1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 ROGER ANDREW HARTLEY, Case No. 23-cv-00767-PCP
8 Plaintiff, ORDER OF SERVICE IN PART; ORDER DENYING MOTIONS TO BE 9 v. APPOINTED PRO BONO COUNSEL AND TO PROCEED IN FORMA 10 D. BRIGHT, et al., PAUPERIS ON APPEAL 11 Defendants. Dkt. Nos. 27, 30
12 13 Roger Hartley, an inmate at the California Institute for Men in Chino, California, filed this 14 pro se civil rights action under 42 U.S.C. § 1983 regarding events that occurred at Salinas Valley 15 State Prison (“SVSP”). The Court concluded that Mr. Hartley’s original complaint failed to state 16 any claim and dismissed with leave to amend as to some defendants. Dkt. No. 15. Mr. Hartley 17 filed a first amended complaint that suggested that his claims were time-barred, and the Court 18 accordingly dismissed the action entirely. Dkt. No. 19. Mr. Hartley moved to re-open the case, 19 explaining that his claims arose more recently than his first amended complaint had stated. Dkt. 20 No. 21. The Court accordingly reopened this action. Dkt. No. 25. 21 Mr. Hartley filed a second amended complaint (“SAC”) that is now before the Court for 22 review. Dkt. No. 26. For the reasons stated below, the Court concludes Mr. Hartley has stated a 23 cognizable Eighth Amendment claim against defendant Bright and orders service of the SAC upon 24 that defendant. 25 Mr. Hartley filed a second motion to be appointed pro bono counsel. Dkt. No. 27. This 26 motion is DENIED without prejudice to renewal at a later time. 27 Mr. Hartley moved for leave to proceed in forma pauperis on appeal. Dkt. No. 30. This 1 I. Background 2 Mr. Hartley has a history of neuropathy. See generally SAC & Exs. At various times 3 during his incarceration, to deal with his neuropathy, Mr. Hartley has been issued an egg crate 4 mattress and has been prescribed pain medication. See generally id. Those prescriptions were 5 discontinued in the mid-2010s. See SAC, Ex. at 28 (stating on February 27, 2020, that Mr. 6 Hartley’s pain medication prescriptions had been discontinued years before), 44 (same, on 7 November 2, 2019).1 8 Mr. Hartley used heroin for pain management. See id. at 44. On October 31, 2019, he 9 overdosed on heroin and was taken to a nearby hospital. See id. A doctor at that hospital 10 recommended that Mr. Hartley be restarted on pain medication. See SAC, Ex. at 44. Several days 11 later, a psychologist within SVSP reviewed Mr. Hartley’s medical records and was “inclined to 12 agree since [Mr. Hartley] will cont[inue] to obtain illegal means to stop his chronic back pain” in 13 the absence of medication. Id. The psychologist asked SVSP’s medical staff to “[c]onsider 14 gabapentin for chronic pain.” Id. at 45. It appears that Bright decided not to prescribe Mr. Hartley 15 gabapentin, although the timing and reasons for this decision are not clear from the pleadings or 16 exhibits thereto. See id. at 27–28 (showing a grievance response issued in 2023, referring to a 17 prescription for Tylenol and capsaicin rather than Mr. Hartley’s preferred gabapentin, Neurotin, or 18 Lyrica, but not making clear how or when the prescription decision was made). 19 In April 2020, Mr. Hartley requested that he be re-issued an egg crate mattress. See id. at 20 14, 53–54. This request was referred to SVSP’s medical unit. See id. The request appears to have 21 ultimately been denied by Bright. See generally SAC. 22 Mr. Hartley filed this action on or after February 1, 2023. See Dkt. No. 1 at 1. As 23 defendants, the SAC names only Bright, the Chief Medical Officer of SVSP, and California 24 Correctional Health Care Services (“CCHCS”) in Sacramento. See SAC at 2. 25 26 27 1 II. Legal Standard 2 Federal courts must screen any case in which a prisoner seeks redress from a governmental 3 entity or officer or employee of a governmental entity. See 28 U.S.C. § 1915A(a). The court must 4 identify cognizable claims and dismiss claims that are frivolous, malicious, fail to state a claim 5 upon which relief may be granted, or seek monetary relief from a defendant immune from such 6 relief. 28 U.S.C. § 1915A(b)(1), (2). Pro se pleadings must be liberally construed. See Balistreri v. 7 Pacifica Police Dep’t, 901 F.2d 696, 699 (9th Cir. 1990). 