Rochester Bar Association v. . Dorthy

46 N.E. 835, 152 N.Y. 596, 6 E.H. Smith 596
CourtNew York Court of Appeals
DecidedApril 20, 1897
StatusPublished
Cited by7 cases

This text of 46 N.E. 835 (Rochester Bar Association v. . Dorthy) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rochester Bar Association v. . Dorthy, 46 N.E. 835, 152 N.Y. 596, 6 E.H. Smith 596 (N.Y. 1897).

Opinion

Bartlett, J.

In June, 1895, the Bochester Bar Association preferred charges against the defendant and presented them to the General Term.

*597 The defendant having interposed a general denial, an order was made appointing a. referee to take evidence and report the same, with his opinion thereon. The referee took a large amount of evidence and reported the same to the court, without any opinion.

The Appellate Division, after considering the referee’s report and hearing counsel for the complainant and the defendant, made an order disbarring the latter, and revoking his ' license to practice. From that order this appeal is taken, and we are asked to review the questions of law and fact presented by the record.

Eight distinct charges are made against the defendant, as an attorney of the Supreme Court of the state of Few York.

As to the first charge, the referee reported that, in his opinion, the evidence was insufficient to establish it.

In view of the very grave character of this proceeding and the serious consequences involved, we have examined the - record with the greatest care in order to be satisfied that the defendant had a fair hearing and was convicted upon evidence that clearly justified such a result.

After this investigation, we are of opinion that the court below could not properly have reached any other conclusion than it did.

The Appellate Division adjudged the defendant - guilty of the seven acts of deceit, malpractice and crime in manner and form as the same are fully set forth in the referee’s report.

The learned counsel for the defendant is in error in supposing that this implies that all the charges have been practically treated as one.

We have taken, as the court below doubtless did, each of the seven charges upon which the conviction rests and treated it as if standing alone, and have brought together from a voluminous and confused record the proofs bearing thereon in order to decide if it had been duly and separately established.

It would be impossible within the proper limits of an opinion to consider each of the seven charges in detail, and such a course would serve no good purpose under the circumstances.

*598 It suffices to say that we find that each of them was duly proved and discloses a story of professional misconduct painful to contemplate.

We have examined the exceptions and find no prejudicial error, and will refer to but one of the legal questions argued by the defendant’s counsel.

Prior to the argument before the Appellate Division the defendant filed with that court a notice and affidavit to the effect that he claimed the right to be tried by a jury on those charges that involved a felony before the court could take any action thereon by way of disbarring him.

This point does not appear to have been taken before the referee at the opening of the reference or at any time during the trial, but we shall treat it as seasonably made, although not referred to in the opinion of the Appellate Division or the printed brief of the complainant submitted on this appeal.

The counsel for the defendant seems to lose sight of the distinction that runs through the English and American cases that the court is at liberty to strike from the rolls the name of an attorney for professional misconduct, without regard to the fact of possible or pending indictment.

If the charge involves a felony or a misdemeanor entirely distinct from the defendant’s professional action, it has been repeatedly held that the court will stay its hand until the criminal trial had taken place.

This may be very well illustrated in the supposed case of a member of the bar being accused of murder, or arson or burglary, and resting under indictment. In such a condition of affairs the court would await the result of the criminal trial, and, under the law of this state, if conviction followed, the defendant would ipso facto cease to be an attorney and counselor at law, or to be competent to practice. (Section 67, Code of Civil Procedure.)

Section 67 of the Code of Civil Procedure regulates the proceedings now under consideration and reads as follows:

§ 67. An attorney and counsellor, who is guilty of any deceit, malpractice, crime or misdemeanor, or who is guilty of *599 any fraud or deceit in proceedings by which he was admitted to practice as an attorney and counsellor of the courts of record of this state, may be suspended from practice, or removed from office, by the Appellate Division of the Supreme Court. Any person being an attorney and counsellor at law, who shall be convicted of a felony, shall, upon such conviction, cease to be an attorney and counsellor at law, or to be competent to practice law as such. Whenever any attorney and counsellor at law shall be convicted of a felony, there may be presented to the Appellate Division of the Supreme Court a certified or exemplified copy of the judgment of such conviction, and thereupon the name of the person so convicted, shall, by order of the court, be stricken from the roll of attorneys* Upon a reversal of such conviction, or pardon by the president of the United States or governor of this state, the Appellate Division shall have power to vacate or modify such order of disbarment.”

The rule which we have adverted to is very well illustrated in England by the case of Stephens v. Hill (10 M. & W. 28) where Lord Abinger wrote the opinion. He says: “I never, understood that an attorney might not be struck off the roll for misconduct in a cause in which he was the attorney, merely because the offense imputed to him was of such a nature that he might have been indicted for it. So long as I have known Westminster Hall, I never heard of such a rule as that; but in the case of applications calling upon an attorney to answer the matters of an affidavit, I have known Lord Kenyon, and also Lord Ellenborougii frequently to say, you cannot have a rule for that purpose, because the misconduct you impute to the man is indictable; but yon may have one to strike him off the roll. How, an attorney who has been ‘ guilty of cheating his client, or the opposite part)r, in such a manner as to render himself indictable, is unfit to be allowed to remain on the roll, or to practice in any court; and I see no objection, on principle, to the court’s removing him at once from it. If, indeed, he were called on to answer the matters of an affidavit he would, by not complying, be guilty of a eon- *600 tempt for which he might be punished by attachment, and if the offense imputed to him were of an indictable nature, it would be most unjust to compel him to do so, for which reason a rule to answer the matters of an affidavit is never granted in such a case, but only a rule to strike him off the roll, which gives him a full opportunity of clearing himself from the imputation, if he can, while, ou the other hand, it does not compel him to criminate himself.”

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People v. Dorthy
20 A.D. 308 (Appellate Division of the Supreme Court of New York, 1897)

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Bluebook (online)
46 N.E. 835, 152 N.Y. 596, 6 E.H. Smith 596, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rochester-bar-association-v-dorthy-ny-1897.