[Cite as Roe v. Connolly, Hillyer & Ong, 2024-Ohio-553.]
COURT OF APPEALS TUSCARAWAS COUNTY, OHIO FIFTH APPELLATE DISTRICT
JUDGES: ZANE ROE : Hon. Patricia A. Delaney, P.J. : Hon. Craig R. Baldwin, J. Plaintiff-Appellant : Hon. Andrew J. King, J. : -vs- : : Case No. 2023 AP 06 0037 CONNOLLY, HILLYER & ONG, et al. : : Defendants-Appellees : OPINION
CHARACTER OF PROCEEDING: Civil appeal from the Tuscarawas County Court of Common Pleas, Case No. 2022 CM 09 0574
JUDGMENT: Affirmed
DATE OF JUDGMENT ENTRY: February 13, 2024
APPEARANCES:
For Plaintiff-Appellant For Defendants-Appellees
BARRY WARD HOLLY M. WILSON 304 N.Cleveland Massillon Road 200 Public Square Akron, OH 44333 Suite 1200 Cleveland, OH 44114 Tuscarawas County, Case No. 2023 AP 06 0037 2
Delaney, P.J.
{¶1} Appellant appeals the May 23, 2023 judgment entry of the Tuscarawas
County Court of Common Pleas granting appellees’ motion for summary judgment.
Facts & Procedural History
{¶2} Appellant Zane Roe contacted appellees Connolly, Hillyer & Ong, Inc. and
Diana Dudgeon (“Dudgeon”) for legal advice on November 4, 2019 regarding whether he
could conduct a gaming and casino operation at the Northeast Urban Native American
Cultural Center (“NUNACC”) in Steubenville, Ohio. On December 10, 2019, Dudgeon
notified appellant by email that she had researched federal and state statutes and that he
“should be good to go.” Appellant then began casino and gaming operations at the
NUNACC.
{¶3} On March 9, 2020, Dudgeon notified the city manager of Steubenville that,
pursuant to state law, appellant’s slot machines should be permitted in Steubenville, and
that federal law permits Indian tribes to become engaged in licensed gaming activities.
On May 28, 2020, the city attorney for Steubenville sent Dudgeon a letter stating the slot
machines must be licensed by the Ohio Casino Control Commission, and the federal
statute only permits tribes to operate casinos on Indian land. Appellant avers he did not
know of this letter until “later,” but does not state what date he became aware of the letter.
{¶4} The NUNACC was raided on October 20, 2020, and appellant was arrested.
Appellant was indicted on March 3, 2021, for possession of heroin, operating an illegal
unlicensed casino, and gambling. Appellant hired criminal defense counsel in March of
2021 (other than appellees) to defend him. He initially entered pleas of not guilty to the Tuscarawas County, Case No. 2023 AP 06 0037 3
charges. However, appellant subsequently pled guilty to the charges on September 27,
2021. The court issued a sentencing entry finding him guilty on September 30, 2021.
{¶5} Appellant filed a complaint for legal malpractice on September 12, 2022
against appellees. The complaint alleged as follows: on March 9, 2020, Dudgeon sent
a letter to the city manager of Steubenville as to the legality of appellant’s business
proposals on behalf of NUNACC regarding Indian gaming and casino operations;
Dudgeon advised appellant it was legal and permissible for him to engage in Indian
gaming and casino operations at NUNACC; appellant began to engage in certain gaming
and casino operations; on May 28, 2020, Dudgeon received a letter from the law director
of Steubenville advising her that her opinions were incorrect and appellant was not legally
permitted to engage in gaming and casino operations; Dudgeon never relayed the letter
to appellant; the Ohio Casino Control Commission executed a search warrant upon
NUNACC and appellant’s residence; appellant was later charged and indicted for illegal
unlicensed casino gaming and gambling; appellant pled guilty on September 27, 2021;
and appellant was convicted of unlicensed casino gaming and gambling.
{¶6} Appellant alleged that, “at all times pertinent to this action, Defendants failed
to exercise ordinary care in that they did not properly advise Plaintiff, Roe, as to the
illegality of the gaming and casino operations at the NUNACC.” Further, appellant alleged
that appellees breached their duty to exercise ordinary care with the knowledge, skill, and
ability normally possessed and exercised by lawyers representing clients in gaming and
casino operations which “resulted in criminal charges and convictions”; and, as a
proximate cause of this breach, appellant suffered loss of economic harm, deprivation of Tuscarawas County, Case No. 2023 AP 06 0037 4
liberty, mental anguish, emotional and physical suffering, and was unable to maintain
employment.
