Rogers v . Marino, et a l . CV-96-303-M 08/26/98 UNITED STATES DISTRICT COURT DISTRICT OF NEW HAMPSHIRE
Charles F. Rogers, Plaintiff
v. Civil N o . 96-303-M
Mark Marino and Michael Licata, Defendants
O R D E R
Plaintiff, Charles Rogers, brought this civil action pursuant to 42 U.S.C. § 1983 and New Hampshire common law, claiming that defendants employed excessive force when they arrested him on August 1 4 , 1993. He also claimed that while he was in their custody, defendants were deliberately indifferent to his serious medical needs. Finally, plaintiff brought a state common law claim against defendant Marino asserting that Marino had defamed him. The matter was tried to a jury in June of 1998. At the close of plaintiff’s case, the court granted defendant Marino’s motion for judgment as a matter of law with regard to plaintiff’s defamation claim. The jury deliberated briefly before returning a verdict for defendants on all of plaintiff’s remaining counts.
Pursuant to 42 U.S.C. § 1988, defendants now move the court for an award of reasonable attorneys’ fees and costs, asserting that plaintiff’s claims were frivolous, unreasonable, and/or without foundation. They seek fees in the amount of $43,086.00
and costs in the amount of $4,338.91. Plaintiff objects.
Discussion
I. The Applicable Standard.
42 U.S.C. § 1988 authorizes the court, in its discretion, to
award attorneys’ fees to a prevailing party in a civil rights
case. As to a prevailing defendant, the court may award fees if
it concludes that the plaintiff’s action was “frivolous,
unreasonable, or without foundation, even though not brought in
subjective bad faith.” Christiansburg Garment C o . v . EEOC, 434
U.S. 4 1 2 , 421 (1978). See also Hughes v . Rowe, 449 U.S. 5 , 14
(1980) (noting that for defendants to be eligible for an award of
attorneys’ fees in a § 1983 action, “plaintiff’s action must be
meritless in the sense that it is groundless or without
foundation.”). But the court must be mindful, however, that the
“standard for a civil rights defendant to receive fees is high to
encourage legitimate civil rights claims.” Ward v . Hickey, 996
F.2d 4 4 8 , 455 (1st Cir. 1993).
II. An Award of Attorneys’ Fees is Warranted.
As noted above, defendants plainly prevailed with regard to
plaintiff’s § 1983 claims. But the court must determine whether
those claims were “frivolous, unreasonable, or without
foundation.” Hughes, 449 U.S. at 1 4 . Here, the court has little
difficulty in concluding that plaintiff’s claims, although
2 perhaps brought in subjective good faith (in the sense that
plaintiff seemed to be genuinely confused and often unable to
distinguish between what happened, what he thought he remembered,
and what he merely imagined), were frivolous, unreasonable, and
without foundation from their inception. See Andrade v .
Jamestown Housing Authority, 82 F.3d 1179, 1192 (1st Cir. 1996)
(noting that “for a claim to be ‘frivolous’ under § 1988, it must
be frivolous when originally raised in the district court.”).
At trial, plaintiff failed to produce any evidence (other
than his own uncorroborated, incredible, and overwhelmingly
contradicted testimony) that defendants used excessive force in
effectuating his arrest or that they were deliberately
indifferent to any of his allegedly serious medical needs in the moments following his arrest. In fact, the witnesses to plaintiff’s arrest all testified that plaintiff was unruly, disruptive, and combative but that defendants displayed remarkable professional restraint and patience in dealing with him (despite the fact that plaintiff kicked and painfully injured one of the arresting officers). And, despite plaintiff’s claims that the arresting officers employed so-called “iron claw” handcuffs in an effort to subdue him, he introduced no evidence to support that claim.1
1 At trial, plaintiff introduced (without objection) an “iron claw,” which he claimed was similar to the one that the officers had allegedly applied to his arm in an effort to inflict pain and induce him to cooperate in their efforts to subdue him. The device appears similar to a single handcuff, designed to be
3 While plaintiff no doubt believes that the officers employed the “iron claw” and deliberately sought to inflict unnecessary pain upon him, that belief has no basis in fact and is at best fanciful or delusional. In light of the evidence produced at trial, it is clear that plaintiff’s § 1983 claims were frivolous, unreasonable, and without foundation or merit. Accordingly, as the prevailing party with regard to those claims, defendants are, in the court’s discretion, entitled to a reasonable award of attorneys’ fees.
