Roe v. Attorney General of the Commonwealth

10 Mass. L. Rptr. 709
CourtMassachusetts Superior Court
DecidedNovember 23, 1999
DocketNo. 99-2706-H
StatusPublished

This text of 10 Mass. L. Rptr. 709 (Roe v. Attorney General of the Commonwealth) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roe v. Attorney General of the Commonwealth, 10 Mass. L. Rptr. 709 (Mass. Ct. App. 1999).

Opinion

Gants, J.

On November 17, 1983, the plaintiff, who uses the pseudonym Ron Roe (“Roe”) in this action, pleaded guilty in the Circuit Court of the Seventeenth Judicial Circuit in Broward County, Florida to indecent assault in violation of Fla. Stat. ch. 800.04(1979). The Court, however, entered an Order Withholding Adjudication of Guilt and Placing Defendant on Probation, which declared:

It appearing to the satisfaction of the Court that you are not likely again to engage in a criminal course of conduct, and that the ends of justice and the welfare of society do not require that you should presently be adjudged guilty and suffer the penalty authorized by law;
Now, therefore, it is ordered and adjudged that the adjudication of guilty and imposition of sentence are hereby withheld, and that you are hereby placed on probation for a period of five (5) years under the supervision of the Department of Corrections . . .

Even though the Court ostensibly sentenced Roe to probation, for all practical purposes the true sentence was six months in jail and 4Vi years on probation, since the Court included among the “conditions of probation” that Roe serve six months in the Broward County Jail.

Roe, now a resident of Massachusetts, moves for a preliminary injunction to bar the defendants from enforcing against him the newly amended Sex Offender Registration and Community Notification Act (“the Sex Offender Act” or “Act”), St. 1999, c. 74. Specifically, he seeks to enjoin the defendants “from disseminating information, instituting prosecution or otherwise enforcing G.L.c. 6, §§178C-1780 against [him] pending final adjudication of this matter.” Amended Verified Complaint for Declaratory and Injunctive Relief at 5.

Roe crafts two lines of attack. First, he contends that he is not a “sex offender” under the Sex Offender Act, both because the crime he pleaded guilty to in Florida is not a “like offense” to any of the Massachusetts crimes defined as “sex offenses” and because the withholding of an adjudication of guilt means that he was not “convicted” of even that Florida offense. Second, he contends that, even if he were a “sex offender,” the Act may not be enforced against him because it is unconstitutional under the Massachusetts Declaration of Rights and the United States Constitution. As detailed below, this Court need not reach the constitutional arguments, because it preliminarily finds that Roe is not a “sex offender” under the Act and therefore ALLOWS his motion for a prehminary injunction.

Roe was charged in Florida in a criminal information with two counts of indecent assault and pleaded guilty to one of those counts; the other was nolle prossed. The information to which he pleaded guilty alleged that, between May 1, 1982 and September 26, 1982, Roe:

did handle, fondle or make an assault upon Michael . . . , a child under the age of fourteen (14) years, in a lewd, lascivious or indecent manner, by placing his mouth on the exposed penis of Michael. . . and masturbating himself in the presence of Michael . . . , contrary to F.S. 800.04.

The statute under which he was indicted, Fla. Stat. ch. 800.04, made it a second-degree felony to “handle, fondle, or make an assault upon any child under the age of 14 years in a lewd, lascivious, or indecent manner, or [to] knowingly commit any lewd or lascivious act in the presence of such child, without the intent to commit sexual battery.” Fla. Stat. ch. 800.04 (1979).1 Court records do npt reveal whether Roe pleaded guilty to the indecent touching, or to masturbating in the presence of a child, or to both. Either act, under Florida law, is sufficient to support a guilty finding. Nor does there appear any reasonable likelihood of obtaining a tape recording or transcript of the plea colloquy to determine precisely what conduct he pleaded guilty to committing. While it may be possible to make an informed finding on this issue, whether through affidavits of the presiding judge, the case [710]*710prosecutor, the family of the victim, or the defendant himself, no such affidavits have been filed with this motion. Consequently, this Court presently does not know whether Roe pleaded guilty to an indecent touching of a child or simply the lewd and lascivious touching of himself in the presence of a child.

While it may not matter under Florida law which act or acts he admitted to at the plea hearing, since he is guilty of an indecent assault in violation of Fla. Stat. ch. 800.04 if he committed either, it matters a great deal under Massachusetts law in determining whether Roe is a “sex offender” who must register under the Sex Offender Act. Under G.L.c. 6, §178C, as amended by Section 2 of the Act, St. 1999, c. 74, a “sex offender” is defined as “a person who resides or works in the commonwealth and who has been convicted or a sex offense ...” A “sex offense” is defined to include an indecent assault and battery on a child under 14, in violation of M.G.L.c. 265, §13B, “or a like violation of the laws of another state ...” Id. Open and gross lewdness and lascivious behavior, in violation of M.G.L.c. 272, §16, do not constitute a “sex offense” unless it is a second conviction of this offense. Id. There is no evidence that this is a second conviction for Roe. Regardless, the defendants concede that the act of masturbating in front of a child would be equivalent to open and gross lewd and lascivious behavior under Massachusetts law. Consequently, there is no dispute that Roe is not a “sex offender” if he pleaded guilty only to masturbating in front of a child and not to indecently touching that child.

The issue before this Court is whether Roe, having pleaded guilty to an offense in Florida that may or may not constitute the offense in Massachusetts of indecent assault and battery on a child under 14, in violation ofM.G.L.c. 265, §13B, mustregister as a “sex offender” under the Sex Offender Act. The Commonwealth contends that he must register if he admitted to the indecent touching at the plea hearing. Since Roe cannot demonstrate a likelihood of showing at trial that he did not plead guilty to this indecent touching, the Commonwealth insists that this preliminary injunction must be denied. See Packaging Industries Group, Inc. v. Cheney, 380 Mass. 609, 616-17 (1980) (setting forth the three-part balancing test a court must use in determining whether to grant a preliminary injunction, of which the first is the moving party’s likelihood of success on the merits). Roe contends that he is not required to register regardless of what was said at the plea hearing because the elements necessary to establish a violation of the Florida statute do not necessarily constitute a violation of any crime that would constitute a "sex offense” under Massachusetts law. Therefore, he contends, his violation of the Florida statute is not “a like violation of the laws of another state,” as required under G.L.c. 6, §178C. Stripped to its essence, the resolution of this issue depends upon what the Sex Offender Act means when it requires a person convicted of “a like violation of the laws of another state” to register as a “sex offender.” This is an issue of first impression in Massachusetts; this Court is not aware of any direct guidance on this issue from either the Legislature or an appellate court.

Before determining the meaning of that phrase, it is important to look at how that phrase fits within the overall context of the Sex Offender Act.

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Related

Commonwealth v. Lupo
476 N.E.2d 963 (Massachusetts Supreme Judicial Court, 1985)
Packaging Industries Group, Inc. v. Cheney
405 N.E.2d 106 (Massachusetts Supreme Judicial Court, 1980)

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Bluebook (online)
10 Mass. L. Rptr. 709, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roe-v-attorney-general-of-the-commonwealth-masssuperct-1999.