Filed 6/9/26 Rojas v. Harbor Pipe and Steel CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
FLORENTINO ROJAS,
Plaintiff and Respondent, E085339
v. (Super.Ct.No. CVRI2300282)
HARBOR PIPE AND STEEL, INC., OPINION
Defendant and Appellant.
APPEAL from the Superior Court of Riverside County. Harold W. Hopp, Judge.
Affirmed.
Buchalter, Jennifer M. Misetich, Adam P. Smith; Lobb & Plewe, Tim Plewe and
Michael J. DeSantis for Defendant and Appellant.
Yoon Law, Kenneth H. Yoon and Stephanie E. Yasuda for Plaintiff and
Respondent.
1 INTRODUCTION
In this putative wage and hour class action lawsuit, defendant and appellant
Harbor Pipe and Steel, Inc. (Harbor) appeals from an order denying its second petition to
compel arbitration of plaintiff and respondent Florentino Rojas’s individual claims. The
trial court concluded that the renewed motion requirements in California Code of Civil
Procedure section 1008 applied to the second petition and denied the petition for failure
to demonstrate the existence of “new or different facts, circumstances, or law” to justify
reconsideration. (Code Civ. Proc., § 1008, subd. (b).)1
On appeal, and in a concurrently filed petition for writ of mandate, Harbor argues
that the trial court abused its discretion by deeming its petition a renewed motion and by
failing to compel arbitration.2 We affirm and, because our decision decides the issues
raised by Harbor’s writ petition in case No. E085346, we will deny that petition as moot
by separate order.
FACTUAL AND PROCEDURAL BACKGROUND
In January 2023, Rojas filed a complaint against Harbor alleging various
individual and class wage and hour claims and unfair business practices in violation of
1 Unlabeled statutory citations refer to the Code of Civil Procedure.
2 There is a split of authority on whether orders denying reconsideration are appealable. (Ketchum v. Moses (2001) 24 Cal.4th 1122, 1140, fn 5.) Because Harbor also challenges the court’s ruling by way of writ and because the trial court had the inherent authority to reconsider the petition to compel arbitration (Le Francois v. Goel (2005) 35 Cal.4th 1094, 1096–1097), we treat the challenged order as appealable. And because we resolve the issue in this appeal, we deny the writ as moot by separate order. (Harbor Pipe and Steel, Inc. v. Superior Court (E085346).)
2 the Unfair Competition Law (Bus. & Prof. Code, § 17200 et seq.). In February 2024,
Harbor filed a petition under section 1281.2 to compel arbitration of Rojas’s individual
claims and stay the class claims, arguing that the parties had entered into an arbitration
agreement dated November 8, 2017. The 2017 arbitration agreement, which Harbor
attached to its motion, was a single-page document containing the header “Arbitration
Agreement” and Rojas’s signature. The agreement stated that it was between Rojas and
“Harbor Pipe Refrigeration, Inc.”
Rojas opposed the motion, arguing, among other things, that Harbor failed to
demonstrate the existence of an agreement between the parties to arbitrate, as required by
section 1281.2, because Harbor failed to produce any evidence that it was a party to the
2017 agreement or in any way related to Harbor Pipe Refrigeration, Inc. In reply, Harbor
argued that the reference to Harbor Pipe Refrigeration, Inc. was a typographical error.
Harbor also argued that Rojas had “executed several arbitration agreements during the
course of his employment.” Harbor stated that, before filing its petition, it had sent
copies of two arbitration agreements to Rojas—the 2017 agreement and another dated
July 21, 2014. Harbor stated that it would “gladly provide further briefing related to [the]
2014 arbitration agreement.” Harbor did not quote the provisions of the purported 2014
arbitration agreement in its brief or file a copy of the document with the court.
After a hearing, the trial court denied Harbor’s petition. The register of actions
states the basis of the court’s ruling as follows: “[T]he arbitration agreement states that
the parties are plaintiff and Harbor Pipe Refrigeration, Inc. There is no evidence that
moving defendant is that party or a signatory to the agreement. Defendant refers to a
3 scrivener’s error, but offers no evidence to support this conclusion. Similarly, defendant
refers to a 2014 agreement, but the motion is not based on that alleged agreement and no
copy has been provided.” Harbor did not appeal the trial court’s order.