{¶7} Appellees filed a motion for summary judgment on January 26, 2023,
arguing that appellant’s legal malpractice claim is barred by the one-year statute of
limitations. Appellees attached the following to their motion for summary judgment: a
certified copy of the criminal indictment filed against appellant for possession of heroin,
illegal unlicensed casino gaming, and gambling dated March 3, 2021; a certified copy of
the summons on indictment stating that appellant was personally served with the
indictment on March 10, 2021; and a certified copy of the notice of appearance of counsel
for appellant’s criminal attorney dated March 17, 2021 and filed March 22, 2021.
{¶8} Appellant filed a response to the motion for summary judgment on February
23, 2023, arguing the statute of limitations had not passed because the “cognizable event”
was the conviction rather than the indictment. Appellant attached his affidavit to a sur-
reply to the motion for summary judgment. Appellant averred the following: he received
an e-mail on December 10, 2019 from Dudgeon advising him he “should be good to go”;
Dudgeon mailed a letter to the city manager of Steubenville on March 9, 2020 advising
him the slot machines should be permitted; he operated casino and gaming operations
until the NUNACC was raided by law enforcement and he was arrested on October 21,
2020; in March of 2021, he was indicted; in March of 2021, he hired attorneys from
another firm to defend him with regard to the criminal charges; he had been advised by
Dudgeon that it was legal and permissible for him on behalf of the NUNACC to engage in
gaming and casino operations at NUNACC; based on this advice, he believed he had a
valid defense to the criminal charges; he “later learned” about the letter from the law Tuscarawas County, Case No. 2023 AP 06 0037 5
director of Steubenville to Dudgeon dated May 28, 2020; Dudgeon never relayed or
conveyed to him the letter she received on May 28, 2020; on September 27, 2021, when
it became clear to him that he had no defense to the charged offenses, he pled guilty;
and he first realized the advice he received from Dudgeon was wrong on September 27,
2021.
{¶9} The trial court issued a judgment entry on May 23, 2023 granting appellees’
motion for summary judgment. The trial court found that either the raid and arrest in
October, or the indictment in March of 2021, put appellant on notice of “injury related to
his attorney’s act.” The trial court reasoned that a raid, arrest, indictment, and the need
to hire criminal defense counsel would put an objective and reasonable person on notice
that the prior attorney’s advice was not correct, and prompt an investigation.
{¶10} Appellant appeals the May 23, 2023 judgment entry of the Tuscarawas
County Court of Common Pleas, and assigns the following as error:
{¶11} “I. THE TRIAL COURT ERRED WHEN IT GRANTED SUMMARY
JUDGMENT TO APPELLEES BECAUSE GENUINE ISSUE OF MATERIAL FACT EXIST
AS TO WHEN A COGNIZABLE EVENT OCCURRED THEREBY TRIGGERING THE
STATUTE OF LIMITATIONS FOR APPELLANT TO HAVE FILED HIS COMPLAINT FOR
LEGAL MALPRACTICE.”
Summary Judgment Standard
{¶12} Civil Rule 56 states, in pertinent part:
Summary judgment shall be rendered forthwith if the pleadings, depositions,
answers to interrogatories, written admissions, affidavits, transcripts of
evidence, and written stipulations of fact, if any, timely filed in the action, Tuscarawas County, Case No. 2023 AP 06 0037 6
show that there is no genuine issue of material fact and that the moving party
is entitled to judgment as a matter of law. No evidence or stipulation may be
considered except as stated in this rule. A summary judgment shall not be
rendered unless it appears from the evidence or stipulation, and only from
the evidence or stipulation, that reasonable minds can come to but one
conclusion and that conclusion is adverse to the party against whom the
motion for summary judgment is made, that party being entitled to have the
evidence or stipulation construed most strongly in the party’s favor. A
summary judgment, interlocutory in character, may be rendered on the issue
of liability alone although there is a genuine issue as to the amount of
damages.