8 III. Analysis 9 Mr. Hartley names as defendants CCHCS and Bright. See SAC at 2. His claims fail as to 10 the former. Bright must respond to the SAC. 11 A. California Correctional Health Care Services 12 To impose liability upon an entity such as CCHCS, Mr. Hartley must establish: “(1) that he 13 possessed a constitutional right of which he [] was deprived; (2) that the [entity] had a policy; (3) 14 that this policy amount[ed] to deliberate indifference to the plaintiff’s constitutional rights; and (4) 15 that the policy [was] the moving force behind the constitutional violation.” Oviatt By and Through 16 Waugh v. Pearce, 954 F.2d 1470, 1474 (9th Cir. 1992) (citations and quotation marks omitted) 17 (explaining how a government agency may be held liable under Monell v. Dep’t of Soc. Servs. of 18 City of New York, 436 U.S. 658 (1978)). If a plaintiff cannot identify an unconstitutional policy of 19 the government agency, the plaintiff must “produce evidence creating a triable issue of fact 20 regarding the existence of an unconstitutional practice or custom.” Gordon v. Orange County, 6 21 F.4th 961, 974 (9th Cir. 2021) (no custom or practice was shown where the record lacked evidence 22 of any other event involving similar conduct or constitutional violations). “[A] single incident of 23 unconstitutional activity is not sufficient to impose liability under Monell.” City of Oklahoma City 24 v. Tuttle, 471 U.S. 808, 823–24 (1985). 25 Here, Mr. Hartley has not alleged that the denial of his requests for an egg crate mattress 26 and for pain medication were pursuant to CCHCS policy or practice. See generally SAC. Rather, 27 he repeatedly alleges that the decision was made by Bright. See generally id. Mr. Hartley therefore 1 B. Bright 2 “‘The treatment a prisoner receives in prison and the conditions under which he is confined 3 are subject to scrutiny under the Eighth Amendment.’” Farmer v. Brennan, 511 U.S. 825, 832 4 (1994) (citation omitted). The Eighth Amendment requires prison officials to “ensure that inmates 5 receive adequate food, clothing, shelter, and medical care,” and to “‘take reasonable measures to 6 guarantee the safety of the inmates.’” Id. A prison official violates the Eighth Amendment when 7 two requirements are met: (1) the deprivation alleged must be, objectively, sufficiently serious, 8 Farmer, 511 U.S. at 834 (citing Wilson v. Seiter, 501 U.S. 294, 298 (1991)), and (2) the prison 9 official possesses a sufficiently culpable state of mind, i.e., the offending conduct was wanton, id. 10 (citing Wilson, 501 U.S. at 297). 11 Deliberate indifference to a prisoner’s serious medical needs violates the Eighth 12 Amendment’s proscription against cruel and unusual punishment. See Estelle v. Gamble, 429 U.S. 13 97, 104 (1976).
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 ROGER ANDREW HARTLEY, Case No. 23-cv-00767-PCP
8 Plaintiff, ORDER OF SERVICE IN PART; ORDER DENYING MOTIONS TO BE 9 v. APPOINTED PRO BONO COUNSEL AND TO PROCEED IN FORMA 10 D. BRIGHT, et al., PAUPERIS ON APPEAL 11 Defendants. Dkt. Nos. 27, 30
12 13 Roger Hartley, an inmate at the California Institute for Men in Chino, California, filed this 14 pro se civil rights action under 42 U.S.C. § 1983 regarding events that occurred at Salinas Valley 15 State Prison (“SVSP”). The Court concluded that Mr. Hartley’s original complaint failed to state 16 any claim and dismissed with leave to amend as to some defendants. Dkt. No. 15. Mr. Hartley 17 filed a first amended complaint that suggested that his claims were time-barred, and the Court 18 accordingly dismissed the action entirely. Dkt. No. 19. Mr. Hartley moved to re-open the case, 19 explaining that his claims arose more recently than his first amended complaint had stated. Dkt. 20 No. 21. The Court accordingly reopened this action. Dkt. No. 25. 21 Mr. Hartley filed a second amended complaint (“SAC”) that is now before the Court for 22 review. Dkt. No. 26. For the reasons stated below, the Court concludes Mr. Hartley has stated a 23 cognizable Eighth Amendment claim against defendant Bright and orders service of the SAC upon 24 that defendant. 