Rodriguez v. Smith

541 F.3d 1180, 2008 U.S. App. LEXIS 18918, 2008 WL 4070264
Court of Appeals for the Ninth Circuit·Decided September 4, 2008·No. 07-16014·Published·Cited by 32 cases

Opinions

Opinion by Judge RAWLINSON; Dissent by Judge RYMER.

RAWLINSON, Circuit Judge:

Petitioner-Appellee Jose Rodriguez (Rodriguez) filed a petition for writ of ha-beas corpus seeking an order directing the Bureau of Prisons (BOP) to immediately consider transferring Rodriguez to a Residential Re-entry Center (RRC)1 pursuant to the factors set forth in 18 U.S.C. § 3621(b), and without reference to certain BOP policies that he asserted contradict the- plain language and intent of § 3621(b). The district court granted the petition. Respondent-Appellant Warden Dennis Smith (Smith) appeals the district court’s order. We conclude that the BOP’s categorical exercise of discretion as promulgated in 28 C.F.R §§ 570.20 and 570.21 violates Congress’s intention- regarding the statutory inmate placement and transfer considerations the BOP must undertake, and we affirm the district court’s decision.

I. FACTS AND PROCEDURAL HISTORY

A. Factual Background

Rodriguez pled guilty to charges of conspiracy to distribute methamphetamine and money laundering, and, in April, 2001, was sentenced to 195 months in federal prison. His projected release date is November 11, 2013.

When Rodriguez was advised that he would not be eligible for consideration for RRC placement until 11-13 months immediately preceding his projected release date, he filed a petition for a writ of habeas corpus challenging the BOP regulations that prevented him from being immediately considered for RRC placement. The petition asserted that the BOP’s policy directly conflicts with 18 U.S.C. § 3621(b). Having served “over 60 percent” of his sentence, Rodriguez argued that he was eligible for consideration for a less restrictive placement.

The magistrate judge recommended that the district court grant the petition, stat[1182] ing: “[Although the BOP has discretion to refuse to place an inmate in a correctional facility, the exercise of discretion must be based at least in part on the specific factors outlined in § 3621(b), and the BOP regulations set forth in §§ 570.20 and 570.21 simply ignore those factors. As such,. the regulations contradict, rather than interpret, § 3621(b), and no deference is owed.” The magistrate judge also recommended that Smith “be [ordered] to consider the appropriateness of transferring [Rodriguez] to an RRC in light of the factors set forth in § 3621(b), not excluding any other factors deemed appropriate by the BOP, without reference to [the challenged] BOP policy ...”

The district court adopted the Findings and Recommendation and granted the petition. Smith filed a timely notice of appeal.

B. Statutory and Regulatory Background

Under 18 U.S.C. § 3621(b), the BOP has authority to designate the place of an inmate’s imprisonment.2 Prior to December 13, 2002, the BOP exercised its discretion to allow a prisoner to serve all or part of his imprisonment in an RRC. See 69 Fed.Reg. 51213 (Aug. 18, 2004). This practice came to an end following the issuance of a legal opinion by the Office of Legal Counsel (OLC) of the Department of Justice advising that § 3621(b) did not authorize the BOP to place an inmate in an RRC for the entire term of his sentence, because community confinement did not constitute imprisonment. Id. The OLC relied on 18 U.S.C. § 3624(c) and the OLC’s understanding that this section allowed placement in community confinement only during the last ten percent of the prison sentence being served. Id.

Accordingly, effective December 20, 2002, the BOP changed its procedure to limit the time during which an inmate was eligible for placement in an RRC to the final ten percent of his sentence, or six months, whichever was shorter. Id. However, the BOP’s “change was challenged in the Federal courts.” Id. Both the First and the Eighth Circuits invalidated this policy because it failed to recognize the [1183] BOP’s discretion to transfer an inmate to an RRC at any time, as provided in § 3621. See Goldings v. Winn, 383 F.3d 17, 24 (1st Cir.2004); see also Elwood v. Jeter, 386 F.3d 842, 847 (8th Cir.2004).

In response to these decisions, the BOP changed course. Contradicting its earlier position in 2002 that it lacked authority to place an inmate in an RRC prior to the end of the inmate’s sentence, the BOP recognized that it generally has discretion under § 3621(b) to place an inmate in an RRC at any time. See 69 Fed.Reg. 51213. However, the BOP elected to “exercise its discretion categorically to limit inmates’ community confinement to the last ten percent of the prison sentence being served, not to exceed six months.” Id.

The final rules were published as 28 C.F.R. §§ 570.20, 570.21 on January 10, 2005, see 70 F.R. 1659, 2005 WL 34181, and became effective on February 14, 2005.3 Id.

C. Other Circuit Court Decisions

Although this case raises an issue of first impression in this Circuit, as discussed below, five other circuits have directly addressed the matter. See Muniz v. Sabol, 517 F.3d 29 (1st Cir.2008); Levine v. Apker, 455 F.3d 71, 87 (2d Cir.2006); Woodall v. Fed. Bureau of Prisons, 432 F.3d 235, 244(3d Cir.2005); Fults v. Sanders, 442 F.3d 1088, 1091 (8th Cir.2006); and Wedelstedt v. Wiley, 477 F.3d 1160, 1161-62 (10th Cir.2007). The Second, Third, Eighth and Tenth Circuits have each concluded that Congress’s intent regarding inmate placement and transfer is clear from the plain language of 18 U.S.C. § 3621(b), and the BOP regulations establishing a categorical temporal limitation on eligibility for RRC placement contravene the plain meaning of the statute. Only the First Circuit has upheld the BOP regulations as an appropriate exercise of the BOP’s discretion.

Free access — add to your briefcase to read the full text and ask questions with AI

Rodriguez v. Smith, 541 F.3d 1180, 2008 U.S. App. LEXIS 18918, 2008 WL 4070264 (9th Cir. 2008).

541 F.3d 1180 (Rodriguez v. Smith) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Green v. Garza
M.D. Pennsylvania, 2025
Jackson v. Chestnut
D. Nevada, 2024
(HC) Holt v. Brewer
E.D. California, 2023
Bains v. Quay
M.D. Pennsylvania, 2021
Jiau v. Tews
N.D. California, 2021
Kaimana v. Kobayashi
D. Hawaii, 2020
Winifred Jiau v. Randy Tews
Ninth Circuit, 2020
Wardrick v. Federal Bureau of Prisons
District of Columbia, 2020
East Bay Sanctuary Covenant v. Donald Trump
909 F.3d 1219 (Ninth Circuit, 2018)
Daniel Rodriguez v. Paul Copenhaver
823 F.3d 1238 (Ninth Circuit, 2016)
Jasbir Toor v. Loretta E. Lynch
789 F.3d 1055 (Ninth Circuit, 2015)
United States v. Isai Saaib
585 F. App'x 440 (Ninth Circuit, 2014)
United States v. Oscar Ceballos
671 F.3d 852 (Ninth Circuit, 2011)
Wilson Thomas v. Neil Adler
443 F. App'x 280 (Ninth Circuit, 2011)
John Crim v. Neil Adler
430 F. App'x 580 (Ninth Circuit, 2011)
Coleman v. Estes Express Lines, Inc.
631 F.3d 1010 (Ninth Circuit, 2011)
Sacora v. Thomas
628 F.3d 1059 (Ninth Circuit, 2010)
Quan v. U.S. Bureau of Prisons
402 F. App'x 181 (Ninth Circuit, 2010)