendment liberty claim.

FACTS

On August 15,1984, defendant Kaufman wrote to Roth offering him the position of Chief of the Alcohol Inpatient Unit (AIU) at the Veterans Administration Medical Center in San Francisco (VA), for a period of at least thirteen months. Roth accepted the offer by letter dated August 20, 1984. Roth was hired as a “troubleshooter,” and his responsibilities included overseeing and supervising all aspects of patient care in the AIU and implementing whatever policies or changes were necessary to redress a variety of serious problems plaguing the AIU at the VA. These problems included delivery of primary care to patients by nonphysicians; poor reputation in the medical community arising from a 1977 “60 Minutes” television program, which revealed that the VA’s alleged “inpatient program” actually had no inpatients; isolation of the AIU from other medical and service units of the VA; erratic, nonmedical standards for patient admission and care; and conflict between the nursing staff and psychiatrists.

The defendants warned Roth during employment negotiations that he would face substantial difficulties in attacking these problems, and they instructed Roth to undertake necessary steps to fulfill his duties. Roth did so. He altered staffing responsibilities, staff/patient ratios, personnel, and admission criteria for patients. He also improved the treatment of patients and facilitated their movement through the program.

In the process of devising and implementing these changes, Roth repeatedly reported wastefulness, mismanagement, unethical conduct, violations of regulations, and incompetence to his superiors and to administrative personnel. Roth’s criticisms apparently provoked some hostility and resistance from existing staff and administrative personnel. Defendants had predicted this outcome and promised to support Roth. Roth alleges that, rather than provide the promised support, defendants undermined Roth’s attempt to exercise his job responsibilities.

On March 18, 1985, allegedly in response to Roth’s “whistleblowing,” defendant Kaufman removed Roth as Chief of AIU, demoting him to the position of staff psychiatrist. Kaufman also informed Roth at [1404]*1404that time that he planned to terminate Roth’s employment by July 1, 1985. Consequently, Roth left active duty on June 15, 1985, but remained an employee on part-time/leave status from July 1 to August 31, 1985.

SCOPE OF APPELLATE REVIEW

We can review an appeal only of a final judgment. 28 U.S.C. § 1291 (1982). A district court’s order denying a motion for summary judgment or a motion to dismiss is thus ordinarily not reviewable. See Simons v. United States, 497 F.2d 1046, 1050 (9th Cir.1974). The final judgment rule does not apply, however, to certain collateral orders. Velasquez v. Senko, 813 F.2d 1509, 1511 (9th Cir.1987) (citing Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949)). The Supreme Court has held that an order denying a motion for summary judgment on the issue of qualified immunity may, under certain circumstances, constitute an appealable collateral order. Mitchell v. Forsyth, 472 U.S. 511, 528, 530, 105 S.Ct. 2806, 2817, 2818, 86 L.Ed.2d 411 (1985). The only appealable issue “is a purely legal one: whether the facts alleged (by the plaintiff, or, in some cases, the defendant) support a claim of violation of clearly established law.” Id. at 528 n. 9, 105 S.Ct. at 2816-2817 n. 9. It is within this framework that we review the claim raised by the defendants that the district court improperly denied their motion for summary judgment because they are entitled to qualified immunity.

DISCUSSION

Defendants contend they are entitled to qualified immunity on each of Roth’s three Bivens claims, i.e. that defendants violated Roth’s first amendment rights as a whistle-blower, his fifth amendment property interest in his VA job, and his fifth amendment liberty interest. In Harlow v. Fitzgerald, 457 U.S. 800, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982), the Supreme Court held that a federal official has qualified immunity unless s/he “violate[s] clearly established statutory or constitutional rights of which a reasonable person would have known.” Id. at 818, 102 S.Ct. at 2738. In Anderson v. Creighton, — U.S. —, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987), the Supreme Court explained that this “clearly established right” must be viewed with some particularity: “The contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right.” Id. at 3039. The Court did not require that the specific action in question have been held illegal before the action occurred, but the Court did insist that the unlawfulness of the action be “apparent” under preexisting law. Id.

Roth’s First Amendment “Whistleblower” Claim

The defendants contend that they are entitled to qualified immunity on Roth’s claim that they terminated him in retaliation for his whistleblowing activities. We must decide whether the right which Roth alleges the defendants violated was clearly established at the time the defendants acted.

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Roth v. Veteran's Administration
856 F.2d 1401 (Ninth Circuit, 1988)

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Bluebook (online)
856 F.2d 1401, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roth-v-veterans-administration-of-the-government-of-the-united-states-ca9-1988.