{¶13} A trial court should not enter summary judgment if it appears a material fact
is genuinely disputed, nor if, construing the allegations most favorably towards the non-
moving party, reasonable minds could draw different conclusions from the undisputed
facts. Hounshell v. Am. States Ins. Co., 67 Ohio St.2d 427, 424 N.E.2d 311 (1981). The
court may not resolve any ambiguities in the evidence presented. Inland Refuse Transfer
Co. v. Browning-Ferris Inds. Of Ohio, Inc., 15 Ohio St.3d 321, 474 N.E.2d 271 (1984). A
fact is material if it affects the outcome of the case under the applicable substantive law.
Russell v. Interim Personnel, Inc., 135 Ohio App.3d 301, 733 N.E.2d 1186 (6th Dist.
1999).
{¶14} When reviewing a trial court’s decision to grant summary judgment, an
appellate court applies the same standard used by the trial court. Smiddy v. The Wedding Tuscarawas County, Case No. 2023 AP 06 0037 7
Party, Inc., 30 Ohio St.3d 35, 506 N.E.2d 212 (1987). This means we review the matter
de novo. Doe v. Shaffer, 90 Ohio St.3d 388, 2000-Ohio-186, 738 N.E.2d 1243.
I.
{¶15} In his assignment of error, appellant contends the trial court committed error
in finding the statute of limitations barred his legal malpractice claim. Appellant contends
the statute of limitations began to run when the sentencing entry was filed in his criminal
case. Appellees argue the trial court’s determination was correct and the statute of
limitations began to run when the criminal indictment was filed against appellant.
{¶16} Appellant’s complaint is an action in legal malpractice. To state a cause of
action for legal malpractice in Ohio, a plaintiff must show: “(1) the attorney owed a duty
or obligation to the plaintiff; (2) there was a breach of that duty or obligation and the
attorney failed to conform to the standard required by law; and (3) there is a causal
connection between the conduct complained of and the resulting damage or loss.” Vahila
v. Hall, 77 Ohio St.3d 421, 674 N.E.2d 1164 (1997).
{¶17} With respect to a claim for legal malpractice, R.C. 2305.11(A) provides that
“an action for legal malpractice against an attorney or law firm or legal professional
association shall be commenced within one year after the cause of action accrued.” The
determination of the date of accrual of a cause of action for legal malpractice is a question
of law that is reviewed de novo on appeal. Bowman v. Tyack, 10th Dist. Franklin No.
08AP-815, 2009-Ohio-1331; Getch v. Jeffrey T. Orndorff Co., LPA, 11th Dist. Geauga No.
2012-G-3120, 2013-Ohio-3973.
{¶18} The Ohio Supreme Court has provided the following standard to determine
when the one-year statute of limitations commences to run for legal malpractice actions: Tuscarawas County, Case No. 2023 AP 06 0037 8
Under R.C. 2305.11(A), an action for legal malpractice accrues and the
statute of limitations begins to run when there is a cognizable event whereby
the client discovers or should have discovered that his injury was related to
his attorney’s act or non-act and the client is put on notice of a need to pursue
his possible remedies against the attorney or when the attorney-client
relationship for that particular transaction or undertaking terminates,
whichever is later.
{¶19} Zimmie v. Calfee, Halter and Griswold, 43 Ohio St.3d 54, 538 N.E.2d 398
(1989).
{¶20} The Court noted this standard is based upon the “discovery rule.” Pursuant
to the discovery rule, “constructive knowledge of facts, rather than actual knowledge of
their legal significance, is enough to start the statute of limitations * * *.” Cicchini v. Streza,
160 Ohio App.3d 189, 2005-Ohio-1492, 826 N.E.2d 379 (5th Dist.), citing Flowers v.
Walker, 63 Ohio St.3d 546, 589 N.E.2d 1284 (1992). The Court reasoned that utilizing
the discovery rule places parties in legal malpractice actions on the same footing as
parties in other types tort litigation. Flowers v. Walker, 63 Ohio St.3d 546, 589 N.E.2d
1284 (1992). For example, “in an auto accident, additional time is not given to discover
whether the tire was defective or learn the identity of the manufacturer.” Id.
{¶21} Here, there is no dispute that the attorney-client relationship between
appellant and appellees ended, at the latest, in March of 2021. Therefore, because the
attorney-client relationship ended more than one year before appellant filed his legal
malpractice claim, we must focus on the cognizable-event prong of the Zimmie test.
Pursuant to Ohio Supreme Court precedent, the question that must be answered is: when Tuscarawas County, Case No. 2023 AP 06 0037 9
should appellant have known that he may have had an injury caused by appellees?
