Roth v. Headlee

29 N.W.2d 923, 238 Iowa 1340, 1947 Iowa Sup. LEXIS 370
CourtSupreme Court of Iowa
DecidedDecember 16, 1947
DocketNo. 47102.
StatusPublished
Cited by47 cases

This text of 29 N.W.2d 923 (Roth v. Headlee) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roth v. Headlee, 29 N.W.2d 923, 238 Iowa 1340, 1947 Iowa Sup. LEXIS 370 (iowa 1947).

Opinion

Garfield, J.—

In effect, plaintiff-appellant asserts the question presented to us is whether there is sufficient evidence to warrant the allowance of his claim. This is a misconception. The action was tried at law without a jury. It is not reviewable here de novo but only upon the errors assigned. Rule 334, Rules of Civil Procedure; In re Estate of Hoenig, 230 Iowa 718, 720, 298 N. W. 887, 889; In re Estate of Anderson v. Application of Stason & Knoepfler, 216 Iowa 1017, 1019, 250 N. W. 183, and citations. The decision below on the facts has the force and effect of a jury verdict. Rule 334, Rules of Civil Procedure; In re Estate of Gollobit, 231 Iowa 1074, 1075, 3 N. W. 2d 191, 192; In re Estate of Evans, 228 Iowa 908, 919, 291 N. W. 460. It was for the trial court to determine the credibility of witnesses and the weight of the evidence. In re Estate of Martens, 226 Iowa 162, 165, 283 N. W. 885; Murphy v. Callan, 199 Iowa 216, 219, 199 N. W. 981.

It follows that the trial court’s decision on the facts must stand unless plaintiff was entitled as a matter of law to have his claim established or, stated in another way, unless plaintiff would have been entitled to a directed verdict if there had been a jury trial. Precedents are obviously not applicable which hold there was sufficient evidence in a particular case to support the trial court’s allowance of a claim. They would be relevant if plaintiff had won his case below and defendants *1343 were here challenging the sufficiency of the evidence to support the adjudication.

Except on the issue of payment and other affirmative defenses, the burden rested on plaintiff to prove his claim by a preponderance of the evidence. Defendants are mistaken in asserting the proof must be clear, satisfactory, and convincing. That requirement prevails in an action in equity to enforce an oral contract of a decedent to convey real estate but does not apply to such an action as this. In re Estate of Dolmage, 204 Iowa 231, 213 N. W. 380; In re Estate of Newson, 206 Iowa 514, 524, 219 N. W. 305; In re Estate of Stratman, 231 Iowa 480, 487, 1 N. W. 2d 636, 642; In re Estate of Karr, 235 Iowa 351, 360, 16 N. W. 2d 634, 638.

In the absence of an admission by the adverse party, it is not often that one who has the burden on an issue establishes his claim as a matter of law. Kellogg v. Rhodes, 231 Iowa 1340, 1342, 4 N. W. 2d 412, 413, and citation. Such a claim as this is not necessarily established because the evidence is not denied. In re Estate of Rich, 199 Iowa 902, 917, 200 N. W. 713, and citations; In re Estate of Karr, supra. Plaintiff’s evidence must still stand the test of credibility. Circumstances showing improbability, unreasonableness, or inconsistency may be sufficient to raise a conflict in the evidence. Baker v. General Am. L. Ins. Co., 222 Iowa 184, 189, 268 N. W. 556, and citations.

A verdict should be directed where: 1. But one reasonable conclusion can be drawn from the proof. 2. The facts are clearly established by unconflicting evidence. 3. There is no substantial evidence to overcome a prima facie case. 4. By giving the opposite party the benefit of the most favorable view of the evidence the verdict against him is demanded. Kern v. Kiefer, 204 Iowa 490, 492, 215 N. W. 607, 608, and citations; Baker v. General Am. L. Ins. Co., supra; Gregg v. Middle States Util. Co., 228 Iowa 933, 957, 293 N. W. 66, 132 A. L. R. “415. We think the proof here is not such as would have entitled plaintiff to a directed verdict upon trial to a jury and that there must be an' affirmance.

Decedent, who lived in Des Moines, was eighty-four when he died in July 1945, owning a farm in Monroe county, another in Keokuk county, a home in Des Moines, personalty of about *1344 $12,000 in value, in addition to $20,000 of government bonds. His hearing and eyesight were poor. Plaintiff’s claim filed August 1, 1946, as amended on October 1st, fills over nine pages of the record. It alleges that about March 1, 1928, decedent employed plaintiff to aid him in managing, selling, and exchanging his property and colle.eting obligations due him, for an agreed consideration of half the increase in value of the property plus a reasonable monthly salary, alleged to be $150, and also five per cent of gross rents, sales, and .collections; plaintiff accepted the employment and rendered such services through the period from March 1, 1928, to March 1, 1943; compensation received by him totaled only $610, part of the commissions due him on rentals, leaving a balance claimed of $31,180.

