Roe v. Superior Court

229 Cal. App. 3d 832, 280 Cal. Rptr. 380, 91 Daily Journal DAR 4846, 91 Cal. Daily Op. Serv. 3067, 1991 Cal. App. LEXIS 394
CourtCalifornia Court of Appeal
DecidedApril 26, 1991
DocketB052812
StatusPublished
Cited by5 cases

This text of 229 Cal. App. 3d 832 (Roe v. Superior Court) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roe v. Superior Court, 229 Cal. App. 3d 832, 280 Cal. Rptr. 380, 91 Daily Journal DAR 4846, 91 Cal. Daily Op. Serv. 3067, 1991 Cal. App. LEXIS 394 (Cal. Ct. App. 1991).

Opinion

Opinion

ORTEGA, J.

We conclude the psychotherapist-patient privilege does not apply in this civil action to information reported by a psychotherapist pursuant to the Child Abuse and Neglect Reporting Act. (Pen. Code, § 11171, subd. (b)). 1 We deny the petition for a writ of mandate to compel the superior court to vacate the order requiring the limited deposition of petitioner’s psychotherapist, and discharge the alternative writ.

Background

This proceeding involves a tort action by real party in interest (Mr. Roe) against petitioner (Mrs. Roe) for defamation, malicious prosecution, and other injuries that resulted when Mrs. Roe’s psychotherapist filed an allegedly false child abuse report against Mr. Roe. Briefly stated, the facts are as follows: During the couple’s divorce proceedings, their minor son lived with Mrs. Roe. Mr. Roe had visitation rights, which he exercised. In May 1988, Mrs. Roe made allegedly defamatory statements to her psychotherapist, Dr. Doris DeHardt, which led Dr. DeHardt to file a suspected child abuse report that repeated Mrs. Roe’s allegedly defamatory statements. Mr. Roe’s visitation rights were restricted when the superior court granted Mrs. Roe a *836 temporary restraining order. However, Mr. Roe’s visitation rights were reinstated after an evidentiary hearing in the superior court failed to establish that child abuse had occurred. Similarly, a dependency petition filed by the department of children’s services in juvenile court was dismissed for lack of evidence.

Because this proceeding requires the careful balancing of Mrs. Roe’s fundamental right to privacy and Mr. Roe’s need for disclosure (Scull v. Superior Court (1988) 206 Cal.App.3d 784, 790-791 [254 Cal.Rptr. 24]), we will first summarize the relevant competing interests that are protected by the Child Abuse and Neglect Reporting Act (§ 11164 et seq., hereinafter Act), the psychotherapist-patient privilege (Evid. Code, § 1010 et seq.), and the child abuse reporting exception to the psychotherapist-patient privilege (§ 11171, subd. (b)).

A. The Act

The purpose of the Act “is to protect children from abuse.” (§ 11164.) The Act requires all persons participating in any investigation of suspected child abuse to “consider the needs of the child victim and ... do whatever is necessary to prevent psychological harm to the child victim.” (§ 11164.)

In furtherance of this purpose, the Act requires psychotherapists to make telephone reports of known or suspected instances of child abuse immediately or as soon as practically possible after receiving such information within their professional capacity or scope of employment. (§§ 11165.8; 11166, subd. (a).) The Act also requires psychotherapists to file written reports within 36 hours of receiving such information (§ 11166, subd. (a)).

The psychotherapist’s reporting duty arises when there is a “reasonable suspicion” of abuse. (§ 11166, subd. (a).) A “reasonable suspicion” exists if “it is objectively reasonable for a person to entertain such a suspicion, based upon facts that could cause a reasonable person in a like position, drawing when appropriate on his or her training and experience, to suspect child abuse. . . .” (§ 11166, subd. (a).) The psychotherapist’s failure to file a report required by the Act is a misdemeanor punishable by confinement in county jail for a term not to exceed six months, a fine of not more than $1,000, or both. (§ 11172, subd. (e).)

B. The Psychotherapist-Patient Privilege

In California, communications between the patient and psychotherapist are protected by both statute and the constitutional right to privacy. (Evid. Code, § 1014; Cal. Const., art. I, § 1; Scull v. Superior Court, supra, *837 206 Cal.App.3d at pp. 788, 790.) The California Supreme Court has recognized “the growing importance of the p[s]ychiatric profession in our modern, ultracomplex society” (In re Lifschutz (1970) 2 Cal.3d 415, 421 [85 Cal.Rptr. 829, 467 P.2d 557, 44 A.L.R.3d 1]), and has broadly construed the psychotherapist-patient privilege in favor of the patient for public policy reasons. (People v. Stritzinger (1983) 34 Cal.3d 505, 511 [194 Cal.Rptr. 431, 668 P.2d 738].)

Evidence Code section 1014 provides in relevant part that “the patient, whether or not a party, has a privilege to refuse to disclose, and to prevent another from disclosing, a confidential communication between patient and psychotherapist. . . .” 2 The legislative intent behind this privilege is to promote the confidentiality that is essential for successful psychotherapy. “Psychoanalysis and psychotherapy are dependent upon the fullest revelation of the most intimate and embarrassing details of the patient’s life. . . . Unless a patient... is assured that such information can and will be held in utmost confidence, he will be reluctant to make the full disclosure upon which diagnosis and treatment. . . depends.” (Sen. Com. on Judiciary com. to Evid. Code, § 1014, West’s Ann. Evid. Code (1966) p. 621 [Cal. Law Revision Com. com., Deering’s Ann. Evid. Code (1986 ed.) § 1014, p. 194].)

Article I, section 1 of the California Constitution provides that all persons have an inalienable right to privacy. The psychotherapist-patient privilege is “an aspect of the patient’s constitutional right to privacy. [Citations.]” (People v. Stritzinger, supra, 34 Cal.3d at p. 511.) “[A] patient’s interest in keeping such confidential revelations from public purview, in retaining this substantial privacy, has deeper roots than the California statute and draws sustenance from our constitutional heritage.” (In re Lifschutz, supra, 2 Cal.3d at p. 431.)

While the psychotherapist-patient privilege is “an aspect of the patient’s constitutional right to privacy . . . the right to privacy is not absolute, but may yield in the furtherance of compelling state interests. [Citations.]” (People v. Stritzinger, supra, 34 Cal.3d at p. 511.) “Even though a patient’s interest in the confidentiality of the psychotherapist-patient relationship rests, in part, on constitutional underpinnings, all state ‘interference’ with *838 such confidentiality is not prohibited.” (In re Lifschutz, supra, 2 Cal.3d at p.432; People v. Stritzinger, supra, 34 Cal.3d at p. 511.)

C. The Child Abuse Reporting Exception to the Psychotherapist-patient Privilege

By requiring psychotherapists to report known or suspected instances of child abuse that are revealed during therapy, the Legislature has required patients to yield their right to privacy to the state’s compelling interest in protecting children from abuse.

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Bluebook (online)
229 Cal. App. 3d 832, 280 Cal. Rptr. 380, 91 Daily Journal DAR 4846, 91 Cal. Daily Op. Serv. 3067, 1991 Cal. App. LEXIS 394, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roe-v-superior-court-calctapp-1991.