Rockefeller v. Powers

74 F.3d 1367
CourtCourt of Appeals for the Second Circuit
DecidedDecember 21, 1995
DocketNos. 1283, 1443 and 1444, Docket Nos. 95-9189, 95-9213 and 95-9267
StatusPublished
Cited by19 cases

This text of 74 F.3d 1367 (Rockefeller v. Powers) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rockefeller v. Powers, 74 F.3d 1367 (2d Cir. 1995).

Opinion

JACOBS, Circuit Judge:

The New York Republican State Committee will hold a primary on March 7, 1996 in which it will select its delegates to the 1996 Republican National Convention. The rules of the National Republican Party mandate that three convention delegates are to be elected in each congressional district. To be eligible for the ballot under New York law, delegate candidates need to collect signatures from the lesser of five percent or 1250 of the enrolled Republicans in the delegates’ congressional district. The United States District Court for the Eastern District of New York (Korman, J.) issued an injunction on December 1,1995, striking down the “five percent or 1250” rule as a violation of the Fourteenth Amendment’s Equal Protection Clause and instituting in its place a “1.41 percent or 1250” rule. See Rockefeller v. Powers, 909 F.Supp. 863 (E.D.N.Y.1995).1 The question presented is whether the injunction should be upheld.

The Republican State Committee moved for an expedited appeal, so that delegate candidates who were in the process of collecting signatures for nominating petitions due on January 4, 1996, would know what the signature requirement was. On December 5, 1995, we granted the motion to expedite the appeal. On December 21, 1995, after oral argument, we vacated the injunction and announced that an opinion would follow.

I

The plaintiffs are enrolled New York Republicans, residing in the Tenth, Eleventh, Twelfth, and Fourteenth congressional dis[1370]*1370tricts.2 On November 13, 1995, they sued the New York State Board of Elections, the New York City Board of Elections, four county boards of elections, the New York Republican State Committee, the commissioners of all these bodies, and the Republican National Committee. The plaintiffs al- . leged in their complaint that the ballot access rules for the 1996 New York Republican presidential primary election — requiring petitions signed by the lesser of five percent or 1250 registered Republicans in each congressional district — violate their equal protection and First Amendment rights.3 A clear understanding of those rules and their source is essential for a proper resolution of this ease.

In presidential election years, the National Republican Party holds a convention at which it chooses its nominees for President and Vice-President, adopts a platform expressing Party policy positions, and takes care of internal Party affairs. Among other things, the delegates adopt the rules that govern delegate selection for the next convention. The rules adopted at the 1992 Convention provide that each state may send to the 1996 Convention six at-large delegates, several “victory bonus” delegates (assigned to states that voted Republican in the 1992 presidential election or that have prominent or numerous Republican officeholders), and three delegates “for each Representative” in the House of Representatives. Rules of the Republican Party (1992), Rule 31(a)(2). These last delegates “shall be elected by each [] Congressional district.” Id. Rule 32(b)(5). All delegates “shall be elected ... [i]n accordance with any applicable laws of a state, insofar as the same are not inconsistent with these rules.” Id. Rule 32(a)(1).

On August 8, 1995, the New York Legislature adopted Sessions Law 586 to govern the selection of delegates to national political party conventions in 1996. 1995 N.Y.Laws 586. Political parties must conduct their delegate selection processes under either section 2 or section 3 of the law. Id. § 1.

Section 3, the path traditionally associated with the Democratic Party, we are told, gives three choices: one, the party can select its delegates by holding a statewide presidential primary “in which the names of candidates [for President] appear on the ballot,” id. § 3(1)(a); two, it can hold direct elections for delegates in each congressional district, id. § 3(1)(b); three, it can decide on the party’s nominee by an internal party meeting or convention. Id. § 3(1)(c). If it chooses to elect delegates directly by congressional districts, delegate candidates must file petitions signed by the least of (i) 1,000 of the enrolled party voters in their district, (ii) 0.5 percent of such voters, or (iii) a number of such voters equal to 0.5 percent of all votes cast in the district in the 1992 New York Democratic presidential primary. Id. § 3(6)(c). None of the provisions of section 3 is challenged here.

Section 2, we are told, is the provision traditionally associated with the Republican Party, and it was in fact the one chosen by the Republican State Committee for its 1996 primary. Section 2, once chosen by the political party, requires that delegates be selected in direct elections conducted in each congressional district. Id. § 2(2)(a). When filing their candidacies under section 2, delegates either declare their alignment with a particular presidential candidate or declare themselves “uncommitted.” Id. § 2(4)(a). Their allegiance to a presidential candidate or then-uncommitted status is shown on the ballot next to their names. Id. § 2(4)(e). The business end of section 2 states: “Except as provided in this section and party rules and regulations, the provisions of the election law shall apply to elections conducted pursuant to this section.” Id. § 2(6).

Neither section 2 of Sessions Law 586 nor the Republican Party rules and regulations say anything about the signature require[1371]*1371ments for placing delegate slates on the ballot. Therefore, “the provisions of the [New York State] election law” dealing with signature requirements apply to the 1996 Republican Party primary.4 Specifically, section 6-136 of New York Election Law provides that candidates “[f]or any office to be filled by all the voters of any congressional district” need to file petitions with signatures from five percent or 1250 of enrolled party voters from the district, whichever is less. N.Y.Elec.Law § 6-136(2)(g) (McKinney 1995). This numerical requirement is applied to party convention delegates, on a permissive basis, by section 6-136(3), which states that “[t]he number of signatures on a petition ... to designate a candidate for the position of district delegate to a national party convention need not exceed the number required for a petition for representative in congress.” Id. § 6-136(3). Thus, for the 1996 Republican primary, the “five percent or 1250” signature rule applies.5

The gravamen of the plaintiffs’ claim as it reaches us on appeal is that this signature requirement — the lesser of a fixed number or a fixed percentage in each congressional district — violates the Equal Protection Clause by discriminating against voters from congressional districts having relatively few enrolled Republicans. The plaintiffs explain this by statistics. New York has thirty-one congressional districts. Republicans are most numerous in the Third District in suburban Long Island: 158,097 Republicans are registered there. Since five percent of this number, 7905, exceeds 1250, the five percent threshold does not apply. Thus, Republican delegate candidates in the Third District need 1250 signatures to qualify for the ballot, a mere 0.79 percent of the district’s enrolled Republicans.

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Bluebook (online)
74 F.3d 1367, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rockefeller-v-powers-ca2-1995.