25 Mr. Hartley filed a second motion to be appointed pro bono counsel. Dkt. No. 27. This 26 motion is DENIED without prejudice to renewal at a later time. 27 Mr. Hartley moved for leave to proceed in forma pauperis on appeal. Dkt. No. 30. This 1 I. Background 2 Mr. Hartley has a history of neuropathy. See generally SAC & Exs. At various times 3 during his incarceration, to deal with his neuropathy, Mr. Hartley has been issued an egg crate 4 mattress and has been prescribed pain medication. See generally id. Those prescriptions were 5 discontinued in the mid-2010s. See SAC, Ex. at 28 (stating on February 27, 2020, that Mr. 6 Hartley’s pain medication prescriptions had been discontinued years before), 44 (same, on 7 November 2, 2019).1 8 Mr. Hartley used heroin for pain management. See id. at 44. On October 31, 2019, he 9 overdosed on heroin and was taken to a nearby hospital. See id. A doctor at that hospital 10 recommended that Mr. Hartley be restarted on pain medication. See SAC, Ex. at 44. Several days 11 later, a psychologist within SVSP reviewed Mr. Hartley’s medical records and was “inclined to 12 agree since [Mr. Hartley] will cont[inue] to obtain illegal means to stop his chronic back pain” in 13 the absence of medication. Id. The psychologist asked SVSP’s medical staff to “[c]onsider 14 gabapentin for chronic pain.” Id. at 45. It appears that Bright decided not to prescribe Mr. Hartley 15 gabapentin, although the timing and reasons for this decision are not clear from the pleadings or 16 exhibits thereto. See id. at 27–28 (showing a grievance response issued in 2023, referring to a 17 prescription for Tylenol and capsaicin rather than Mr. Hartley’s preferred gabapentin, Neurotin, or 18 Lyrica, but not making clear how or when the prescription decision was made). 19 In April 2020, Mr. Hartley requested that he be re-issued an egg crate mattress. See id. at 20 14, 53–54. This request was referred to SVSP’s medical unit. See id. The request appears to have 21 ultimately been denied by Bright. See generally SAC. 22 Mr. Hartley filed this action on or after February 1, 2023. See Dkt. No. 1 at 1. As 23 defendants, the SAC names only Bright, the Chief Medical Officer of SVSP, and California 24 Correctional Health Care Services (“CCHCS”) in Sacramento. See SAC at 2. 25 26 27 1 II. Legal Standard 2 Federal courts must screen any case in which a prisoner seeks redress from a governmental 3 entity or officer or employee of a governmental entity. See 28 U.S.C. § 1915A(a). The court must 4 identify cognizable claims and dismiss claims that are frivolous, malicious, fail to state a claim 5 upon which relief may be granted, or seek monetary relief from a defendant immune from such 6 relief. 28 U.S.C. § 1915A(b)(1), (2). Pro se pleadings must be liberally construed. See Balistreri v. 7 Pacifica Police Dep’t, 901 F.2d 696, 699 (9th Cir. 1990). 8 III. Analysis 9 Mr. Hartley names as defendants CCHCS and Bright. See SAC at 2. His claims fail as to 10 the former. Bright must respond to the SAC. 11 A. California Correctional Health Care Services 12 To impose liability upon an entity such as CCHCS, Mr. Hartley must establish: “(1) that he 13 possessed a constitutional right of which he [] was deprived; (2) that the [entity] had a policy; (3) 14 that this policy amount[ed] to deliberate indifference to the plaintiff’s constitutional rights; and (4) 15 that the policy [was] the moving force behind the constitutional violation.” Oviatt By and Through 16 Waugh v. Pearce, 954 F.2d 1470, 1474 (9th Cir. 1992) (citations and quotation marks omitted) 17 (explaining how a government agency may be held liable under Monell v. Dep’t of Soc. Servs. of 18 City of New York, 436 U.S. 658 (1978)). If a plaintiff cannot identify an unconstitutional policy of 19 the government agency, the plaintiff must “produce evidence creating a triable issue of fact 20 regarding the existence of an unconstitutional practice or custom.” Gordon v. Orange County, 6 21 F.4th 961, 974 (9th Cir. 2021) (no custom or practice was shown where the record lacked evidence 22 of any other event involving similar conduct or constitutional violations). “[A] single incident of 23 unconstitutional activity is not sufficient to impose liability under Monell.” City of Oklahoma City 24 v. Tuttle, 471 U.S. 808, 823–24 (1985). 25 Here, Mr. Hartley has not alleged that the denial of his requests for an egg crate mattress 26 and for pain medication were pursuant to CCHCS policy or practice. See generally SAC. Rather, 27 he repeatedly alleges that the decision was made by Bright. See generally id. Mr. Hartley therefore 1 B. Bright 2 “‘The treatment a prisoner receives in prison and the conditions under which he is confined 3 are subject to scrutiny under the Eighth Amendment.’” Farmer v. Brennan, 511 U.S. 825, 832 4 (1994) (citation omitted). The Eighth Amendment requires prison officials to “ensure that inmates 5 receive adequate food, clothing, shelter, and medical care,” and to “‘take reasonable measures to 6 guarantee the safety of the inmates.’” Id. A prison official violates the Eighth Amendment when 7 two requirements are met: (1) the deprivation alleged must be, objectively, sufficiently serious, 8 Farmer, 511 U.S. at 834 (citing Wilson v. Seiter, 501 U.S. 294, 298 (1991)), and (2) the prison 9 official possesses a sufficiently culpable state of mind, i.e., the offending conduct was wanton, id. 10 (citing Wilson, 501 U.S. at 297). 