III. Calculating the Lodestar.
Having found that an award of attorneys’ fees is justified
under the statute, the court must now determine whether the sum
requested is “reasonable.” In this circuit, the preferred method
of calculating fee awards under 42 U.S.C. § 1988 is the “lodestar
method,” by which “the number of hours reasonably expended on the
litigation [are] multiplied by a reasonable hourly rate.” Coutin
racheted tightly over a person’s wrist or forearm. If used, there is little doubt that it could inflict substantial pain. However, plaintiff failed to link that device to the defendants and it is unclear how (or even where) plaintiff came into possession of that device. It i s , however, clear that it did not come from the defendants. In the end, plaintiff introduced no evidence (other than his own testimony that he felt something tighten on his arm when it was behind his back and, some days or weeks after the incident, concluded that it must have been an “iron claw”) from which a reasonable trier of fact could possibly conclude that defendants ever employed that device, or one similar to i t . Perhaps more importantly, plaintiff introduced no evidence from which a reasonable trier of fact could possibly conclude that defendants used anything even approaching excessive force when they took him into custody. By all accounts, save his own, defendants’ conduct was professional, admirable, effective, and, under the circumstances, compassionate. 4 v . Young & Rubicam Puerto Rico, Inc., 124 F.3d 3 3 1 , 337 (1st Cir.
1997)(quoting Hensley v . Eckerhart, 461 U.S. 4 2 4 , 433 (1983));
see also In re Thirteen Appeals Arising Out of San Juan Dupont
Plaza Hotel Fire Litigation, 56 F.3d 295, 305 (1st Cir. 1995).
Defendants bear the burden of providing sufficiently
detailed contemporaneous records of the time spent and tasks
performed to allow the court to determine their reasonableness.
See Tennessee Gas Pipeline C o . v . 104 Acres of Land, 32 F.3d 6 3 2 ,
634 (1st Cir. 1994). Defendants have met that burden by
submitting comprehensive records detailing the effort expended by
their legal counsel.
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Rogers v . Marino, et a l . CV-96-303-M 08/26/98 UNITED STATES DISTRICT COURT DISTRICT OF NEW HAMPSHIRE
Charles F. Rogers, Plaintiff
v. Civil N o . 96-303-M
Mark Marino and Michael Licata, Defendants
O R D E R
Plaintiff, Charles Rogers, brought this civil action pursuant to 42 U.S.C. § 1983 and New Hampshire common law, claiming that defendants employed excessive force when they arrested him on August 1 4 , 1993. He also claimed that while he was in their custody, defendants were deliberately indifferent to his serious medical needs. Finally, plaintiff brought a state common law claim against defendant Marino asserting that Marino had defamed him. The matter was tried to a jury in June of 1998. At the close of plaintiff’s case, the court granted defendant Marino’s motion for judgment as a matter of law with regard to plaintiff’s defamation claim. The jury deliberated briefly before returning a verdict for defendants on all of plaintiff’s remaining counts.
Pursuant to 42 U.S.C. § 1988, defendants now move the court for an award of reasonable attorneys’ fees and costs, asserting that plaintiff’s claims were frivolous, unreasonable, and/or without foundation. They seek fees in the amount of $43,086.00
and costs in the amount of $4,338.91. Plaintiff objects.
Discussion
I. The Applicable Standard.
42 U.S.C. § 1988 authorizes the court, in its discretion, to
award attorneys’ fees to a prevailing party in a civil rights
case. As to a prevailing defendant, the court may award fees if
it concludes that the plaintiff’s action was “frivolous,
unreasonable, or without foundation, even though not brought in
subjective bad faith.” Christiansburg Garment C o . v . EEOC, 434
U.S. 4 1 2 , 421 (1978). See also Hughes v . Rowe, 449 U.S. 5 , 14
(1980) (noting that for defendants to be eligible for an award of
attorneys’ fees in a § 1983 action, “plaintiff’s action must be
meritless in the sense that it is groundless or without
foundation.”). But the court must be mindful, however, that the
“standard for a civil rights defendant to receive fees is high to
encourage legitimate civil rights claims.” Ward v . Hickey, 996
F.2d 4 4 8 , 455 (1st Cir. 1993).