About a month later, Harbor filed a second petition to compel arbitration, this time
based on the 2014 agreement and seeking a dismissal (rather than stay) of the class
claims. Harbor attached to the petition a one-page document entitled “Employee
Statement of Acknowledgement and Agreement.” The document bore the header
“Harbor Pipe & Steel Inc.” and appeared on the last page (page 43) of an employee
handbook. The document contained three paragraphs. The first paragraph contained an
acknowledgement that the employee had received “the Company’s” handbook containing
personnel policies, procedures, benefits, and rules of conduct. The second paragraph
concerned arbitration and stated in full: “I agree that any controversy, dispute, or claim
of any nature that may arise from, or is related to, my employment or civil rights
violation, and excepting only claims for, or related to, worker’s compensation, shall be
submitted to final and binding arbitration administered by the American Arbitration
Association in accordance with the Commercial Arbitration Rules of that association then
in effect.” The third paragraph contained an at-will employment acknowledgement. The
document also contained a signature line for the employee, which Rojas signed on July
21, 2014.
Harbor also submitted a declaration from Rosa Herron, its director of human
resources. Herron stated that Rojas had received the employee handbook when he started
working at Harbor in July 2014. She said that she had personally observed Rojas sign
4 “various documents related to his separation”; that she was familiar with his personnel
file, which included the 2014 acknowledgment form; and that she was confident that the
signature on the form belonged to Rojas.
Rojas opposed Harbor’s second petition. He argued that the one-page document
did not demonstrate the existence of an agreement between the parties to arbitrate. He
pointed out that Harbor failed to produce the material terms of the agreement because
(1) the term “Company” was not defined, and could therefore refer to an entity different
from, or more or less inclusive of, Harbor; (2) there was no indication on the
acknowledgment form that Harbor agreed to anything; and (3) employee handbooks often
contain language stating that they are not intended to create a contract of employment,
and therefore without the remainder of the handbook, it was impossible to tell if the
arbitration paragraph in the acknowledgment form was “informational” or “contractual.”
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Filed 6/9/26 Rojas v. Harbor Pipe and Steel CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
FLORENTINO ROJAS,
Plaintiff and Respondent, E085339
v. (Super.Ct.No. CVRI2300282)
HARBOR PIPE AND STEEL, INC., OPINION
Defendant and Appellant.
APPEAL from the Superior Court of Riverside County. Harold W. Hopp, Judge.
Affirmed.
Buchalter, Jennifer M. Misetich, Adam P. Smith; Lobb & Plewe, Tim Plewe and
Michael J. DeSantis for Defendant and Appellant.
Yoon Law, Kenneth H. Yoon and Stephanie E. Yasuda for Plaintiff and
Respondent.
1 INTRODUCTION
In this putative wage and hour class action lawsuit, defendant and appellant
Harbor Pipe and Steel, Inc. (Harbor) appeals from an order denying its second petition to
compel arbitration of plaintiff and respondent Florentino Rojas’s individual claims. The
trial court concluded that the renewed motion requirements in California Code of Civil
Procedure section 1008 applied to the second petition and denied the petition for failure
to demonstrate the existence of “new or different facts, circumstances, or law” to justify
reconsideration. (Code Civ. Proc., § 1008, subd. (b).)1
On appeal, and in a concurrently filed petition for writ of mandate, Harbor argues
that the trial court abused its discretion by deeming its petition a renewed motion and by
failing to compel arbitration.2 We affirm and, because our decision decides the issues
raised by Harbor’s writ petition in case No. E085346, we will deny that petition as moot
by separate order.
FACTUAL AND PROCEDURAL BACKGROUND
In January 2023, Rojas filed a complaint against Harbor alleging various
individual and class wage and hour claims and unfair business practices in violation of
1 Unlabeled statutory citations refer to the Code of Civil Procedure.
2 There is a split of authority on whether orders denying reconsideration are appealable. (Ketchum v. Moses (2001) 24 Cal.4th 1122, 1140, fn 5.) Because Harbor also challenges the court’s ruling by way of writ and because the trial court had the inherent authority to reconsider the petition to compel arbitration (Le Francois v. Goel (2005) 35 Cal.4th 1094, 1096–1097), we treat the challenged order as appealable. And because we resolve the issue in this appeal, we deny the writ as moot by separate order. (Harbor Pipe and Steel, Inc. v. Superior Court (E085346).)