11 Deliberate indifference to a prisoner’s serious medical needs violates the Eighth 12 Amendment’s proscription against cruel and unusual punishment. See Estelle v. Gamble, 429 U.S. 13 97, 104 (1976). A determination of “deliberate indifference” involves an examination of two 14 elements: the seriousness of the prisoner’s medical need and the nature of the defendant’s response 15 to that need. McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other 16 grounds, WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc). A 17 “serious” medical need exists if the failure to treat a prisoner’s condition could result in further 18 significant injury or the “unnecessary and wanton infliction of pain.” Id. (citing Estelle, 429 U.S. 19 at 104). 20 A prison official is deliberately indifferent if he knows a prisoner faces a substantial risk of 21 serious harm and disregards that risk by failing to take reasonable steps to abate it. Farmer, 511 22 U.S. at 837. The prison official must not only “be aware of facts from which the inference could 23 be drawn that a substantial risk of serious harm exists,” but “must also draw the inference.” Id. If a 24 prison official should have been aware of the risk, but was not, then the official has not violated 25 the Eighth Amendment, no matter how severe the risk. Gibson v. County of Washoe, 290 F.3d 26 1175, 1188 (9th Cir. 2002). Consequently, for deliberate indifference to be established, there must 27 exist both a purposeful act or failure to act on the part of the defendant and harm resulting 1 a showing that the prison official acted with an improper motive, such as an intent to harm; it is 2 enough that the official acted or failed to act despite knowledge of a substantial risk of serious 3 harm. Edmo v. Corizon, Inc., 935 F.3d 757, 793 (9th Cir. 2019). 4 Here, Mr. Hartley alleges that he requested treatment for his neuropathy in the form of an 5 egg crate mattress and pain medication, and that Bright denied that request. See generally SAC. 6 He alleges that other doctors, both within and outside the SVSP medical team, believed these 7 treatments were appropriate. See id. Liberally construed, Mr. Hartley states a cognizable claim that 8 Bright’s decisions were medically unacceptable under the circumstances. 9 IV. Motion for Pro Bono Counsel 10 With his initial complaint, Mr. Hartley moved to be appointed pro bono counsel. See Dkt. 11 No. 3. This motion was denied by United States District Judge Beth L. Freeman. See Dkt. No. 6. 12 With his SAC, Mr. Hartley again moves to be appointed pro bono counsel. Dkt. No. 27. 13 Mr. Hartley’s second counsel motion is DENIED because he does not identify exceptional 14 circumstances which would warrant the appointment of pro bono counsel. See Rand v. Rowland, 15 113 F.3d 1520, 1525 (9th Cir. 1997) (stating that a district court may appoint counsel in 16 “exceptional circumstances”); see also Lassiter v. Dep’t of Soc. Servs., 452 U.S. 18, 25 (1981) 17 (explaining that there is no constitutional right to counsel in a civil case). The fact that a pro se 18 litigant would be better served with the assistance of counsel does not necessarily qualify plaintiff 19 to be appointed pro bono counsel. See Wilborn v. Escalderon, 789 F.2d 1328, 1331 (9th Cir. 1986) 20 (that plaintiff may well have fared better with assistance of counsel does not require appointment 21 of counsel). Mr. Hartley’s Eighth Amendment claim does not appear particularly complex. 22 Mr. Hartley’s request for counsel is denied without prejudice to the Court’s sua sponte 23 appointment of counsel at a future date. For example, if Mr. Hartley’s claim survives a summary 24 judgment motion and a round of settlement negotiations, then the Court would sua sponte consider 25 whether pro bono counsel should be appointed before the Court sets the case for trial. 26 V. CONCLUSION 27 1. Liberally construed, the Second Amended Complaint states an Eighth Amendment 1 2. The Court orders service of the Second Amended Complaint on Bright. Service 2 shall proceed under the California Department of Corrections and Rehabilitation’s (“CDCR”) E- 3 Service Program for civil rights cases from prisoners in CDCR custody. In accordance with the 4 program, the Clerk is directed to serve on CDCR via email the following documents: The Second 5 Amended Complaint and exhibits thereto (Dkt. No. 26), this order of service, a CDCR Report of 6 E-Service Waiver form, and a summons. The Clerk also shall serve a copy of this order on Mr. 7 Hartley. 