Rockwell International Corp. v. United States

39 Cont. Cas. Fed. 76,651, 31 Fed. Cl. 70, 1994 U.S. Claims LEXIS 71, 1994 WL 135176
CourtUnited States Court of Federal Claims
DecidedApril 14, 1994
DocketNo. 91-1629C
StatusPublished

This text of 39 Cont. Cas. Fed. 76,651 (Rockwell International Corp. v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rockwell International Corp. v. United States, 39 Cont. Cas. Fed. 76,651, 31 Fed. Cl. 70, 1994 U.S. Claims LEXIS 71, 1994 WL 135176 (uscfc 1994).

Opinion

OPINION

HARKINS, Senior Judge.

Rockwell International Corporation seeks to recover, pursuant to 28 U.S.C. § 1498, reasonable and entire compensation for unauthorized use and manufacture by or for the United States of inventions covered by claims in a United States patent relative to anti-jamming radios which incorporate frequency hopping techniques as an electronics counter-countermeasure (ECCM). The complaint describes such anti-jamming frequency hopping radios as the kind incorporating the communications protocol known as SINCGARS (SINgle Channel Ground & Airborne Radio System).

[71]*71A series of corporate organizations have been involved in the patent. Plaintiffs predecessors-in-interest include North American Aviation Inc. (North American). In 1969, North American merged with Rockwell Corporation to form North American Rockwell Inc. Subsequently, the name was changed to Rockwell International Corporation.

The principal issues in the case concern whether the Government has a license under the patent, whether the patent is infringed by the SINCGARS radio system and/or any other frequency hopping communications system used by the Government, whether the patent is invalid, and, if there is liability, the amount of compensation due plaintiff.

Defendant asserts, as a defense, that it has an express, non-exclusive royalty-free license to practice the patent by virtue of provisions in contracts between plaintiff and the Army made during the period 1970-76. During pretrial procedures, the license issue was bifurcated from validity and infringement issues; a trial on the sole issue of Government’s license was held on June 29-30, 1993.

The contracts at issue were awarded by the United States Army Electronics Command (ECOM), Ft. Monmouth, New Jersey, an establishment principally engaged in the research, development and acquisition of communications and electronics equipment. During the 1970-76 time period, ECOM included a subordinate organization known as the Electronic Warfare (EW) Laboratory which was principally engaged in research and development of electronic counter-measure and electronic counter-countermeasure equipment.

FACTS

This case involves a series of transactions between the Government and plaintiff that were completed nearly 20 years ago. In the course of standard routine document retention procedures, both parties have destroyed the bulk of the documents that would shed light on the scope and purpose behind the Government’s asserted license. During pretrial procedures, the parties filed a stipulation that contains 42 statements of fact. The findings of fact stipulated by the parties have been accepted and adopted, but are not repeated here. The following findings of fact control the decision on the license issue. Facts additional to the stipulated facts are included.

1. Patent Application No. 607,854 (application ’854) was filed January 6, 1967. The application was placed under secrecy order on October 5, 1967, and the order was rescinded on November 30, 1976. Patent No. 4,066,964 (patent ’964 or the Costanza patent) was issued on January 3,1978; the designated assignee is Rockwell International Corporation. Application ’854 listed as inventors Samuel T. Costanza and five other individuals.

2. The inventors were employed in North American’s Rocketdyne Autonetics Space & Information Division, located in Anaheim, California. At the time the patent application was filed, the Rocketdyne Autonetics Division, and possibly other North American divisions, had contracts with the National Aeronautics and Space Administration (NASA) relative to the Apollo Program.

3. In the early 1960’s, North American’s Rocketdyne Autonetics Space and Information Division initiated a program to develop a communication system with improved anti-jamming capabilities. The program was known as RASCAL (Random Access Secure Communication Anti-Jam Link). The RASCAL system employed a frequency hopping communication technique for anti-jamming purposes. The ’964 patent describes a frequency hopping radio communication system that incorporated the RASCAL technology.

4. The RASCAL program management promoted the use of RASCAL technology to various government agencies as well as other corporations. Until 1970, these marketing efforts relative to RASCAL technology were unsuccessful.

5. On August 12, 1966, the Autonetics Division submitted an unsolicited proposal to the Rome Air Development Center (RADC) for a proposed test program designed to demonstrate the capability of a multiple access communication system developed by North American known as RASCAL. The proposal was that a limited test be assembled [72]*72employing four RASCAL transceivers and a transponder relay already in existence as a result of a North American company-sponsored developmental program. The unsolicited proposal contained the following data restriction:

This data furnished in response to RFP No. _ shall not be disclosed outside the Government or be duplicated used or disclosed in whole or in part for any purpose other than to evaluate the proposal; provided, that if a contract is awarded to this offeror as a result of or in connection with the submission of such data, the Government shall have the right to duplicate, use, or disclose this data to the extent provided in the contract. This restriction does not limit the Government’s right to use information contained in such data if it is obtained from another source.

No contract was awarded for a demonstration of RASCAL equipment under this unsolicited proposal.

6. At the beginning of 1967, four prototype transceivers employing certain RASCAL techniques had been built, and operation and design of these prototypes were demonstrated in cooperation with the Navy.

7. By letter dated April 13, 1967, RASCAL management sought corporate approval to propose a license of the present RASCAL configuration to a large European manufacturer of communications equipment. The request stated its intent was to obtain an initial fee and a continuing royalty on systems and spare parts thereof to defray some of the total company investment in the equipment.

8. On September 27, 1967, another proposal was submitted to RADC. The proposal was captioned: Modulation Techniques for Intra-base Communication. This proposal included the following data restriction:

This data, furnished in connection with Request for Proposals No. F30602-68-Q-0097 _, shall not be disclosed outside the Government and shall not be duplicated, used, or disclosed in whole or in part for any purpose other than to evaluate the proposal; provided, that if a contract is awarded to this "offeror as a result of or in connection with the submission of this data, the Government shall have the right to duplicate, use, or disclose the data to the extent provided in the contract. This restriction does not limit the Government’s right to use the information contained in the data if it is obtained from another source without restriction. The data subject to this restriction is contained in Pages 5, 6, 7, 8 and the Appendix.

No contract was awarded on this proposal for a demonstration of RASCAL technology.

9.

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39 Cont. Cas. Fed. 76,651, 31 Fed. Cl. 70, 1994 U.S. Claims LEXIS 71, 1994 WL 135176, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rockwell-international-corp-v-united-states-uscfc-1994.