II. An Award of Attorneys’ Fees is Warranted.
As noted above, defendants plainly prevailed with regard to
plaintiff’s § 1983 claims. But the court must determine whether
those claims were “frivolous, unreasonable, or without
foundation.” Hughes, 449 U.S. at 1 4 . Here, the court has little
difficulty in concluding that plaintiff’s claims, although
2 perhaps brought in subjective good faith (in the sense that
plaintiff seemed to be genuinely confused and often unable to
distinguish between what happened, what he thought he remembered,
and what he merely imagined), were frivolous, unreasonable, and
without foundation from their inception. See Andrade v .
Jamestown Housing Authority, 82 F.3d 1179, 1192 (1st Cir. 1996)
(noting that “for a claim to be ‘frivolous’ under § 1988, it must
be frivolous when originally raised in the district court.”).
At trial, plaintiff failed to produce any evidence (other
than his own uncorroborated, incredible, and overwhelmingly
contradicted testimony) that defendants used excessive force in
effectuating his arrest or that they were deliberately
indifferent to any of his allegedly serious medical needs in the moments following his arrest. In fact, the witnesses to plaintiff’s arrest all testified that plaintiff was unruly, disruptive, and combative but that defendants displayed remarkable professional restraint and patience in dealing with him (despite the fact that plaintiff kicked and painfully injured one of the arresting officers). And, despite plaintiff’s claims that the arresting officers employed so-called “iron claw” handcuffs in an effort to subdue him, he introduced no evidence to support that claim.1
1 At trial, plaintiff introduced (without objection) an “iron claw,” which he claimed was similar to the one that the officers had allegedly applied to his arm in an effort to inflict pain and induce him to cooperate in their efforts to subdue him. The device appears similar to a single handcuff, designed to be
3 While plaintiff no doubt believes that the officers employed the “iron claw” and deliberately sought to inflict unnecessary pain upon him, that belief has no basis in fact and is at best fanciful or delusional. In light of the evidence produced at trial, it is clear that plaintiff’s § 1983 claims were frivolous, unreasonable, and without foundation or merit. Accordingly, as the prevailing party with regard to those claims, defendants are, in the court’s discretion, entitled to a reasonable award of attorneys’ fees.
III. Calculating the Lodestar.
Having found that an award of attorneys’ fees is justified
under the statute, the court must now determine whether the sum
requested is “reasonable.” In this circuit, the preferred method
of calculating fee awards under 42 U.S.C. § 1988 is the “lodestar
method,” by which “the number of hours reasonably expended on the
litigation [are] multiplied by a reasonable hourly rate.” Coutin
racheted tightly over a person’s wrist or forearm. If used, there is little doubt that it could inflict substantial pain. However, plaintiff failed to link that device to the defendants and it is unclear how (or even where) plaintiff came into possession of that device. It i s , however, clear that it did not come from the defendants. In the end, plaintiff introduced no evidence (other than his own testimony that he felt something tighten on his arm when it was behind his back and, some days or weeks after the incident, concluded that it must have been an “iron claw”) from which a reasonable trier of fact could possibly conclude that defendants ever employed that device, or one similar to i t . Perhaps more importantly, plaintiff introduced no evidence from which a reasonable trier of fact could possibly conclude that defendants used anything even approaching excessive force when they took him into custody. By all accounts, save his own, defendants’ conduct was professional, admirable, effective, and, under the circumstances, compassionate. 4 v . Young & Rubicam Puerto Rico, Inc., 124 F.3d 3 3 1 , 337 (1st Cir.
1997)(quoting Hensley v . Eckerhart, 461 U.S. 4 2 4 , 433 (1983));
see also In re Thirteen Appeals Arising Out of San Juan Dupont
Plaza Hotel Fire Litigation, 56 F.3d 295, 305 (1st Cir. 1995).
Defendants bear the burden of providing sufficiently
detailed contemporaneous records of the time spent and tasks
performed to allow the court to determine their reasonableness.
See Tennessee Gas Pipeline C o . v . 104 Acres of Land, 32 F.3d 6 3 2 ,
634 (1st Cir. 1994). Defendants have met that burden by
submitting comprehensive records detailing the effort expended by
their legal counsel. They have also filed an affidavit from
Attorney William Scott in support of their petition for costs and
attorneys’ fees.
Records submitted by defendants’ counsel document the
following:
a. 264.40 hours of work performed by Attorney William Scott (a partner at Boynton, Waldron, Doleac, Woodman & Scott), customarily billed at $120 per hour;2
b. 112.50 hours of work performed by associates in Attorney Scott’s office, customarily billed at $85 per hour; and
c. 39.90 hours of work performed by a paralegal, customarily billed at $45 per hour.