2 the Unfair Competition Law (Bus. & Prof. Code, § 17200 et seq.). In February 2024,
Harbor filed a petition under section 1281.2 to compel arbitration of Rojas’s individual
claims and stay the class claims, arguing that the parties had entered into an arbitration
agreement dated November 8, 2017. The 2017 arbitration agreement, which Harbor
attached to its motion, was a single-page document containing the header “Arbitration
Agreement” and Rojas’s signature. The agreement stated that it was between Rojas and
“Harbor Pipe Refrigeration, Inc.”
Rojas opposed the motion, arguing, among other things, that Harbor failed to
demonstrate the existence of an agreement between the parties to arbitrate, as required by
section 1281.2, because Harbor failed to produce any evidence that it was a party to the
2017 agreement or in any way related to Harbor Pipe Refrigeration, Inc. In reply, Harbor
argued that the reference to Harbor Pipe Refrigeration, Inc. was a typographical error.
Harbor also argued that Rojas had “executed several arbitration agreements during the
course of his employment.” Harbor stated that, before filing its petition, it had sent
copies of two arbitration agreements to Rojas—the 2017 agreement and another dated
July 21, 2014. Harbor stated that it would “gladly provide further briefing related to [the]
2014 arbitration agreement.” Harbor did not quote the provisions of the purported 2014
arbitration agreement in its brief or file a copy of the document with the court.
After a hearing, the trial court denied Harbor’s petition. The register of actions
states the basis of the court’s ruling as follows: “[T]he arbitration agreement states that
the parties are plaintiff and Harbor Pipe Refrigeration, Inc. There is no evidence that
moving defendant is that party or a signatory to the agreement. Defendant refers to a
3 scrivener’s error, but offers no evidence to support this conclusion. Similarly, defendant
refers to a 2014 agreement, but the motion is not based on that alleged agreement and no
copy has been provided.” Harbor did not appeal the trial court’s order.
About a month later, Harbor filed a second petition to compel arbitration, this time
based on the 2014 agreement and seeking a dismissal (rather than stay) of the class
claims. Harbor attached to the petition a one-page document entitled “Employee
Statement of Acknowledgement and Agreement.” The document bore the header
“Harbor Pipe & Steel Inc.” and appeared on the last page (page 43) of an employee
handbook. The document contained three paragraphs. The first paragraph contained an
acknowledgement that the employee had received “the Company’s” handbook containing
personnel policies, procedures, benefits, and rules of conduct. The second paragraph
concerned arbitration and stated in full: “I agree that any controversy, dispute, or claim
of any nature that may arise from, or is related to, my employment or civil rights
violation, and excepting only claims for, or related to, worker’s compensation, shall be
submitted to final and binding arbitration administered by the American Arbitration
Association in accordance with the Commercial Arbitration Rules of that association then
in effect.” The third paragraph contained an at-will employment acknowledgement. The
document also contained a signature line for the employee, which Rojas signed on July
21, 2014.
Harbor also submitted a declaration from Rosa Herron, its director of human
resources. Herron stated that Rojas had received the employee handbook when he started
working at Harbor in July 2014. She said that she had personally observed Rojas sign
4 “various documents related to his separation”; that she was familiar with his personnel
file, which included the 2014 acknowledgment form; and that she was confident that the
signature on the form belonged to Rojas.
Rojas opposed Harbor’s second petition. He argued that the one-page document
did not demonstrate the existence of an agreement between the parties to arbitrate. He
pointed out that Harbor failed to produce the material terms of the agreement because
(1) the term “Company” was not defined, and could therefore refer to an entity different
from, or more or less inclusive of, Harbor; (2) there was no indication on the
acknowledgment form that Harbor agreed to anything; and (3) employee handbooks often
contain language stating that they are not intended to create a contract of employment,
and therefore without the remainder of the handbook, it was impossible to tell if the
arbitration paragraph in the acknowledgment form was “informational” or “contractual.”
