Ronayne v. Lombard

92 Misc. 2d 538, 400 N.Y.S.2d 693, 1977 N.Y. Misc. LEXIS 2582
CourtNew York Supreme Court
DecidedDecember 21, 1977
StatusPublished
Cited by3 cases

This text of 92 Misc. 2d 538 (Ronayne v. Lombard) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ronayne v. Lombard, 92 Misc. 2d 538, 400 N.Y.S.2d 693, 1977 N.Y. Misc. LEXIS 2582 (N.Y. Super. Ct. 1977).

Opinion

OPINION OF THE COURT

Emmett J. Schnepp, J.

Petitioner is charged with nine violations of the Rules and Regulations of the Monroe County Sheriff’s Department to which he has entered a plea of not guilty. He has requested a hearing under general orders No. 73-60 of the department, which provides that if after a formal hearing an "employee is found to have been in violation as specified in the charges,” he is subject to dismissal, suspension, forfeiture of compensatory time, oral or written reprimand or exoneration.

From the record it appears that petitioner consulted with his attorney on September 12, 1977 and outlined to him his knowledge of alleged acts of misconduct by members of the Sheriff’s office. He claims that his attorney advised him that his knowledge of this misconduct was a violation of State and Federal statutes and instructed him not to discuss his knowl[541]*541edge outside his attorney’s presence. On September 15, 1977, accompanied by his attorney, he discussed with members of the Federal Bureau of Investigation ("FBI”) and the United States Attorney’s office his knowledge of the allegations and charges of false testimony, fabricated evidence and other acts of misconduct by other members of the Sheriff’s office, related to recently conducted trials of alleged members of organized crime. He stated that he received assurance that an application for immunity from Federal prosecution would be applied for and recommended.

Between the time he consulted with his attorney and September 15 and while off duty, a Deputy Sheriff informed him that Chief of Detectives, William Mahoney, desired him to immediately report to his office, which he failed to do. On September 16, 1977 petitioner, after completing his duties for the department, was brought from his home by the Under Sheriff to the office of the Sheriff, where he was questioned about his conversations with the FBI. Petitioner did not respond to the Sheriff’s questions, explaining that his refusal was based upon his attorney’s advice. Petitioner, who had been employed by the department upwards of 13 years, was suspended from his duties as Deputy Sheriff Investigator on September 22, 1977. Under date of September 30, 1977 he was charged with specific violations of the rules, which included the following: (1) insubordination for his refusal to answer the questions asked by the Sheriff and for his failure to comply with the directive to report to Mahoney; (2) the divulging of confidential information to his attorney on September 12, 1977 concerning the allegations and failure to report the information in his possession to his superiors; (3) the use of profane and abusive language toward departmental officers on September 13, 1977 and other occasions; and (4) miscellaneous charges of misconduct which occurred previously.

In response to his demand for a bill of particulars respecting the charges he was provided with various specific information in letter form. The hearing scheduled for November 1, 1977 was adjourned pending receipt of further particulars from respondent. Further proceedings were stayed by the order to show cause granted on November 10, 1977. This article 78 proceeding seeks to prohibit respondents from conducting any and all disciplinary hearings and direct his reinstatement.

Petitioner claims: (1) that a disciplinary proceeding would be in violation of his constitutional rights and of his privilege [542]*542against self incrimination; (2) that the charges against him have been punitively investigated and prosecuted in response to his refusal to answer the inquiries of the Sheriff on September 16, 1977; (3) that in connection with the charges related to prior misconduct, he is being subjected to multiple punishment for the same offenses; (4) that the hearing officer appointed in the proceeding by the Sheriff is inappropriate; and (5) that the response to his demand for particulars fails to inform him of the nature of the charges. He further states that he is entitled to reinstatement for the reason that his suspension has exceeded the 30-day period provided for in the rules for a disciplinary hearing.

Respondents have ■ moved to dismiss the petition and for judgment declaring that respondents may take any administrative action with regard to petitioner’s employment without court review, and that petitioner has neither a constitutional right to remain silent nor a right to counsel when being interviewed concerning internal departmental matters, and for other declaratory relief.

The Fourteenth Amendment’s due process clause protects a person’s liberty and property interests with procedural safeguards. For example, " '[wjhere a person’s good name, reputation, honor or integrity is at stake because of what the government is doing to him, notice and an opportunity to be heard are essential.’ ” (Board of Regents v Roth, 408 US 564, 573; Wisconsin v Constantineau, 400 US 433, 437; Wieman v Updegraff, 344 US 183, 191.) Procedural due process accords an opportunity to refute charges which impose a stigma or other disability and foreclose a person’s freedom to pursue other employment opportunities. "Insubordination * * * is a charge which carries sufficient stigma to affect rights, liberty and property. On that charge, even a probationary employee is entitled to a hearing”. (Matter of Civil Serv. Employees Assn. v Wallach, 48 AD2d 923, 924; see, also, Matter of Minor v County of Nassau, 49 AD2d 882.) The absence of a regulation requiring a hearing, and the presence of a personal right of the Sheriff to appoint and remove officers "at will”, will not deprive the petitioner of his absolute right to a due process hearing to refute the charges levied against him.

Due process protects a person from the arbitrary exercise of power by the Government; it aspires to the fundamental principles of justice and fair play. In proceedings where a person’s property or liberty interest is at stake it entitles him [543]*543to notice and an opportunity to be heard as a matter of right. The hearing must be fair and this precludes arbitrary or capricious action. The person whose interest is at stake must be fully apprised of the nature of the charges against him, the evidence to be considered and the witnesses against him. Witnesses must testify under oath and be subject to cross-examination. One must be accorded a fair opportunity to present proof and to offer evidence in explanation or rebuttal. He has a right to a hearing before an unprejudiced and impartial official with no direct and substantial personal interest in the outcome, to a decision based upon an impartial review of evidence, and to findings supported by some competent evidence having probative value. (See, generally, 9 NY Jur, Constitutional Law, § 343 et seq.) These due process protections must be afforded the petitioner at his hearing. Moreover, this court notes that although there is no statutory requirement ordering the Sheriff to appoint any specific hearing officer, any questions relative to the qualifications of the hearing officer or any other facet of the proceeding, are subject to the court’s subsequent review.

The court now directs its attention to whether the petitioner could assert his constitutional privilege against self incrimination. Both the Fifth Amendment and section 6 of article I of the New York State Constitution provide that no person shall be "compelled in any criminal case to be a witness against himself’.

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Bluebook (online)
92 Misc. 2d 538, 400 N.Y.S.2d 693, 1977 N.Y. Misc. LEXIS 2582, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ronayne-v-lombard-nysupct-1977.