2 Attorney Scott has represented in his affidavit that he customarily charges clients $150 per hour. However, when (as in this case) he is representing municipalities, he charges a reduced rate of $120 per hour. It is at that reduced rate that Attorney Scott seeks reimbursement.
5 Defendants have met their burden of submitting detailed material
supporting their request for attorneys’ fees totaling $43,086.00.
Additionally, defendants have submitted documentation supporting
counsel’s expenditure of $4,338.91 in costs.
Although plaintiff generally objects to any award of costs
or attorneys’ fees, he has not challenged the hourly rates
charged by any of the attorneys or the paralegal who provided
legal services to defendants in this matter. Nor does plaintiff
claim that any work provided by defense counsel was unnecessary
or excessive. In the absence of an objection by plaintiff, and
crediting defendants’ submissions, the court finds that the
hourly rates charged by defense counsel for each of the attorneys
and the paralegal who worked on this matter are reasonable and
consistent with those customarily charged by practitioners of
comparable skill and experience in New Hampshire. See Andrade,
82 F.3d at 1190 (“In determining a reasonable hourly rate, the
Supreme Court has recommended that courts use ‘the prevailing
market rates in the relevant community’ as the starting point.”). See also Affidavit of Attorney Scott at paras. 7-8.
After carefully reviewing the submissions by defense
counsel, the court concludes that the fees charged (and,
concomitantly, the number of hours worked) by defense counsel are
reasonable and appropriate in light of the complexity of this
case, the qualifications of counsel, the volume of work performed
6 by counsel and his staff, and the ultimate resolution of this
matter. See generally, Hensley v . Eckerhart, 461 U.S. 4 2 4 , 433-
37 (1983); In re Thirteen Appeals Arising Out of San Juan Dupont
Plaza Hotel Fire Litigation, 56 F.3d 295, 305 (1st Cir. 1995);
Grendel’s Den, Inc. v . Larkin, 749 F.2d 945 (1st Cir. 1984).
Accordingly, pursuant to 42 U.S.C. § 1988, defendants have
justified their request for an award of $43,086.00 in attorneys’
fees and $4,338.91 in costs.
IV. Equitably Adjusting the Award.
After a district court has calculated the lodestar for a
prevailing defendant, it may, in its discretion, reduce that
amount after considering plaintiff’s financial condition. See
Andrade, 82 F.3d at 1193 (citing Charves v . Western Union Tel.
Co., 711 F.2d 4 6 2 , 465 (1st Cir. 1983)). Here, plaintiff
proceeded to trial pro se and in forma pauperis. He claims to be
totally and permanently disabled and receives veteran’s
disability income of $926 per month. He claims to have no other
means of support. And, aside from approximately $750 in cash and
various items of personalty worth less than $2,000, plaintiff says he has no assets. See generally plaintiff’s motion to
proceed in forma pauperis (document n o . 121) and plaintiff’s
financial declaration (document n o . 1 2 2 ) .
An award of attorneys’ fees should fulfill the deterrent
purpose of § 1988, still, such an award should not subject the
7 plaintiff to financial ruin. See Andrade, 82 F.3d at 1193.
Accordingly, the court concludes that plaintiff should not be
compelled to fully reimburse defendants for all costs and
attorneys’ fees incurred in this matter. Accordingly, the court
reduces the amount for which plaintiff is liable to $5,000.00.
Considering plaintiff’s limited financial resources, his apparent inability to secure gainful employment, and the deterrent effect sought to be obtained through an award of attorneys’ fees, the sum of $5,000.00 would appear to be an appropriate award. While it is certainly substantially less than the amount to which defendants would otherwise be entitled, it is an amount which plaintiff should be able to pay, over time, without suffering financial ruin and, equally important, it is sufficiently large to give this plaintiff and other potential plaintiffs with similarly baseless claims substantial pause before initiating litigation in the future.
Conclusion
In light of the foregoing, defendants’ motion for an award of attorneys’ fees (document n o . 136) is granted in part and
denied in part. Defendants are entitled to an award of
reasonable fees and costs pursuant to 42 U.S.C. § 1988, as
plaintiff’s § 1983 claims were exposed at trial as plainly
frivolous, without foundation, and meritless from inception.
8 However, in light of plaintiff’s impecunity, the court reduces
the amount of that award from the lodestar figure to $5,000.00.
SO ORDERED
Steven J. McAuliffe United States District Judge
August 2 6 , 1998
cc: Charles F. Rogers William G. Scott, Esq.