8 3. No later than forty (40) days after service of this order via email on CDCR, CDCR 9 shall provide the Court a Completed CDCR Report of E-Service Waiver advising the Court 10 whether all defendants will be waiving service of process without the need for service by the 11 United States Marshal Service (“USMS”), or whether any defendant declined to waive service or 12 could not be reached. 13 4. CDCR shall provide a copy of the CDCR Report of E-Service Waiver to the 14 California Attorney General’s Office which, within twenty-one (21) days, shall file with the 15 Court a waiver of service of process for each defendant who is waiving service. 16 5. If any defendant does not waive service, then upon receipt of the CDCR Report of 17 E-Service Waiver, the Clerk shall prepare a USM-285 Form. The Clerk shall provide to the USMS 18 the completed USM-285 forms and copies of this order, the summons, and the operative complaint 19 for service upon the non-waiving defendant. The Clerk also shall provide to the USMS a copy of 20 the CDCR Report of E-Service Waiver. 21 6. No later than ninety (90) days from the filing date of this order, defendant shall file 22 one comprehensive motion for summary judgment or other dispositive motion with respect to 23 the Second Amended Complaint. Any motion for summary judgment shall be supported by 24 adequate factual documentation and shall conform in all respects to Rule 56 of the Federal Rules 25 of Civil Procedure. A motion for summary judgment also must be accompanied by a separate 26 Rand notice so that Mr. Hartley will have fair, timely and adequate notice of what is required of 27 him in order to oppose the motion. Woods v. Carey, 684 F.3d 934, 939 (9th Cir. 2012) (notice 1 concurrently with motion for summary judgment). Defendant is advised that summary judgment 2 cannot be granted, nor qualified immunity found, if material facts are in dispute. 3 7. If any defendant is of the opinion that this case cannot be resolved by summary 4 judgment, he or she shall so inform the Court prior to the date the summary judgment motion is 5 due. Information regarding the Court’s Alternative Dispute Resolution Program is available on the 6 website for the United States District Court for the Northern District of California. 7 8. Mr. Hartley’s opposition to the dispositive motion shall be filed with the Court and 8 served on defendant no later than twenty-eight (28) days from the date defendants’ motion is 9 filed. Mr. Hartley is advised to read Rule 56 of the Federal Rules of Civil Procedure and Celotex 10 Corp. v. Catrett, 477 U.S. 317 (1986) (party opposing summary judgment must come forward 11 with evidence showing triable issues of material fact on every essential element of his claim). 12 9. Defendant shall file a reply brief no later than fourteen (14) days after Mr. 13 Hartley’s opposition is filed. 14 10. All communications by Mr. Hartley with the Court must be served on defendants or 15 defendants’ counsel once counsel has been designated, by mailing a true copy of the document to 16 defendants or defendants’ counsel. 17 11. Discovery may be taken in accordance with the Federal Rules of Civil Procedure. 18 No further court order under Federal Rule of Civil Procedure 30(a)(2) is required before the 19 parties may conduct discovery. Mr. Hartley is advised to read Federal Rule of Civil Procedure 20 37, which requires each party to “in good faith confer[] or attempt[] to confer with” the opposing 21 party regarding a discovery dispute, before seeking court action to resolve such a dispute. 22 12. It is Mr. Hartley’s responsibility to prosecute this case. Mr. Hartley must keep the 23 Court informed of any change of address by filing a separate paper with the Clerk headed “Notice 24 of Change of Address.” He also must comply with the Court’s orders in a timely fashion. Failure 25 to do so will result in the dismissal of this action for failure to prosecute pursuant to Federal Rule 26 of Civil Procedure 41(b). 27 13. The Clerk shall update the caption to reflect that only Dr. Bright remains a 1 2 3 Dated: December 4, 2025
5 P. Casey Pitts 6 United States District Judge 7 8 9 10 1] as 12
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