Zimmie v. Calfee, Halter and Griswold, 43 Ohio St.3d 54, 538 N.E.2d 398 (1989); Smith
v. Barclay, 10th Dist. Franklin No. 11AP-798, 2012-Ohio-5086.
{¶22} The Supreme Court listed several criteria to determine the date of an injury
for purposes of determining when a cause of action accrues: when the injured party
became aware, or should have become aware, of the extent and seriousness of his or
her alleged legal problem; whether the injured party was aware, or should have been
aware, that the damage or injury alleged was related to a specific legal transaction or
undertaking previously rendered him or her; and whether such damage or injury would
put a reasonable person on notice of the need for further inquiry as to the cause of such
damage or injury. Zimmie v. Calfee, Halter and Griswold, 43 Ohio St.3d 54, 538 N.E.2d
398 (1989); Omni-Food & Fashion, Inc. v. Smith, 38 Ohio St.3d 285, 528 N.E.2d 941
(1988).
{¶23} Appellant contends both in his affidavit and appellate brief that he did not
discover or realize the extent of the injury until his conviction. However, the standard is
not that of the subjective belief of each particular plaintiff. Rather, in determining the date
of a cognizable event, an objective and reasonable person standard is utilized. “The
focus is on what the client is or should have been aware of and how a reasonable person
would react under the circumstances.” Kinasz v. Dickson, 8th Dist. Cuyahoga No.
106068, 2018-Ohio-1754, citing Flowers v. Walker, 63 Ohio St.3d 546, 589 N.E.2d 1284
(1992); Zimmie v. Calfee, Halter and Griswold, 43 Ohio St.3d 54, 538 N.E.2d 398 (1989).
{¶24} Appellant argues he did not incur damages until his conviction. However,
the Ohio Supreme Court has held that a plaintiff in a legal malpractice action may seek Tuscarawas County, Case No. 2023 AP 06 0037 10
damages in the form of fees incurred in connection with a subsequently-retained
attorney’s representation if those fees were incurred to rectify, or attempt to rectify, the
damage the defendant-attorney caused the client. Paterek v. Petersen & Ibold, 118 Ohio
St.3d 503, 2008-Ohio-2790, 890 N.E.2d 316; Krahn v. Kinney, 43 Ohio St.3d 103, 538
N.E.2d 1058 (1989); see also Resor v. Dicke, 3rd Dist. Auglaize No. 2-22-28, 2023-Ohio-
4087. Appellant alleged in his complaint that, as a result of appellees’ breach which
resulted in criminal charges and convictions, he sustained economic loss, deprivation of
liberty, mental anguish, and emotional and physical suffering. If appellees did breach
their duty, at least some of the damages appellant alleges in his complaint were sustained
regardless of whether he was convicted.
{¶25} Further, simply because appellant did not know the full extent of his
damages or injury until the conviction does not prevent the triggering of the statute of
limitations. The Ohio Supreme Court has specifically held that the statute of limitations
begins to run even if the damages may not be completely ascertainable at the time. The
Court stated, ““[we] do not believe that an injured person must be aware of the full extent
of the injury before there is a cognizable event. It is enough that some noteworthy event,
the cognizable event, has occurred which does or should alert a reasonable person” that
a questionable legal practice may have occurred. Zimmie v. Calfee, Halter and Griswold,
43 Ohio St.3d 54, 538 N.E.2d 398 (1989). As to appellant’s argument that he personally
did not know he suffered damages until his conviction, this argument is contradicted by
the Ohio Supreme Court’s holding that, “constructive knowledge of the facts rather than
actual knowledge of their legal significance” begins the statute of limitations running.
Flowers v. Walker, 63 Ohio St.3d 546, 589 N.E.2d 1284 (1992). Tuscarawas County, Case No. 2023 AP 06 0037 11
{¶26} Appellant additionally contends he did not suffer any injury until he was
actually convicted. However, in a legal malpractice claim, “injury” is not defined
monetarily. Id. Rather, it is defined in terms of notice, and can be actual or constructive.