Rojas argued in the alternative that if the 2014 acknowledgment form did demonstrate the
existence of an agreement between the parties to arbitrate, that agreement was
unconscionable because it was hidden on the last page of a lengthy document, was not
mutual, encompassed claims not subject to arbitration as a matter of law, and permitted
the arbitrator to require the employee to share in the arbitration costs.
At the hearing, the trial court asked the parties whether Harbor’s second petition
sought reconsideration of the ruling on its first petition and was thus governed by the
requirement in section 1008 to present new facts or law. The trial court continued the
hearing and gave the parties an opportunity to file supplemental briefs on the issue.
5 In its supplemental brief, Harbor argued that the petition was not a renewed
motion under section 1008 for the following reasons: (1) the petition sought to enforce a
different arbitration agreement than the first petition; (2) the trial court had expressly
permitted Harbor to file a second petition; (3) the nonstatutory ground for denying a
petition to compel arbitration did not apply (i.e., that parties had engaged in discovery
that would not have been available in arbitration); and (4) filing a successive petition to
compel arbitration is not one of the four statutory grounds for denying a petition set forth
in section 1281.2.
In his supplemental brief, Rojas argued that the petition was governed by section
1008 because it sought the same relief as the first petition, based on an agreement Harbor
had in its possession when it filed the first petition. Rojas argued that the court should
deny the petition because Harbor failed to demonstrate the existence of “ ‘new or
different facts, circumstances, or law’ ” to justify reconsideration of the court’s prior
ruling, as required by section 1008.
In a written ruling, the trial court concluded that section 1008 applied to Harbor’s
second petition and denied the petition for failure to comply with the requirements of that
provision. The court rejected Harbor’s argument that the relief it was seeking was
different because its motion was based on a different arbitration agreement than the first
petition. The court found that Harbor “was aware of the existence of both arbitration
agreements when the first motion was filed, but chose to base its motion only on the
[2017] agreement.” The court explained that section 1008 “bars a second bite at the
arbitration apple” and concluded that Harbor failed to satisfy the requirements of that
6 provision by neglecting to explain why it did not quote or include the 2014
acknowledgement form in its first petition. The court also rejected the other arguments in
Harbor’s supplemental brief. It explained that permitting Harbor to file a second petition
did not equate to a determination on the petition’s merits. It also explained that while the
grounds for denying a petition to compel arbitration under section 1281.2 applied to the
initial petition, “nothing in section 1281.2 excuses compliance with section 1008 or
allows serial” petitions.
Harbor timely challenged the court’s ruling by way of appeal and a petition for
writ of mandate.
DISCUSSION
We review a trial court’s decision denying a petition to compel arbitration under
section 1281.2 for “abuse of discretion [citations], which looks to see ‘whether the trial
court exceeded the bounds of reason.’ ” (Mercury Ins. Group v. Superior Court (1998)
19 Cal.4th 332, 349.)
Section 1281.2 provides: “On petition of a party to an arbitration agreement
alleging the existence of a written agreement to arbitrate a controversy and that a party
thereto refuses to arbitrate such controversy, the court shall order the petitioner and the
respondent to arbitrate the controversy if it determines that an agreement to arbitrate the
controversy exists, unless it determines that: [¶] (a) The right to compel arbitration has
been waived by the petitioner; or (b) Grounds exist for rescission of the agreement . . . .”
(Ibid., italics added.) When faced with such a petition,“ ‘the trial court’s first task is to
7 determine whether the parties have in fact agreed to arbitrate the dispute.’ ” (Gorlach v.
Sports Club Co. (2012) 209 Cal.App.4th 1497, 1505.)
