COURT OF APPEAL
FIRST CIRCUIT
2019 CA 0452
ROBIN DOMINIQUE Q ELDON DOMINI Q UE JR.
VERSUS k ST. TAMMANY PARISH, ST. TAMMANY PARISH SHERIFF' S OFFICE, ST. TAMMANY CORONER' S OFFICE, ST. TAMMANY PARISH OFFICE OF RISK MANAGEMENT, THE ESTATE OF RODERICK,RIST, EMILY BUELL RIST, ABC INSURANCE COMPANY, DEF INSURANCE COMPANY, AND XYZ INSURANCE COMPANY
Judgment Rendered: SEP 16 2020
On Appeal from the Twenty -Second Judicial District Court, In and for the Parish of St. Tammany, State of Louisiana Docket No. 2014- 13260, Div. I
Honorable Reginald T. Badeaux, III, Judge Presiding
Jonathan E. Mitchell Counsel for Plaintiffs/ Appellants, Baton Rouge, Louisiana Robin Dominique and Eldon Dominique, Jr.
Chadwick W. Collings Counsel for Defendant/Appellee, Mandeville, Louisiana Rodney J. " Jack" Strain, in his official capacity as former St. Tammany Parish Sheriff
ciexxx c
BEFORE: WHIPPLE, C.J., GUIDRY, McDONALD, CHUTZ, AND BURRIS,' JJ.
Judge William J. Burris, retired., is serving pro tempore by special appointment of the Louisiana Supreme Court. WHIPPLE, C.J.,
This matter is before us on appeal by plaintiffs, Robin Dominique and Eldon
Dominique, Jr., from a judgment of the trial court granting a motion for summary
judgment in favor of the defendant, Rodney J. " Jack" Strain, in his official capacity
as former St. Tammany Parish Sheriff, and dismissing plaintiffs' claims against
him with prejudice. For the following reasons, we affirm.
FACTS AND PROCEDURAL HISTORY
On July 30, 201.3, Roderick Rist, now deceased, entered the law office of
Tim Upton in St. Tammany Parish and began indiscriminately shooting rounds of
gunfire in the office before turning the gun on himself. Robin Dominique, who
was employed by Mr. Upton, was in the office at the time of the shooting but was
not physically struck by Rist' s gunfire.
Ms. Dominique and her husband, Eldon Dominique, Jr., filed a petition for
damages in July 2014, alleging that Ms. Dominique sustained " severe and
permanent injury" as a result of the events that transpired on July 30, 2013, and her
husband sustained a loss of consortium. Rodney J. " Jack" Strain, in his capacity as
St. Tammany Parish Sheriff at the time of the shooting, was among those named as
defendants.' In their petition, plaintiffs allege that St. Tammany Parish Sheriffs
deputies acted negligently when they confronted Rist at his home on the night
before the shooting, which they maintain was a substantial factor in bringing about
the harm they suffered.
Prior to the July 30fh incident herein, on May 14, 2013, Rist' s sister, Deneen
Rist, obtained an order of protective custody (" OPC") from the St. Tammany
Parish Coroner after reporting that Rist threatened to " kill everyone" and himself..
Acting on the authority of the OPC, St. Tammany Parish Sheriff' s Deputy Chad
Randy Smith currently serves as the St. Tammany Parish Sheriff.
2 Keating transported Rist from his home to Oschner Northshore, without incident, for evaluation/ treatment. It is unclear when Rist was released from this facility.
On July 16, 2013, St. Tammany Parish Sheriff' s Deputy Richard Edwards
was dispatched to a residence in Slidell, Louisiana, in reference to a complaint of
criminal damage to property. Upon arriving at the residence, Emily Rist, Rist' s
mother, advised Deputy Edwards that Rist allegedly drove his truck into her car,
causing it to roll into the porch of her home. Following this incident, Deneen Rist
obtained a second OPC on July 16, 2013, upon reporting to the St. Tammany
Parish Coroner that Rist may be a danger to himself and others. Again acting on
the authority of the OPC, Deputy Edwards made contact with Rist at his residence and transported him to Slidell Memorial Hospital, without incident. However, in
the course of taking Rist into custody, Deputy Edwards observed that Rist was in
possession of three firearms, which Deputy Edwards removed from the residence
as a safety precaution."' The next day, the guns were released to Emily Rist " for
safekeeping."
Rist was subsequently transferred from Slidell Memorial to Community
Care Hospital, where he remained until being discharged on July 23, 2013.
According to his mother, Rist was " doing fine" when he was discharged. Thus, on
July 25, 2013, Ms. Rist ultimately returned the guns she had retrieved from the St.
Tammany Parish Sheriff' s Office to Rist.