Id. When the Tenth District specifically rejected the notion that a cognizable event occurs
only upon a showing of actual injury or damages, the plaintiff in that case appealed to the
Ohio Supreme Court, arguing a plaintiff in a legal malpractice claim is not put on notice
of a need to pursue possible remedies against the defendant-attorney until the underlying
trial court rules. Smith v. Barclay, 134 Ohio St.3d 1507, 2013-Ohio-1123, 984 N.E.2d
1101. The Ohio Supreme Court declined jurisdiction of the plaintiff’s appeal. Smith v.
Barclay, 134 Ohio St.3d 1507, 2013-Ohio-1123, 984 N.E.2d 1101.
{¶27} In his complaint, appellant alleged that, in March of 2020, Dudgeon sent the
letter as to the legality of appellant’s business and she advised appellant it was legal and
permissible for him to engage in gaming operations. Appellant alleged “at all times
pertinent to the action, [appellees] failed to exercise ordinary care in that they did not
properly advise Plaintiff, Roe, as to the illegality of the gaming and casino operations” and
that appellees breached their duty by lawyers “representing clients in gaming and casino
operations which resulted in criminal charges and convictions.” Further, that, as a
proximate cause of the breach resulting in criminal charges and convictions, he suffered
economic loss, mental anguish, emotion and physical suffering, and deprivation of liberty.
{¶28} In this case, the allegations in the complaint demonstrate appellant was “on
notice” of appellees allegedly questionable legal practices when the indictment was filed
in March of 2021. Appellant had to hire separate legal counsel at the time of the
indictment. An injured party does not need to be aware of the full extent of his or her Tuscarawas County, Case No. 2023 AP 06 0037 12
injury before the “cognizable event” triggers the statute of limitations. Zimmie; Smith v.
Barclay, 10th Dist. Franklin No. 11AP-798, 2012-Ohio-5086; Krzywicki v. Gay, 8th Dist.
Cuyahoga No. 105039, 2017-Ohio-5584 (an individual need not be fully aware of the
extent of his legal malpractice injuries to initiate the statute of limitations and knowledge
of a potential problem starts the statute to run). Rather, “knowledge of a potential problem
starts the statute to run, even when one does not know all the details.” Halliwell v. Bruner,
8th Dist. Cuyahoga No. 76933 (Dec. 14, 2000). It was not necessary for appellant to
know, with certainty, that appellees had committed a questionable legal practice.
Knowledge of potential legal malpractice is enough to trigger the statute of limitations
pursuant to Zimmie. When the indictment was filed, a reasonable and objective person
would have knowledge of a potential problem with appellees’ legal advice. Even if
appellant learned more information regarding his legal malpractice claim at a later date,
appellant should have been alerted to the fact that appellees may have committed an
improper act and further investigation was needed at the time of the indictment.
{¶29} Appellant’s denial of knowledge of injury until his conviction is “tested
against the standard of whether in the exercise of reasonable diligence, the plaintiff
should have known about the alleged malpractice earlier.” Woodrow v. Heintschel, 194
Ohio App.3d 391, 2011-Ohio-1840, 956 N.E.2d 85 (6th Dist. Lucas). “Reasonable
diligence” entails “some effort by the client to dispel his confusion, doubt, or suspicions.”
Id. Here, the indictment put appellant on notice to investigate the facts and circumstances
relevant to his malpractice claim in order to pursue his remedies.