At the conclusion of the evidence in November 1946, plaintiff filed an amendment to his claim to conform to the proof, in which he alleges he performed services for decedent as requested by him, from March 1, 1932, to March 1, 1943, at a regular monthly salary of $150, and there is now due plaintiff from defendant executors $19,800 with interest. Plaintiff says in argument this amendment was intended to eliminate the claim for five per cent commissions.

The testimony, much of it in question-and-answer form, fills only about thirteen pages of the record. Plaintiff did not testify. The explanation offered is that he was an incompetent witness under the dead man statute, section 622.4, Code, 1946. While this statute prohibited his testimony in regard to any personal transaction or communication between him and decedent, and made it more difficult for plaintiff to prove his claim (see Soderland v. Graeber, 190 Iowa 765, 775, 180 N. W. 745), it did not prevent .him from testifying to other matters, such as his observations (In re Estate of Talty, 232 Iowa 280, 282, 5 N. W. 2d 584, 585, 144 A. L. R. 859, 861, and citations) or the preliminary facts required for the authentication of books of account, the admissibility of which is permitted by section 622.28, Code, 1946 (In re Estate of Cummins, 226 Iowa 1207, 1209, 286 N. W. 409, and citations).

There is no direct evidence of an employment agreement. It is true such an agreement may be established by cir *1345 cumstantial evidence. Maasdam v. Estate of Maasdam, 237 Iowa 877, 890, 24 N. W. 2d 316, 322, 323, and citations; Feltes v. Tobin, 187 Iowa 11, 22, 171 N. W. 739; 20 Am. Jur., Evidence, section 1189. But tbe circumstantial evidence bere consists largely of oral declarations and admissions of decedent several years before the trial, together with some testimony plaintiff accompanied decedent and assisted him at various times.

Evidence of such oral statements of decedent should be closely scrutinized and cautiously received because it is not susceptible of denial and the witnesses may not have been capable or desirous of accurately relating what decedent may have said. In re Estate of Straka, 224 Iowa 109, 113, 275 N. W, 490; In re Estate of Rich, 199 Iowa 902, 916, 917, 200 N. W. 713, and citations; Sharpe v. Wilson, 181 Iowa 753, 768, 161 N. W. 35; 31 C. J. S., Evidence, section 266; 20 Am. Jur., Evidence, 1048, section 1196. See, also, Vander Zyl v. Muilenberg, 239 Iowa, 29 N. W. 2d 412, 414.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Rodgers v. Baughman
342 N.W.2d 801 (Supreme Court of Iowa, 1983)
Harper v. Cedar Rapids Television Co., Inc.
244 N.W.2d 782 (Supreme Court of Iowa, 1976)
Estate of Randall v. McKibben
191 N.W.2d 693 (Supreme Court of Iowa, 1971)
Davis v. Davis
156 N.W.2d 870 (Supreme Court of Iowa, 1968)
Martin v. Mertz
155 N.W.2d 401 (Supreme Court of Iowa, 1968)
In Re Estate of Martin
155 N.W.2d 401 (Supreme Court of Iowa, 1968)
Schildberg Rock Products Co. v. Brooks
140 N.W.2d 132 (Supreme Court of Iowa, 1966)
In the Matter of Estate of Plumb
129 N.W.2d 630 (Supreme Court of Iowa, 1964)
Farm Service Company v. Tobin
121 N.W.2d 128 (Supreme Court of Iowa, 1963)
Jones v. O'BRYON
116 N.W.2d 461 (Supreme Court of Iowa, 1962)
Decatur County State Bank v. Carter
116 N.W.2d 419 (Supreme Court of Iowa, 1962)
Harlan Production Credit Ass'n v. Schroeder Elevator Co.
112 N.W.2d 320 (Supreme Court of Iowa, 1961)
In Re Estate of Ballard
107 N.W.2d 436 (Supreme Court of Iowa, 1961)
Markman v. Hoefer
106 N.W.2d 59 (Supreme Court of Iowa, 1960)
Wunschel v. McKinney
103 N.W.2d 81 (Supreme Court of Iowa, 1960)
Rhodes v. Rhodes
101 N.W.2d 1 (Supreme Court of Iowa, 1960)
Rolfing v. Harvey
100 N.W.2d 645 (Supreme Court of Iowa, 1960)
In Re Lawrence's Estate
100 N.W.2d 645 (Supreme Court of Iowa, 1960)
Oliver v. Glanton
95 N.W.2d 287 (Supreme Court of Iowa, 1959)

Cite This Page — Counsel Stack

Bluebook (online)
29 N.W.2d 923, 238 Iowa 1340, 1947 Iowa Sup. LEXIS 370, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roth-v-headlee-iowa-1947.