Roe v. Elyea

631 F.3d 843, 78 Fed. R. Serv. 3d 874, 2011 U.S. App. LEXIS 1781, 2011 WL 256978
CourtCourt of Appeals for the Seventh Circuit
DecidedJanuary 28, 2011
Docket09-1723, 09-2107
StatusPublished
Cited by530 cases

This text of 631 F.3d 843 (Roe v. Elyea) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roe v. Elyea, 631 F.3d 843, 78 Fed. R. Serv. 3d 874, 2011 U.S. App. LEXIS 1781, 2011 WL 256978 (7th Cir. 2011).

Opinion

RIPPLE, Circuit Judge.

Edward Roe, Anthony Stasiak, Timothy Stephen and Jonathan Walker are current and former inmates of the Illinois Department of Corrections (“IDOC”) who were diagnosed with hepatitis C during or prior to their time in IDOC custody. After unsuccessful attempts to obtain certain medical services for their disease while incarcerated, they brought this action against Dr. Willard Elyea, the former Medical Director of IDOC. 1 The plaintiffs alleged that the diagnostic and treatment protocols for IDOC inmates with hepatitis C displayed deliberate indifference to their serious medical needs and thus violated the constitutional prohibition on cruel and unusual punishment. They sought relief under 42 U.S.C. § 1983. After a jury awarded substantial compensatory and punitive damages to the plaintiffs, the defendants moved for judgment as a matter of law and, in the alternative, for remittitur of the award. The district court granted in part and denied in part the motion. The parties now cross-appeal. For the reasons set forth in this opinion, we affirm the judgment of the district court.

I

BACKGROUND

A. Facts

Each of the plaintiffs claims that, during his incarceration in IDOC, he was refused or delayed treatment for hepatitis C and that he suffered some further injury as a result. The plaintiffs contend that Dr. Elyea, the IDOC Medical Director from 2002-2007, knowingly instituted a protocol for the diagnosis and treatment of hepatitis C that fell below constitutionally acceptable standards of medical care for inmates. To facilitate an understanding of the specific claims, we first discuss the record evidence about the disease and the IDOC response to it and then discuss each plaintiffs particular medical situation. The only record evidence regarding the disease, as a general matter, comes from the Federal Bureau of Prison (“FBOP”) Clinical Practice Guidelines for the Prevention and Treatment of Viral Hepatitis (the “Guidelines”) 2 and the testimony of Dr. Elyea himself.

1. Hepatitis C Diagnosis and Treatment Recommendations

Hepatitis C is a disease caused by a virus known as HCV. It has the potential to affect liver functioning. The HCV virus has six genotypes, the first of which is the prevalent form in the United States. HCV *848 is transmitted by blood-to-blood contact, including, with some frequency, during tattooing or other shared-needle activities. In the acute phase, individuals may have a variety of symptoms that are only rarely severe and may include jaundice, nausea, anorexia and malaise. HCV infection can resolve spontaneously from the acute phase, but an estimated 50-85% of infected persons develop chronic infection. Even among patients with chronic hepatitis C, the majority are asymptomatic. One-third of persons with chronic HCV infection show no evidence of liver disease. However, some 10-15% of infected persons show progressive fibrosis that leads to cirrhosis. Dr. Elyea testified at trial that there is no reliable way of predicting which chronic HCV patients will develop cirrhosis. R.110 at 164. However, according to the FBOP Guidelines upon which IDOC policy purportedly was based, known risk factors for disease progression include high levels of alcohol consumption, male gender, older age and simultaneous infection with other viruses such as HIV or HBV (the hepatitis B virus). As of 2003, viral load (the degree of virus present in the bloodstream of a particular individual at a particular time) and the particular genotype of HCV were not thought to affect the risk of progression of disease. 3

When the disease causes liver failure, a liver transplant may be necessary. In addition to the risks of cirrhosis itself, liver cancer in individuals with cirrhosis develops at a rate of about 1-4% per year. These potentially serious conditions frequently develop in infected individuals up to twenty or thirty years after initial infection.

Because of its usual means of transmission, HCV is a fairly common virus in the prison population, and the FBOP Guidelines prescribe a specific course of diagnosis and treatment in federal facilities. The FBOP Guidelines direct that a “baseline” evaluation should be conducted for all inmates diagnosed with chronic hepatitis C. Trial Ex. 3 at 39-40. That evaluation should include “at least” a “[tjargeted history and physical examination to evaluate for signs and symptoms of liver disease,” a variety of blood tests, including those for ALT and AST liver enzyme levels “and further diagnostic evaluations as clinically warranted,” a renal function assessment, and other blood tests and vaccinations. Id. at 39-40. The Guidelines further recommend that inmates with chronic infection should be monitored periodically in chronic care clinics, with the frequency of monitoring to be based on “patient-specific factors.” Id. at 41.

A variety of tests may be used to diagnose and evaluate the progress of disease and determine the appropriateness of treatment. Although blood tests can reveal significant and useful information such as viral load, enzyme responses of the liver and the genotype of the virus, liver biopsy is ultimately the only method discussed in the Guidelines to determine the effect of the disease on the liver. See id. at 42. The appropriateness of treatment with antiviral therapy depends on the extent of the disease. Biopsies are not appropriate in all cases, however, and the *849 Guidelines offer some direction in determining who should be a candidate. When an inmate’s initial evaluation shows normal ALT levels, the Guidelines direct that the test should be repeated “several times over the next 2 to 12 months.” Id. at 42. Persistently normal results are likely indications that there is no marked liver disease. Id. However, even when ALT levels are in the normal range, the Guidelines caution that a ratio of AST/ALT greater than one “may indicate underlying liver disease and warrant further evaluation.” Id. at 42. When ALT levels are “minimally elevated,” that is, less than twice normal levels, patients may have mild liver disease but are at low risk of rapid disease progression. Id. at 43. The Guidelines recommend reevaluation in three to six months and note that the “decision to obtain a liver biopsy in these inmates should be made on a case-by-case basis.” Id. When ALT is twice normal or greater, the Guidelines direct that the tests be repeated at least twice over a six-month period. “Inmates with persistent elevations in ALT levels > twice normal should be referred directly for liver biopsy unless antiviral therapy is contraindicated.” Id. 4 Finally, “[ijnmates with suspected compensated cirrhosis based on clinical and laboratory parameters should be either referred directly for liver biopsy or treated empirically (without biopsy confirmation).” Id.

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631 F.3d 843, 78 Fed. R. Serv. 3d 874, 2011 U.S. App. LEXIS 1781, 2011 WL 256978, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roe-v-elyea-ca7-2011.