{¶30} Appellant also contends a judicial determination is required before he was
on notice of his potential claim against appellees. However, courts have consistently held Tuscarawas County, Case No. 2023 AP 06 0037 13
that a cause of action does not accrue when actual damages occur as the result of some
judicial determination, but accrues when the client knew or should have known that a
questionable legal practice may have occurred and a client might need to pursue
remedies against his attorney. Smith v. Barclay, 10th Dist. Franklin No. 11AP-798, 2012-
Ohio-5086 (cognizable event was not when court granted motion for summary judgment,
but was when the motion for summary judgment was filed regardless of whether a
questionable legal practice had been definitively established), appeal not accepted, Smith
v. Barclay, 134 Ohio St.3d 1507, 2013-Ohio-1123, 984 N.E.2d 1101; Szabo v. Goestch,
8th Dist. Cuyahoga No. 99125, 2007-Ohio-1147 (client’s claim not tolled until actual court
decision); Griggs v. Bookwalter, 2nd Dist. Montgomery No. 21220, 2006-Ohio-5392 (“the
Ohio Supreme Court has never held that a party must be aware or suffer the full extent
of his injury before there is a cognizable event triggering the statute of limitations in a
legal malpractice action”); Sesto v. Perduk, 9th Dist. Summit No. 23797, 2008-Ohio-664
(appellants argued they suffered no injury until their case was dismissed by the court, but
court of appeals held the cognizable event was when the motion to dismiss was filed and
client contacted a second attorney; held that if a judgment from the trial court was required
to begin running the statute of limitations, the factual analysis called for in Zimmie would
be unnecessary); Jackson v. Greger, 2nd Dist. Montgomery No. 23571, 2010-Ohio-3242
(appellant argued no damages until court ruled on collateral estoppel; court of appeals
disagreed); Lintner v. Nuckols, 12th Dist. Preble No. CA2003-10-020, 2004-Ohio-3348 (a
letter was a cognizable event rather than the trial court’s determination that the appellants
had no coverage under insurance policies); Taylor v. Oglesby, 6th Dist. Lucas No. L-05-
1064, 2006-Ohio-1225 (cognizable event was when criminal defendant filed motion to Tuscarawas County, Case No. 2023 AP 06 0037 14
reopen their criminal case, not when the trial court granted the motion to reopen); Gullatte
v. Rion, 145 Ohio App.3d 620, 763 N.E.2d 1215 (2nd Dist. Montgomery 2000) (cognizable
event was when appellant filed his motion for relief from judgment, not when the motion
was ruled on); Smith v. Candiello, 6th Dist. Lucas No. L-15-1125, 2016-Ohio-844
(cognizable event was when criminal defendant filed motion to vacate rather than date
conviction was vacated by judgment entry); McGlothin v. Schad, 194 Ohio App.3d 669,
2011-Ohio-3011, 957 N.E.2d 810 (12th Dist. Warren) (cognizable event was criminal
defendant’s filing of motion for reopening, not date of judgment entry); Getch v. Jeffrey T.
Orndorff Co., LPA, 11th Dist. Geauga No. 2012-G-3120, 2013-Ohio-3973 (rejecting
appellant’s argument that cognizable event was the date when the trial court granted the
motion to withdraw); Cotterman v. Arnebeck, 10th Dist. Franklin No. 11AP-687, 2012-
Ohio-4302 (cognizable event is not dependent upon a judicial determination).
{¶31} Courts have rationalized that requiring a judicial determination to be the
“cognizable event” would extend the statute of limitations indefinitely, since a client could
argue there was no injury until they exhausted the last possible resort for appeal. Smith
v. Barclay, 10th Dist. Franklin No. 11AP-798, 2012-Ohio-5086. In Zimmie, the Court
commented that since the appellant was no longer represented by the firm he accused of
malpractice, requiring him to wait until the underlying case was resolved would not
interfere with his current attorney-client relationship, and the appellant could have
requested a stay in the legal malpractice case until there was final judgment in the
underling case. Zimmie v. Calfee, Halter and Griswold, 43 Ohio St.3d 54, 538 N.E.2d
398 (1989). Tuscarawas County, Case No. 2023 AP 06 0037 15
{¶32} The factual scenario in this case is different from cases in which a criminal
defendant alleges the attorney representing him in a criminal case breaches his duty
during this representation. When the cause of action clearly goes to the representation
provided or actions taken by the attorney during the pendency of the criminal case, the
cause of action accrues, at the latest, when the criminal defendant is convicted of the
charge. Smith v. Conley, 109 Ohio St.3d 141, 2006-Ohio-2035, 846 N.E.2d 509 (since
client’s allegations of negligence pertained to actions taken by his attorney during the
pendency of the criminal case, the date of the conviction is the date the client should have
known of questionable legal practice); Collins v. Morgan, 8th Dist. Cuyahoga No. 68680,
1995 WL 680923 (Nov. 16, 1995); Mackey v. Luskin, 8th Dist. Cuyahoga No. 88874,
2007-Ohio-5844 (cognizable event for attorneys defending defendant in homicide case
was conviction date, not date appeals court issued its opinion); Caston v. Bailey, 6th Dist.
Erie No. E-03-008, 2003-Ohio-4727 (conviction is cognizable event for defendant who
alleges his criminal trial counsel committed malpractice during trial). However, in this
unique factual scenario, the cause of action does not pertain to the representation or
actions taken by the attorney during the pendency of the criminal case. It pertains to
representation and actions taken prior to appellant’s arrest, indictment, and conviction.
