Roman Forest SEC III, LLC v. Roman Forest Public Utility District No. 4

CourtTexas Court of Appeals, 9th District (Beaumont)
DecidedJune 25, 2026
Docket09-24-00179-CV
StatusPublished

This text of Roman Forest SEC III, LLC v. Roman Forest Public Utility District No. 4 (Roman Forest SEC III, LLC v. Roman Forest Public Utility District No. 4) is published on Counsel Stack Legal Research, covering Texas Court of Appeals, 9th District (Beaumont) primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roman Forest SEC III, LLC v. Roman Forest Public Utility District No. 4, (Tex. Ct. App. 2026).

Opinion

In The

Court of Appeals

Ninth District of Texas at Beaumont

________________

NO. 09-24-00179-CV ________________

ROMAN FOREST SEC III, LLC, Appellant

V.

ROMAN FOREST PUBLIC UTILITY DISTRICT NO. 4, Appellee ________________________________________________________________________

On Appeal from the 284th District Court Montgomery County, Texas Trial Cause No. 23-09-13765-CV ________________________________________________________________________

MEMORANDUM OPINION

After suing for among other things, specific performance and breach of

contract, Roman Forest Sec III, LLC (“Appellant” or “Developer”) appeals the trial

court’s Order granting Roman Forest Public Utility District No. 4’s (“Appellee” or

“District”) Second Plea to the Jurisdiction.1 See Tex. Civ. Prac. & Rem. Code Ann.

1 The Developer also sued two of the District’s board members, Robert Burgess and Rodrigo Garcia, for breach of warranty of authority and ultra vires acts. Those claims against the board members were not dismissed and are still pending in the trial court. 1 § 51.014(a)(8). In this interlocutory appeal, the Developer raises five issues, four of

those framed in the alternative. In issue one, the Developer asks whether the trial

court’s order granting the District’s plea to the jurisdiction should be reversed

because the contract at issue is for both the sale of land and services, meets the

requirements of Texas Local Government Code sections 271.151–.153, thus waiving

the District’s immunity since the Developer agreed to provide services the District

would otherwise provide and the District agreed to reimburse the Developer. In the

alternative, in four other issues, the Developer asks whether: the trial court’s order

granting the District’s plea to the jurisdiction should be reversed because the

Developer performed under the contracts between the parties, making them

enforceable; the Developer has demonstrated a fact issue with regard to immunity,

and therefore the trial court’s order should be reversed; the District has immunity to

the Developer’s constitutional and equitable claims; and the trial court abused its

discretion in denying the District’s motion for continuance to complete jurisdictional

discovery. In answer to issue one, we hold that the parties’ “Commercial Contract –

Unimproved Property” (the “Original Agreement”) was a written contract satisfying

Texas Local Government Code section 271.151(2)(A) that contains the essential

terms for the provision of services. Since that issue is dispositive to this appeal, we

need not address the Developer’s remaining issues framed in the alternative. See Tex.

R. App. P. 47.1. We reverse and remand the breach of contract claim and related

2 claim for specific performance for the reasons discussed below but affirm the trial

court’s Order as to the Developer’s other claims.

BACKGROUND 2

The District is a public utility district created pursuant to article XVI, section

59 of the Texas Constitution and Chapter 54 of the Texas Water Code and generally

enjoys governmental immunity. See Luce Bayou Pub. Util. Dist. v. Kilpatrick, 653

S.W.3d 323, 326 (Tex. App.—Houston [14th Dist.] 2022, no pet.); see also Tex.

Const. art. XVI, § 59; Tex. Water Code Ann. § 54.001–.813, et seq. Providing water

and sewer services and assessing taxes are inherently governmental functions. See

Kilpatrick, 653 S.W.3d at 326; see also Tex. Civ. Prac. & Rem. Code Ann. §

101.0215 (a)(9), (11), (26), (32); Bennett v. Brown Cnty. Water Improvement Dist.

No. 1, 272 S.W.2d 498, 501–02 (1954). Since the District was performing

governmental functions when it allegedly entered into the agreement at issue, it

enjoys immunity, unless that immunity has been waived. See Kilpatrick, 653 S.W.3d

at 326; see also Bennett, 272 S.W.2d at 501–02.

Parties’ Relationship and Pleadings

In November 2020, Shadow Creek, LLC, and the District signed the Original

Agreement. Shadow Creek, LLC’s interests and obligations were ultimately

2 We have gleaned some of the background outlined below from the parties’ pleadings. 3 assigned to the Developer. The Developer attached the Original Agreement,

subsequent amendments, and the written assignment, among other supporting

documents, to each of its pleadings. The parties agreed that the Developer would

purchase 282 lots the District owned for $1,203,970. The Original Agreement

provided that earnest money be deposited by the Developer in an escrow account

and that the Developer could assign its interest. Additionally, Paragraph 12 of the

Original Agreement contained “Special Provisions” indicating the parties had

attached an addendum as Exhibits A and B. Exhibit A to the Special Provisions

provided a list of the lots by property identification number, along with an assessed

value. Exhibit B of the Special Provisions to the Original Agreement, contained the

following language:

> Any and all Plats will be furnished by Seller. Plats will be in legible form whereby Buyer will be able to determine actual property dimensions. > All Sales proceeds will be applied by PUD Number Four to the improvements of the subject properties being purchased. > All development costs typically considered and/or eligible for reimbursement to the Developer will be reimbursed to Developer via most efficient and applicable entity, [i.e.] MUD, PUD, etc. These costs include, but are not limited to Water, Sewer, Drainage, Engineering, Parks, and Roads. > Buyer has the right to rescind this Offer IF Buyer is not successful in purchasing all of the lots/properties being publicly auctioned on December 1, 2020, at 501 N. Thompson, 4th Floor, (Suite 402), Conroe, TX, and under the heading of “ROMAN FOREST PUBLIC UTILITY DISTRICT TAX RESALES.”

4 Robert Burgess as the District’s representative and J. Alan Kent as Shadow Creek

LLC’s representative initialed Exhibit B.

The parties amended the Original Agreement four times: on March 18, 2021;

on June 30, 2021; effective on April 13, 2021; and on October 12, 2022. The First

Amendment dated March 18, 2021, corrected the Buyer’s name to Shadow Creek

Estates, Ltd. and extended the feasibility period to July 1, 2021. The Second

Amendment extended the feasibility period again to July 3, 2023. The Third

Amendment allowed the Developer to close early on eighty of the lots and changed

the title company. The Fourth Amendment changed the title company again. Each

of the amendments indicated that the parties agreed that except for the amendments,

the Original Agreement was “in full force and effect” and they “ratify” and “affirm”

it.

Subsequently, before the end of the extended feasibility period, on December

15, 2021, the Parties executed a Preconstruction Agreement. Per the Preconstruction

Agreement, the Developer would “proceed with construction of water, sewer, and

drainage and detention facilities to serve an approximate 415 acre tract within or to

be within the District.” The District “would acquire the Facilities constructed” and

would pay for them through taxes and selling bonds. The Preconstruction Agreement

addressed, among other things, how contracts were to be awarded by the Developer

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Roman Forest SEC III, LLC v. Roman Forest Public Utility District No. 4, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roman-forest-sec-iii-llc-v-roman-forest-public-utility-district-no-4-txctapp9-2026.