Romero Ex Rel. Romero v. New Mexico Health & Environment Department

760 P.2d 1282, 107 N.M. 516
CourtNew Mexico Supreme Court
DecidedSeptember 8, 1988
Docket17527
StatusPublished
Cited by7 cases

This text of 760 P.2d 1282 (Romero Ex Rel. Romero v. New Mexico Health & Environment Department) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Romero Ex Rel. Romero v. New Mexico Health & Environment Department, 760 P.2d 1282, 107 N.M. 516 (N.M. 1988).

Opinion

OPINION

RANSOM, Justice.

We granted certiorari to review the dismissal of Arlene Romero’s tort action against the former New Mexico Health and Social Services Department, which was reorganized into the separate New Mexico Health and Environment Department (HED) and Human Services Department. The appropriate successor is HED. The district court ruled that Romero’s claim against HED was barred by the statute of limitations, by the Tort Claims Act, NMSA 1978, Sections 41-4-1 to -27 (Repl.Pamp. 1986), or under the common-law doctrine of sovereign immunity. The court of appeals affirmed on the grounds of sovereign immunity. We reverse.

On November 27, 1985, Arlene Romero, as mother and next friend of Gilbert Romero, filed a complaint alleging that at age four Gilbert suffered permanent injury to his right leg when, on January 19, 1974, HED nurse Joan Maestas injected a vaccine into Gilbert’s sciatic nerve. It was claimed HED was negligent in failing to provide adequate training and supervision for its nursing staff, including Maestas, 1 and in failing to provide reasonable medical services. In response, HED filed a motion to dismiss in which it asserted that the claim was barred by the statute of limitations and the doctrine of sovereign immunity, either under common law or the Tort Claims Act.

The motion to dismiss was accompanied by the affidavit of Taylor Hendrickson, deputy director of the State Risk Management Division, which recited that HED had no insurance policy that provided coverage on behalf of the state or its employees for the acts and conduct alleged in the complaint. 2 Romero requested that the affidavit of Hendrickson be stricken, but the court ruled without addressing the motion to strike. 3 We review the trial court’s ruling by the standards governing dismissal under SCRA 1986, 1-012(B)(6), see Groendyke Transp., Inc. v. New Mexico State Corp. Comm’n, 85 N.M. 718, 516 P.2d 689 (1973), and take as true Romero’s allegation that HED had applicable liability insurance at the time of the accident in question. The court of appeals took this same position.

As a preliminary matter, we hold that the Tort Claims Act does not control this cause of action. A savings clause pertaining to the Tort Claims Act provides:

SAVINGS CLAUSE. — The Tort Claims Act does not apply to any occurrence giving rise to a claim against a governmental entity or public employee arising prior to July 1, 1976. Occurrences giving rise to claims arising prior to July 1, 1976, shall be governed by the statute in effect at the time the claim arose * * *.

1978 N.M. Laws, ch. 166, § 16. Here, it is undisputed that the occurrence giving rise to Romero’s claim happened prior to July 1976. Therefore, under the plain language of the savings clause, Romero’s claim falls outside the Act’s application.

We find the determinative issue to be whether Romero’s cause of action for negligence of HED is barred under the common-law doctrine of sovereign immunity. The court of appeals decided that the Tort Claims Act did not continue the basic policy of previous statutes that provided a remedy for torts committed by the state. The court of appeals held that Romero had no remedy against HED, which was immune from suit under the common-law sovereign immunity that existed prior to Hicks v. State, 88 N.M. 588, 544 P.2d 1153 (1975).

Although the Hicks court abolished common-law sovereign immunity, it chose to give only prospective effect to its abolition, dating from July 1, 1976. Therefore, governmental torts committed prior to July 1, 1976, fell under the law that existed before Hicks. See New Mexico Livestock Bd. v. Dose, 94 N.M. 68, 607 P.2d 606 (1980). In January 1974, the only statute that afforded Romero a remedy for his claim against the state was NMSA 1953, Section 5-6-20 (Repl.Vol. 2, pt. 1 1974), which modified common-law sovereign immunity by providing that a judgment may run against the state to the extent liability insurance covered the amount and cost of such judgment.

Section 5-6-20 was repealed by the enactment of the Public' Officers and Employees Liability Act (POELA). 1975 N.M. Laws, ch. 334, §§ 1-19. Although the POELA did not contain a savings clause, the court of appeals correctly reasoned that the substance of Section 5-6-20 was continued in the POELA and the court correctly regarded the POELA as an extension of that section. Therefore, prior rights under Section 5-6-20, although not vested or pending, did not abate upon its repeal by the enactment of the POELA. See Rodgers v. City of Loving, 91 N.M. 306, 573 P.2d 240 (Ct.App.1977).

Pursuant to the analysis in Rodgers, the court of appeals concluded that Romero’s right had not vested prior to the repeal of Section 5-6-20. In making this determination, however, the court of appeals failed to distinguish between Romero’s substantive and nonsubstantive rights. Although this distinction is not dispositive under our view of the savings clause at issue here, it is incumbent to note that substantive rights deal with the creation of rights and obligations under the law as opposed to procedural or remedial rights that prescribe methods of obtaining redress or enforcement of substantive rights. Shiflet v. Eller, 228 Va. 115, 120, 319 S.E.2d 750, 754 (1984); see State ex rel. Gesswein v. Galvan, 100 N.M. 769, 676 P.2d 1334 (1984). Romero had a substantive right to sue in a tort cause of action at the time of the injury; this substantive right vested at the time of the injury. See Ashbaugh v. Williams, 106 N.M. 598, 747 P.2d 244 (1987). In contrast, Romero did not have a vested right to a remedy against the state. See Gray v. Armijo, 70 N.M. 245, 248, 372 P.2d 821, 824 (1962). There are no vested rights in a particular remedy or method of procedure. Id. Remedial and procedural rights are protected constitutionally from abrogation only after a cause of action is pending. See N.M. Const, art. IV, § 34. Consequently, the legislature could have redefined the parameters of sovereign immunity and altered the remedy available to Romero up until Romero’s case was pending. See Gray, 70 N.M. at 253, 372 P.2d at 827. For a case to be pending, it must be filed on the docket of some court. Id.

We fail to see, however, how repeal of the POELA under the Tort Claims Act, see 1976 N.M. Laws, ch. 58, § 27, signaled the complete abrogation of previous statutes that allowed, under certain circumstances, a remedy for victims of the alleged negligence of a state agency and its employees.

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Bluebook (online)
760 P.2d 1282, 107 N.M. 516, Counsel Stack Legal Research, https://law.counselstack.com/opinion/romero-ex-rel-romero-v-new-mexico-health-environment-department-nm-1988.