Rogers v. State

608 P.2d 530, 94 N.M. 218
CourtNew Mexico Court of Appeals
DecidedFebruary 19, 1980
Docket4380
StatusPublished
Cited by15 cases

This text of 608 P.2d 530 (Rogers v. State) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rogers v. State, 608 P.2d 530, 94 N.M. 218 (N.M. Ct. App. 1980).

Opinion

OPINION

WOOD, Chief Judge.

Defendant moved to dismiss the indictment on the ground that the “notice” requirements of § 31-6-ll(B), N.M.S.A. (Supp.1979) had not been met. The trial court denied the motion; we granted an interlocutory appeal.

The “notice” provision of § 31-6-ll(B), supra, was enacted in 1979. It reads:

B. It is the duty of the grand jury to weigh all the evidence submitted to it, and when it has reason to believe that other competent evidence is available that may explain away or disprove a charge or accusation or that would make an indictment unjustified, then, it should order the evidence produced. The target shall be notified of his target status and be given an opportunity to testify, if he desires to do so, unless the prosecutor determines that notification may result in flight, endanger other persons, obstruct justice, or the prosecutor is unable with reasonable diligence to notify said person.

1. The target “shall be” notified unless the “unless” clause applies. The statute is worded in mandatory terms. Section 12-2-2(1), N.M.S.A.1978. The “unless” clause states when notice is not mandatory. None of the “unless” clause provisions was applicable in this case; notice to the target was mandatory.

2. The statute does not state who is to notify the target. The district attorney was attending the grand jury. See § 31-6-7, N.M.S.A.1978 (Supp.1979). It was the obligation of the district attorney to notify the target. The district attorney undertook to do so.

3. Compliance with the statutory notice requirement is not an issue unless the defendant makes compliance an issue. Compare State v. O’Neil, 91 N.M. 727, 580 P.2d 495 (Ct.App.1978). Once a defendant raises a compliance issue, which party has the burden of persuading the trial court that there was compliance? The statute permits avoidance of mandatory notice by the “unless” clause, and the “unless” clause is based on a determination by the prosecutor. The statutory language suggests that when the notice requirement is an issue, the prosecutor has the burden of establishing either that the target was notified or that notification was excused under the “unless” clause. We so hold because the prosecutor is the party affirming that the grand jury indictment is proper. The prosecutor’s burden is the burden of persuasion. State v. O’Neil, supra. Defendant made notice an issue by introducing a copy of the target letter, and a representation to the court that the letter was not received until after the matter had been presented to the grand jury. The prosecutor recognized that notice was an issue and undertook to persuade the trial court that the statutory notice requirement had been met.

4. Whether the statutory notice requirement had been met was a question of fact. Saxon v. DuBois, 209 Cal.App.2d 713, 26 Cal.Rptr. 196 (1962). The notice issue was a claimed defect in the initiation of the prosecution. It “must be raised prior to trial” and when raised, is to be decided by the trial court inasmuch as it does not involve a trial on the merits. Rule of Crim. Proc. 33(d) and (e); State v. Mares, 92 N.M. 687, 594 P.2d 347 (Ct.App.1979). Defendant’s notice claim was by pretrial motion.

5. “The target shall be notified of his target status . . ..” Section 31-6-ll(B), supra. The statute does not state in what manner, or in what time, the notification must be given. See People v. Rakity, 77 Misc.2d 324, 352 N.Y.S.2d 803 (1974).

(a) The target letter is as follows:

August 13, 1979
RE: STATE VS. DALE ROGERS
CHARGE: PERJURY
Dear PUBLIC DEFENDER
You are hereby notified that you will be the target of a Bernalillo County Grand Jury Inquiry. Should you desire to testify at the proceedings, you will be given the opportunity to do so.
Although the exact time of the proceedings has not been set, they will take place on WEDNESDAY AUGUST 15. 1979. You may call 842-3928, if you are interested in appearing to obtain the exact time of the inquiry.
IRA ROBINSON
District Attorney

Although no issue is raised as to the contents of the notification, a non-lawyer could reasonably understand from the letter in this case that the public defender, rather than Rogers, was the target. Compare People v. Wagner, 80 Misc.2d 1042, 365 N.Y.S.2d 404 (1975).

(b) “The target shall ... be given an opportunity to testify, if he desires to do so . ..” Section 31-6-11(B), supra. The opportunity to testify requires that the target receive the notification in sufficient time to exercise his right to testify. Section 31-6-12(A), N.M.S.A.1978 (Supp.1979) states “that all subpoenaed witnesses shall be given a minimum of thirty-six hours’ notice unless a shorter period is specifically approved for each witness by a judge of the district court.” If a target is subpoenaed, see § 31-6-12(B), N.M.S.A.1978 (Supp.1979), the 36-hour period would apply to the target. In our opinion, the 36-hour period should apply to a target who has not been subpoenaed to insure that the target is afforded his statutory opportunity to testify. We hold that the above-quoted provision of § 31-6-12(A), supra, applies to a target, whether or not the target has been subpoenaed.

(c)The statute does not specify the method of giving notice; any method, written or oral, suffices so long as the method employed complies with the statutory intent that the target be given an opportunity to testify. Thus, the method of giving notice is no more than an evidentiary matter going to whether the target was in fact given notice. Defendant contends that the notice must be actual notice on his part. We are unwilling to so hold, recognizing there may be cases where a written notice may not be “actual” notice because the target avoided or evaded the notification. See James v. Hutchinson, 211 S.W.2d 507 (Mo.App.1948) where a notification letter was received, but not read. The statute negates a requirement of actual notice by providing, in the “unless” clause, that the target need not be notified if “the prosecutor is unable with reasonable diligence to notify said person.” If a defendant claims a lack of notification, an issue, a factual one, will be whether the prosecutor exercised reasonable diligence. Compare City of Albuquerque v. Juarez, 93 N.M. 188, 598 P.2d 650 (Ct.App.1979).

6. The prosecutor did not claim that Rogers, the target, could not be notified by the exercise of reasonable diligence. Rogers was in the county jail because of other charges. The prosecutor claims that both Rogers and his attorney had received the target letter which stated that grand jury proceedings concerning the target would take place sometime on August 15, 1979.

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Bluebook (online)
608 P.2d 530, 94 N.M. 218, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rogers-v-state-nmctapp-1980.