“ ‘A party seeking to compel arbitration has the burden of proving the existence of
a valid agreement to arbitrate. [Citations.] Once that burden is satisfied, the party
opposing arbitration must prove by a preponderance of the evidence any defense to the
petition.’ ” (Avery v. Integrated Healthcare Holdings, Inc. (2013) 218 Cal.App.4th 50,
59 (Avery).) California Rules of Court, rule 3.1330 provides that a petition to compel
arbitration must set forth the provisions of the arbitration agreement “verbatim” or attach
a copy of the agreement and incorporate it by reference. (See Avery, at p. 71, citing
Condee v. Longwood Management Corp. (2001) 88 Cal.App.4th 215, 218.) A petition to
compel arbitration “ ‘ “ ‘ “is in essence a suit in equity to compel specific performance of
a contract,” ’ ” ’ ” and “ ‘ “[o]nly the valid and binding agreement of the parties,
including all material terms well-defined and clearly expressed, may be ordered
specifically performed.” ’ ” (Avery, at p. 71.)
Section 1008, the provision governing renewed motions, allows a party to seek an
order after the trial court has already denied that party’s request for the same order. For
the renewed motion to succeed, the moving party must show “new or different facts,
circumstances, or law” to justify reconsideration. (§ 1008, subd. (b).) As our Supreme
Court has explained, section 1008 “prohibit[s] a party from making renewed motions not
based on new facts or law.” (Le Francois v. Goel, supra, 35 Cal.4th at p. 1096.) A party
moving under section 1008 must present not only new or different facts, circumstances,
or law, but also “a satisfactory explanation for the previous failure to present the
8 allegedly new or different evidence or legal authority offered in the second application.”
(Kerns v. CSE Ins. Group (2003) 106 Cal.App.4th 368, 383.)
Citing Doe v. Westmont College (2021) 60 Cal.App.5th 753 (Westmont), Harbor
argues that section 1008 did not apply to its second petition to compel arbitration because
the petition was based on a different agreement than the first petition and therefore did
not seek “ ‘identical relief.’ ” (Id. at p. 761.) We disagree.
“The proposition that a trial court may construe a motion bearing one label as a
different type of motion is one that has existed for many decades.” (Sole Energy Co. v.
Petrominerals Corp. (2005) 128 Cal.App.4th 187, 193.) “ ‘The nature of a motion is
determined by the nature of the relief sought, not by the label attached to it.’ ” (Ibid.)
Here, the trial court reasonably determined that Harbor was seeking the same relief in
both petitions because Harbor brought both petitions under section 1281.2 seeking an
order compelling arbitration. The fact that the petitions relied on different alleged
arbitration agreements as the basis for seeking that relief is immaterial. What matters is
the nature of the relief sought, not the grounds upon which the relief is sought. (See
California Correctional Peace Officers Assn. v. Virga (2010) 181 Cal.App.4th 30, 43
[holding that section 1008 applied to the appellants’ second motion for attorney fees
because, although the motions “relied on two different grounds, the fact remains that both
sought an order from the court directing respondents to pay their attorney fees”].)
Harbor’s reliance on Westmont is unavailing because that case involved two
motions for attorney fees where the first motion was for work performed in the trial court
and the second motion was postjudgment, for work performed through appeal and thus
9 was significantly higher than the amount of attorney fees requested prior to the
proceedings conducted in the appellate court. (Westmont, supra, 60 Cal.App.5th at
p. 761.) Based upon the significant difference in the amount requested in the second
petition, which represented substantial additional work performed after the first fee
motion was heard, the court held that the second fee motion could not be construed as a
renewal motion. (Ibid.) By contrast, Harbor’s petitions concerned the same claims
(Rojas’s individual claims) and sought the same relief (an order sending them to
arbitration).
We also reject Harbor’s claim that the difference in relief the petitions requested
regarding the class claims (i.e., dismissal versus stay) renders the second petition
different from the first for purposes of section 1008. As the trial court correctly
observed, the relief requested for the class claims is ancillary to the petition and there are
other ways of obtaining that ancillary relief, such as a motion to deny class certification.
A party cannot avoid the requirements of section 1008 by simply including a request for
additional relief in what is otherwise a renewed motion. We therefore conclude that the
trial court correctly determined that section 1008 applied to Harbor’s second petition.