{¶33} Appellant cites the case of Burks v. Peck, Shaffer & Williams, in support of
his argument. 109 Ohio App.3d 1, 671 N.E.2d 1023 (8th Dist. 1996). In Burks, the client
brought a legal malpractice action stating the attorney failed to advise him of the conflict
between state bond law and a federal subsidy payment scheme, which led to the client’s
indictment. Id. The attorneys in the case argued the cognizable event occurred earlier
than the indictment date because the legal advice was rendered years earlier, and the Tuscarawas County, Case No. 2023 AP 06 0037 16
client was aware of the conflict in law years prior to the indictment. Id. The Court of
Appeals reversed the trial court’s dismissal of the claim, finding there was an issue of fact
as to whether the client knew or should have known the injury (the indictment) was related
to his attorneys’ act or non-act prior to the indictment date.
{¶34} We first note that one of the primary reasons that the Eighth District in the
Burks case reversed the case is because the court felt the issue “was more appropriately
tested using a motion for summary judgment instead of a motion to dismiss” as was filed
in Burks. Id. In this case, the issue was decided on a motion for summary judgment
rather than a motion to dismiss. Additionally, we find the Burks case is factually different
from this case, and the Burks court did not hold that a conviction was required for injury
as opposed to an indictment. Rather, Burks’ complaint was filed within one year of his
indictment. The Eighth District stated the indictment itself was the “injury.” The question
was whether the cognizable event occurred prior to the indictment. The trial court in this
case found the cognizable event was the indictment, not the raid or the arrest or other
action prior to the indictment. Accordingly, we find the Burks case distinguishable from
the instant case.
{¶35} We agree with the trial court that the indictment and need to hire separate
criminal counsel in March of 2021 would put an objective and reasonable person on notice
that the prior attorney’s advice may not be correct and prompt an investigation. We find
the trial court did not commit error in determining the cognizable event that triggered the
accrual of appellant’s cause of action was the indictment. Because appellant’s cause of
action accrued more than one year prior to the date upon which he commenced the action Tuscarawas County, Case No. 2023 AP 06 0037 17
for legal malpractice, his cause of action is time-barred. Accordingly, the trial court
correctly granted summary judgment in favor of appellees.
{¶36} Based on the foregoing, appellant’s assignment of error is overruled. The
May 23, 2023 judgment entry of the Tuscarawas County Court of Common Pleas is
affirmed.
By Delaney, P.J., and
Baldwin, J., concur;
King, J., concurs
separately Tuscarawas County, Case No. 2023 AP 06 0037 18
King, J. concurs separately,
{¶ 37} The majority opinion is thorough, and it reaches the right conclusion as to
when a legal malpractice claim accrues in most cases. But I find this case is
distinguishable from many of those cited in the court’s opinion. Here, Appellant claimed
the Steubenville Law Director informed his former legal counsel in a letter that the
proposed gaming operations were illegal and that counsel should inform Appellant of this
conclusion. Appellant claims that he was never informed, and only gained knowledge of
the May 28, 2020 letter after criminal proceedings against him began. Appellee does not
appear to deny Appellant's claim.
{¶ 38} In Perkins v. Falke & Dunphy, L.L.C., 2nd Montgomery No. 25162, 2012-
Ohio-5799, the Second District addressed whether the doctrines of equitable tolling via
fraudulent concealment and equitable estoppel applied so as to extend the statute of
limitations in a legal malpractice claim. Id. ¶ 10-12. Although the court in Perkins held the
statute was not tolled, the facts here suggest a different outcome.
{¶ 39} Here, the apparent concealment of the letter was arguably the proximate
cause that led to Appellant’s arrest and later conviction. And there is no doubt the harm
Appellant suffered as a result of that concealment was great in the loss of reputation,
property, and liberty. Moreover, the former legal counsel’s alleged wrongful actions put
Appellant in a position where he would have to simultaneously defend himself in a criminal
proceeding and litigate a legal malpractice claim. This is the kind of "compelling case that
would justify a departure from established procedure." Id. ¶ 12.
{¶ 40} Although Appellant raised the concealment of the letter in his brief, it was in
support of his argument that the legal malpractice action accrued at conviction rather than Tuscarawas County, Case No. 2023 AP 06 0037 19
an argument for any type of equitable tolling. In light of the arguments before the court, I
therefore concur in judgment only.