Rolls-Royce, PLC v. United Technologies Corp.

603 F.3d 1325, 95 U.S.P.Q. 2d (BNA) 1097, 2010 U.S. App. LEXIS 9201, 2010 WL 1783242
CourtCourt of Appeals for the Federal Circuit
DecidedMay 5, 2010
Docket2009-1307
StatusPublished
Cited by26 cases

This text of 603 F.3d 1325 (Rolls-Royce, PLC v. United Technologies Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rolls-Royce, PLC v. United Technologies Corp., 603 F.3d 1325, 95 U.S.P.Q. 2d (BNA) 1097, 2010 U.S. App. LEXIS 9201, 2010 WL 1783242 (Fed. Cir. 2010).

Opinion

RADER, Circuit Judge.

In an appeal under 35 U.S.C. § 146 from a patent interference proceeding, the United States District Court for the Eastern District of Virginia held the claims of U.S. Patent No. 6,071,077 (the “'077 patent”) patentable over Reissue Application No. 09/874,931 (the “ '931 application”). See Rolls-Royce, PLC v. United, Techs. Corp., No. 05-362 (E.D.Va. Mar. 31, 2009). Because the district court correctly determined that Rolls-Royce, PLC’s (“Rolls-Royce”) '077 patent would not have been obvious in light of United Technologies Corp.’s (“UTC”) '931 application, this court affirms.

I.

The technology in Rolls-Royce’s '077 patent and UTC’s '931 application relates to swept fan blades used on turbofan jet engines. The fan generally consists of a cascade of fan blades that are attached to, and extend radially outward from, a central rotatable hub. The fan blades rotate around the hub to provide propulsive thrust to air entering the engine by increasing the pressure and momentum of that air. A cylindrical-shaped cover, known as a casing, encloses the fan and the rest of the engine.

Shockwaves contribute to engine noise and cause inefficiencies. This technology addresses two types of shock: endwall shock and passage shock. Endwall shock arises when pressure waves reflect off the engine casing and into the air flow. Passage shock arises from the supersonic flow of air over the fan blades. UTC’s '931 application notes that the leading edge of the fan blade creates passage shock upon initial contact with the air flow. Endwall shock and passage shock bear no relation to each other and, in fact, arise in different places within the fan.

To reduce shockwaves, the prior art teaches to sweep blades either rearward or forward. A blade bent toward the relative velocity vector is swept forward; a blade bent away from the relative velocity vector is swept rearward. The relative velocity vector is the magnitude and direction of the air flow that hits the leading edge of a fan blade. The relative velocity vector is a combination of axial and circumferential air flow. The axial air flow is the flow of air toward the engine as it engages air along its path during flight. The circumferential air flow is the flow of air in the direction of the rotation of the blades caused by the blades themselves.

The sweep angle measures the degree of sweep in a blade. Again, these angles may incline forward or rearward. In a forward sweep angle, the blade bends toward the relative velocity vector. In a rearward sweep angle, the blade bends away from the relative velocity vector. The sweep angle at any point on a fan blade leading edge is a function of the relative velocity vector and the leading edge shape at that point.

II.

UTC is the assignee of U.S. Patent No. 5,642,985 (the “ '985 patent”). It was filed on November 17, 1995 as U.S. Patent Application No. 08/559,965 (the “'965 application”). After the '985 patent issued, UTC filed two successive reissue applications based on the '985 patent. The first, Reis *1328 sue Application No. 09/343,736 was filed on June 30, 1999 and issued on March 18, 2003 as U.S. Patent No. RE38,040 (the “'040 patent”). The second, UTC’s '931 application, was filed on June 5, 2001. Thus, UTC’s earliest disclosure dates back to 1995.

Rolls-Royce filed British Patent Application No. 9607316.8 on April 9, 1996. On March 18, 1997, Rolls-Royce filed a parallel U.S. Patent Application No. 08/819,269 (the “'269 application”). During the pendency of the '269 application, Rolls-Royce filed Continuation-in-Part Application No. 09/168,968 (the “'968 application”) on October 9, 1998. The '968 application issued on June 6, 2000 as Rolls-Royce’s '077 patent. Rolls-Royce’s earliest disclosure dates back to 1996.

On December 31, 2003, the Board of Patent Appeals and Interferences (“the Board”) declared Patent Interference No. 105,195 (“the '195 interference”) between Rolls-Royce’s '077 patent and UTC’s '931 application. With an effective filing date of November 17, 1995 for its '931 application, UTC was named the senior party, and Rolls-Royce, with an effective date of April 9, 1996 for its '077 patent, was named the junior party. The Board defined a single count in the interference corresponding to Claim 23 of UTC’s application as follows:

A fan stage of a ducted fan gas turbine engine that is rotatable about an axis of rotation and defines a downstream direction along the axis of rotation, comprising:
[a] a fan casing that defines an inner duct wall having a fan rotor region;
[b] a hub disposed concentrically relative to the fan casing;
[cl a fan rotor that includes multiple swept fan blades, the swept fan blades being spaced apart around the hub and being capable of rotating at speeds providing supersonic working medium gas velocities over the blades to cause a shock in the gas adjacent the inner duct wall, each of the multiple swept fan blades having:
[d] a tip profile that corresponds to the inner duct wall of the fan casing;
[e] a leading edge that defines a variable sweep angle in a direction perpendicular to the axis of rotation, the leading edge including:
[i] an inner region adjacent the hub, the inner region defining a forward sweep angle;
[ii] an intermediate region between the inner region and the fan casing, the intermediate region defining a rearward sweep angle; and
[iii] an outer region between the intermediate region and the fan casing, the outer region being translated forward relative to a leading edge with the same sweep angle as an outward boundary of the intermediate region to provide a sweep angle that causes the blade to intercept the shock.

'931 application claim 23 (emphasis added). Each fan blade has three regions — an inner, an intermediate, and an outer region. The area closest to the axis of rotation at the hub is the inner region. The area farthest from the center of the engine and closest to the casing surrounding the engine is the outer region. The intermediate region falls in between. The count defines a fan blade with a swept-forward inner region, a swept-rearward intermediate region, and forward-leaning outer region.

With the outer region translated forward, the blade intercepts the endwall shock. '931 application col.4 11.1-6. Because the leading edge of the blade creates the passage shock, the blade configuration that intercepts the endwall shock also creates a coincidence between the endwall shock and the passage shock. '931 appli *1329 cation col.4 11.57-62. According to the '931 application, this coincidence decreases the aerodynamic penalty of the two separate shocks. '931 application col.3 11.63-67.

Claim 8 of Rolls-Royce’s '077 patent, also corresponding to the count, reads as follows:

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603 F.3d 1325, 95 U.S.P.Q. 2d (BNA) 1097, 2010 U.S. App. LEXIS 9201, 2010 WL 1783242, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rolls-royce-plc-v-united-technologies-corp-cafc-2010.