Ronald Davidson v. C.O. John J. Smith, Sgt. Richard Windle, and Lt. Edward J. Kolor

9 F.3d 4, 39 Fed. R. Serv. 1307, 1993 U.S. App. LEXIS 28871
CourtCourt of Appeals for the Second Circuit
DecidedNovember 3, 1993
Docket247, Docket 91-2365
StatusPublished
Cited by15 cases

This text of 9 F.3d 4 (Ronald Davidson v. C.O. John J. Smith, Sgt. Richard Windle, and Lt. Edward J. Kolor) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ronald Davidson v. C.O. John J. Smith, Sgt. Richard Windle, and Lt. Edward J. Kolor, 9 F.3d 4, 39 Fed. R. Serv. 1307, 1993 U.S. App. LEXIS 28871 (2d Cir. 1993).

Opinion

JON 0. NEWMAN, Chief Judge:

When a lawyer violates a trial court’s order not to elicit particular testimony that has been ruled prejudicial, the lawyer risks reversal of any favorable judgment that may be obtained. This appeal presents the issue whether, in the circumstances of this case, such conduct should incur that consequence. The issue arises on an appeal by plaintiff-appellant Ronald Davidson, an inmate at Attica Prison, from the July 12,1991, judgment of the District Court for the Southern District of New York (Louis L. Stanton, Judge) rejecting, after a jury verdict, his claim against New York State correctional officers for damages pursuant to 42 U.S.C. § 1983 (1988). Plaintiff challenges the action of defendants’ counsel in eliciting a reference to plaintiffs prior confinement in an institution for the mentally ill, in violation of a ruling not to refer to his psychiatric history. Because the deliberate violation of the District Judge’s order may have seriously undermined the plaintiffs credibility before the jury in a close case, we reverse and remand for a new trial.

Background

The Conflicting Testimony. Plaintiffs suit arises out of events alleged to have occurred at New York’s Downstate Correctional Facility (“Downstate”), a processing station for the transfer of prisoners. On June 5-6,1984, Davidson was at Downstate while in transit to Attica Prison. He testified that an altercation with Correctional Officer John Smith *6 culminated in Smith’s interfering with his right of access to courts by destroying some of the materials in his files relating to 30 pending eases and misdirecting the remainder of his legal materials. Davidson testified that Smith taunted him with an admission of having destroyed some of his legal papers, and that documents relating to more than a dozen of his cases were never recovered. It is undisputed that Davidson did not receive any of the folders containing his legal documents until more than two weeks after he returned to Attica, although prison officials testified that such delay could occur in the normal course of transporting a prisoner’s belongings. Davidson further testified that he reported Smith’s alleged misconduct to defendants Sergeant Richard Windle and Lieutenant Edward Kolor.

Smith acknowledged that there had been an altercation and that he had access to the area where Davidson’s belongings, including his legal materials, had been stored, but he denied that he had damaged or interfered with Davidson’s property in any way. Win-dle and Kolor testified that they had no recollection of any inmate’s informing them that a guard had thrown out his legal files.

The Motion for Mistrial. At trial, plaintiffs counsel requested and received from Judge Stanton an order instructing the defendants not to inquire into the psychiatric history of the plaintiff, specifically including plaintiffs treatment at the Matteawan State Hospital between 1972 and 1976. Judge Stanton excluded such evidence as too remote under Rule 403 of the Federal Rules of Evidence, which requires that the probative value of evidence be weighed against the danger of unfairly prejudicing, confusing, or misleading the jury.

During the direct testimony of Sergeant Windle, the last witness at the trial, defendants’ counsel asked whether Windle had ever been stationed at the same facility as the plaintiff prior to the alleged incident. Windle responded, “Only recently, I came up with that knowledge, but I didn’t know it at that time. It was under his other name, Finklestein, and it was when he had escaped out of Matteawan Criminal Facility.” Plaintiffs counsel objected and was overruled. Counsel for the defendants then asked Win-dle, ‘What is the full name of the Matteawan prison?” Windle responded, “Matteawan Facility for the Criminally Insane.”

When the jury was next excused, plaintiffs counsel moved for a mistrial on the ground that defendants’ counsel had violated Judge Stanton’s instruction not to refer to the plaintiffs psychiatric history. Judge Stanton agreed that the question was improper and that its “only purpose” had been to inform the jury that Davidson had been in a mental institution. He nonetheless denied the plaintiffs motion for mistrial, and issued a curative instruction to the jury to “obliterate that testimony from your minds.”

Appellant contends that the testimony so prejudiced the jury that a new trial is required. Defendants’ counsel concedes that the question was improper, but argues that the plaintiffs case was so weak that an isolated reference to his psychiatric history was harmless in light of the District Judge’s curative instruction.

Discussion

In United States v. Colombo, 909 F.2d 711 (2d Cir.1990), we reversed a jury’s conspiracy conviction and remanded for a new trial on the ground that the Government had improperly elicited testimony regarding offenses of rape and sodomy in which the defendant was not involved. In assessing the impact of the improper testimony on the jury, we stated, “The strength of the government’s case against the defendant is probably the most critical factor in determining whether an error affected the verdict.” Colombo, 909 F.2d at 714. Unlike the criminal trial in Colombo, this appeal pertains to a civil trial. Both cases, however, involve a governmental attorney improperly eliciting testimony, where the harm was sought to be remedied by a curative instruction to the jury.

Defendants’ counsel does not dispute that here, as in Colombo, the strength of the case is relevant in determining whether the error was harmless, but contends that the plaintiffs case was weak. The record, however, contradicts defendants’ counsel’s contention. Plaintiffs counsel had established that *7 Davidson was an unusually public-spirited inmate who had tutored with Literacy Volunteers of America, provided a life skills course to inmates, and received a grant to write about prison conditions. In a side-bar discussion, Judge Stanton characterized defendants’ counsel’s efforts to challenge Davidson’s credibility as “a somewhat ineffective ad hominem attack on the witness,” and advised the lawyer that he was “losing the jury.” Moreover, cross-examination of the defendants had raised questions as to their credibility and memory. Defendant Windle, for example, testified in pretrial deposition that he had never been sued by an inmate before, a claim refuted by evidence at trial.

In twice denying the defendants’ motions for a directed verdict — first at the close of plaintiffs case and later at the close of all the evidence — the District Judge apparently determined that, viewing the evidence in the fight most favorable to Davidson, reasonable jurors could have arrived at a verdict in his favor. See Hendricks v. Coughlin, 942 F.2d 109, 112 (2d Cir.1991).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Joyner
Second Circuit, 2022
Gloria Boulch v. Andrew Saul
C.D. California, 2021
Powell v. Harris
M.D. Florida, 2019
United States v. Maymi-Maysonet
812 F.3d 233 (First Circuit, 2016)
Estrada, Joe Garcia
Court of Appeals of Texas, 2015
Hardy v. Town of Greenwich
629 F. Supp. 2d 192 (D. Connecticut, 2009)
Hodges v. Keane
886 F. Supp. 352 (S.D. New York, 1995)
Murphy v. Beauchamp
First Circuit, 1994
Davidson v. Flynn
32 F.3d 27 (Second Circuit, 1994)

Cite This Page — Counsel Stack

Bluebook (online)
9 F.3d 4, 39 Fed. R. Serv. 1307, 1993 U.S. App. LEXIS 28871, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ronald-davidson-v-co-john-j-smith-sgt-richard-windle-and-lt-edward-ca2-1993.