Ross v. United States

697 F. Supp. 974, 1988 U.S. Dist. LEXIS 14595, 1988 WL 107797
CourtDistrict Court, N.D. Illinois
DecidedAugust 29, 1988
Docket86 C 5882
StatusPublished
Cited by3 cases

This text of 697 F. Supp. 974 (Ross v. United States) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ross v. United States, 697 F. Supp. 974, 1988 U.S. Dist. LEXIS 14595, 1988 WL 107797 (N.D. Ill. 1988).

Opinion

MEMORANDUM OPINION AND ORDER

ZAGEL, District Judge.

Twelve-year-old William Ross fell from the North Breakwater in Waukegan Harbor into Lake Michigan and was not fished out by the Waukegan Fire Department divers until some twenty minutes later. He died the following day. Ross’s mother, Ollie Belle Ross, filed this action individually and as administrator of her son’s estate against nine defendants alleging claims under 42 U.S.C. sec. 1983, the Federal Tort Claims Act (FTCA), and Illinois law. Of the original defendants seven remain, including the County of Lake and the City of Waukegan; and all of them have moved to dismiss the plaintiff’s amended complaint.

I. FACTS

At approximately 6:15 in the evening on August 11, 1985, twelve-year-old William Ross fell from the North Breakwater in Waukegan Harbor into Lake Michigan. Within a few moments, Lake County Deputy Sheriff Gordon Johnson arrived on the scene; a few minutes later, a lifeguard and a Waukegan Fire Department lieutenant arrived and prepared to rescue William. Johnson, implementing the County’s policy of forbidding unauthorized civilians from attempting water rescues in favor of the Waukegan Fire Department divers (and authorized civilians), prevented them from entering the water. Amended Compl. paras. 20-21, 24, 29. Waukegan police officer Michael Urbancic, also at the scene, “warned the lieutenant “to obey Johnson’s orders * * *.” Para. 30.

Also within minutes, two certified professional divers came on the scene fully equipped and prepared to attempt to rescue William. Once again Johnson stopped them, apparently waiting for the Wauke-gan Fire Department divers to arrive. They did. Some twenty minutes after William fell in, they pulled him from the water, barely alive, and rushed him to the hospital; he died the following day.

II. DISCUSSION

We must decide two principal issues: first, whether the County’s policy of preventing unauthorized civilians from attempting water rescues in favor of the Waukegan Fire Department divers can serve as the basis for municipal liability under sec. 1983; and second, whether the plaintiff has sufficiently alleged that the United States owed her son a duty of care for purposes of her FTCA claim. We consider each below.

A. Municipal Liability Under Section 1983

Determining whether the County’s policy can serve as the basis for see. 1983 liability is somewhat complicated by the *977 fact that this precise issue was previously answered affirmatively by Magistrate Bucklo and Judge Bua. 1 In a motion to dismiss the plaintiffs original complaint, the County argued that under City of Oklahoma City v. Tuttle, 471 U.S. 808, 824, 105 S.Ct. 2427, 2436, 85 L.Ed.2d 791 (1985) (plurality opinion), the plaintiff was obligated to allege the existence of more than a single incident of unconstitutional conduct because the County’s policy is not itself unconstitutional; and since the plaintiff had not done so, the complaint should be dismissed.

The magistrate was unpersuaded; she thought the County’s argument rested on a “misunderstanding” of the nature of the County’s policy.

[I]n certain circumstances, it might not violate a victim’s rights to prevent private attempts to rescue him. However, the municipal policy alleged by the plaintiff apparently forbade all private rescue attempts under any circumstances; it is not alleged that police officers were permitted to allow such rescue attempts in exigent circumstances, where time was critical and the danger to the rescuers was not great. Johnson allegedly acted in conformity with the municipal policy when he prevented rescue attempts for twenty minutes until municipal rescuers could arrive. When a [sec.] 1983 claim against a municipality is based on such an affirmative policy that requires employee wrongdoing rather than on an implied policy of acquiescence in employee misconduct, [a plaintiff need only allege a single incident of wrongdoing].
[According to the complaint Ross’ injury did not occur because of independent misconduct of Johnson, but because Johnson adhered to the county’s policies. Under such circumstances the allegation of municipal policy and of injury to the plaintiff’s decedent is sufficient to state a cause of action.

Ross v. United States, No. 86 C 5882, Magistrate’s Report and Recommendation at 8-9 (N.D.Ill. Mar. 12, 1987).

Under the magistrate’s reasoning, then, Tuttle’s enhanced burden requirement does not apply to an “affirmative” policy that causes a deprivation of a constitutionally protected interest, even if the policy itself is not unconstitutional. See also Salkin v. Washington, 628 F.Supp. 138 (N.D. Ill.1986), cited by the magistrate, which observed that “[t]he overriding concern of the Justices in [Tuttle ] was with the problem of establishing an affirmative causal link between the City’s conduct and the plaintiff’s injury, when a single incident is the only evidence of * * * an amorphous policy [such as inadequate training].” Id. at 141 n. 2. We find much of the magistrate’s analysis questionable.

Initially, we disagree with the magistrate’s conclusion that the County’s policy “apparently forbade all private rescue attempts under any circumstances.” The County’s policy, as alleged by the plaintiff in her amended complaint, is

to forbid and prevent any civilian, not explicitly authorized to do so, from attempting to rescue a person in danger of drowning, and to continue to restrain and prevent such rescue until the arrival of divers from the Waukegan Fire Department, even though the proximate result of such conduct would or could be the serious injury or death of the drowning victim.

Amended Compl. para. 29 (emphasis supplied). Clearly, the policy does not forbid all civilian rescue attempts, only attempts by unauthorized civilians. What this means, however, is unclear because we are *978 not told how civilians become authorized to attempt rescues; and that fact could be critical. For example, if a police officer (such as Johnson) can authorize a civilian to attempt the rescue of a drowning victim at the time and place of the incident, then the plaintiffs claim collapses. In that event, Johnson might be liable for breaking with the policy or for improperly executing it, but the County would not be liable. See Powe v. City of Chicago, 664 F.2d 639, 649 (7th Cir.1981). But we do not know and we cannot resolve factual issues against the plaintiff. Enough of the facts, it is time to examine the law.

Contrary to the magistrate’s conclusion, we believe that where a plaintiff seeks to establish municipal liability relying on a policy which itself is not unconstitutional the plaintiff must allege the existence of more than a single incident of wrongdoing, regardless of whether the policy is “affirmative” or “negative.”

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Related

Ross v. United States
910 F.2d 1422 (Seventh Circuit, 1990)
Gibson v. City of Chicago
701 F. Supp. 666 (N.D. Illinois, 1988)

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Bluebook (online)
697 F. Supp. 974, 1988 U.S. Dist. LEXIS 14595, 1988 WL 107797, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ross-v-united-states-ilnd-1988.