We also conclude that the trial court correctly denied the petition for failure to
satisfy section 1008’s requirement to demonstrate new facts or law to justify
reconsideration. As the trial court correctly observed, it is undisputed that Harbor was in
possession of the 2014 acknowledgment form when it filed its first petition to compel
arbitration. In its moving papers in support of its second petition, Harbor stated that it
had provided copies of both the 2017 arbitration agreement and the 2014
10 acknowledgement form to Rojas during case management discussions. Thus, the 2014
acknowledgment form was not a new fact or circumstance. Because Harbor offered
neither new facts nor a convincing reason for its failure to attach or quote verbatim the
2014 acknowledgement form in its first petition (Cal. Rules Ct., rule 3.1330), we
conclude that the trial court acted within its discretion in denying Harbor’s second
petition to compel arbitration.
Relying on Dillon v. BMO Harris Bank, N.A. (4th Cir. 2015) 787 F.3d 707
(Dillon), Harbor contends that section 1008 does not apply to petitions to compel
arbitration under section 1281.2 as a matter of law. In Dillon, the Fourth Circuit Court of
Appeal held that the district court erred by construing the defendant’s successive motions
to compel arbitration as motions to reconsider under the Federal Rules of Civil Procedure
because the Federal Arbitration Act did not expressly limit the number of motions to
compel arbitration that a party may file. (Dillon, at pp. 715-716.) Harbor points out that
various district court cases have followed Dillon.
As an initial matter, Harbor has forfeited this argument by failing to raise it in the
trial court in response to the court’s request for supplemental briefing on the applicability
of section 1008. The failure to preserve an argument in the trial court constitutes a
forfeiture. (North Coast Business Park v. Nielsen Construction Co. (1993)
17 Cal.App.4th 22, 28.) “This rule is rooted in the fundamental nature of our adversarial
system: The parties must call the court’s attention to issues they deem relevant” (ibid.),
and they may not change their trial court position and adopt a new and different theory on
11 appeal (id. at p. 29). To permit otherwise would be “manifestly unjust to the opposing
parties, unfair to the trial court, and contrary to judicial economy.” (Ibid.)
Forfeiture aside, the Dillon line of cases is factually distinguishable because those
cases involved successive motions based on signature authentication declarations that the
defendants obtained after their initial motions were denied. The case of Fong v. U.S.
Bancorp (E.D. Cal., Mar. 6, 2025, No. 2:22-CV-01291-DC-CSK) 2025 U.S. Dist. LEXIS
40788 is instructive. There, the court declined to follow the Dillon line of cases, holding
instead that the defendant’s second motion to compel, which was based on different
grounds than its first, was an improper motion for reconsideration because it did not
“present an expanded factual record based on new evidence.” (Id. at p. *21, italics
added.) In finding the Dillon line of cases inapplicable, the court observed that it was
aware of no “decisions in which courts have considered a successive motion to compel
arbitration based on evidence the party had in their possession when they filed their first
motion to compel arbitration.” (Id. at p. *17, italics added.) As Fong explained: “ ‘It is
an elementary principle of judicial economy that parties are expected to raise all relevant
arguments in the briefing on a given motion; parties do not get a second bite at the apple
if their initial arguments fail.’ [Citations.] Otherwise, ‘courts would exist in a state of
paralysis, subject to a never-ending loop of argument on the same underlying issues.’ ”
(Id. at pp. *14-15.) Our case is similarly distinguishable from Dillon because Harbor had
the 2014 acknowledgment form in its possession when it filed the first petition to compel
arbitration.
12 Harbor cites no California cases holding that successive section 1281.2 petitions to
compel arbitration are exempt from the requirements of section 1008, and we are aware
of none. In fact, the only cases we found involving both statutes were ones in which the
defendants’ second petitions to compel arbitration were filed as renewed motions under
section 1008. (See Phillips v. Sprint PCS (2012) 209 Cal.App.4th 758; Condee v.
Longwood Management Corp. (2001) 88 Cal.App.4th 215, 217.)
For all of these reasons, we reject Harbor’s claims of error.
DISPOSITION
The November 15, 2024, order denying Harbor’s petition to compel arbitration is
affirmed. Rojas is entitled to his costs on appeal.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
FIELDS J. We concur:
McKINSTER Acting P. J.
MILLER J.