Following his release from Community Care, but before the July 30th
incident, Rist told his neighbor, Harold Innerarity, that he intended to " take out"
3Louisiana Revised Statute 28: 53. 2 pertinently provides that when executing an OPC:
C. The order for custody shall be in writing, in the name of the state of Louisiana, signed by the district judge or parish coroner, and shall state the following:
5) That law enforcement officers are to use reasonable and necessary precautions when appropriate, in the execution of an order for custody [...] to avoid a violent encounter with the person being taken into custody. For the purposes of this Paragraph, " reasonable and necessary precautions" include crisis management strategies.
9 his divorce lawyer and a judge, that he was " preparing himself for a showdown,"
wanted to " make a statement," and wanted to " go out in a blaze of glory." Rist did
not identify the lawyer or judge by name.
On July 28, 2013, Mr. Innerarity, still disturbed by Rist' s comments,
approached an unidentified St. Tammany Parish Sheriffs deputy he saw sitting in
a patrol unit in an IHop restaurant parking lot. Shortly after Mr. Innerarity
approached the deputy, a second, unidentified deputy arrived on the scene. Mr.
Innerarity told the deputies that Rist was " planning on possible suicide or
homicide, that he has made threatening gestures toward his lawyer and his judge,
that he has multiple firearms with intent to use" and " thousands of rounds of
ammunition." 4 One of the deputies acknowledged they had previously " had
issues" with Rist. Mr. Innerarity spoke to the deputies for approximately ten to
fifteen minutes, but no incident report was prepared.
Because Mr. Innerarity felt that the deputies " weren' t taking it serious," he
went to the St. Tammany Parish Sheriffs Office complex in Slidell later that day.
Lt. Jeffrey Brady assured Mr. Innerarity that the deputies he spoke to in the
restaurant parking lot had made him aware of " what' s going on." During his
deposition, Lt. Brady recalled that Mr. Innerarity was " concerned about [ gist' s]
mental status because he was making some disparaging remarks." Lt. Brady was
familiar with Rist, having dealt with him regarding the July 16th OPC.
Because deputies could not act on third -party information, Lt. Brady advised
Mr. Innerarity to go to the coroner' s office to obtain an OPC for Rist. Lt. Brady
contacted the coroner' s office to give them " a heads -up" that Mr. Innerarity was on
his way. Lt. Brady also provided the coroner' s office with his contact information
4Mr. Innerarity testified that when he spoke to Rist, Rist demonstrated " how fast he could draw the firearm, expel the magazine, and throw another magazine in." However, contrary to plaintiffs' argument, the testimony provided in the record does not reflect that Mr. Innerarity advised deputies of Rist' s proficiency in handling firearms.
4 so that he could be notified when the OPC was issued, authorizing him to take Rist
into custody.
As advised, Mr. Innerarity went to the coroner' s office. He did not recall
precisely what he said concerning Rist' s threats, but he advised an employee of the
coroner' s office that Rist was a " dangerous man." Ultimately, an OPC was not
issued, because Mr. Innerarity declined to sign the required affidavit out of fear
that Rist would retaliate against him. A coroner investigator advised Lt. Brady that
although there were sufficient grounds to issue an OPC, because Mr. Innerarity
refused to sign the affidavit, the coroner' s office could not provide further
assistance.
Upon learning this, Lt. Brady went to Rist' s home the next day, July 29,
2013, to conduct a welfare check. During their interaction, Lt. Brady observed
Rist to be " receptive and polite and courteous." Rist assured Lt. Brady that he was
fine and in good health" and " would never do anything to Kann anyone." After
speaking to Rist, Lt. Brady believed he was " in a good state of mind" and " there
was nothing to indicate that he was a danger to himself or others." As a result, Lt.
Brady concluded he had no cause to take Rist into custody absent an order from the coroner.
Following the welfare check, Rist visited Mr. Innerarity at his home,
boasting that he successfully misled the deputies and " calmed them down with
his] demeanor." Rist reported that he assured the deputies that he was not mad at
anyone. According to Mr. Innerarity, Rist was confident that he did not show fear
or anger during his discussion with deputies; rather, Rist claimed that he was " on
drugs" and was " laid back" and talked to the deputies " real nice." Rist also told
Mr. Innerarity that he was unhappy because he knew Mr. Innerarity reported him
to police.
6 After Rist left, Mr. Innerarity contacted the St. Tammany Parish Sheriffs
Office to report that he was upset that the deputies disclosed enough information to
allow Rist to conclude that Mr. Innerarity contacted them. Mr. Innerarity wanted
the Sheriff' s Office to know that " something could go down," but he did not
request that deputies be dispatched to his home nor is there an indication that he
advised the dispatcher of Rist' s ruse during the welfare check.
Rist knocked on Mr. Innerarity' s door the following morning, July 30th.
However, Mr. Innerarity could see that Rist was acting " very strange" — "[ h] e had
a stance about him that he never had before." Unsure of Rist' s intentions, Mr.
Innerarity did not open the door, and he had no further contact with Rist. The
shooting at Mr. Upton' s law office occurred later that day.
The Sheriff filed a motion for summary judgment in May 2018, seeking
dismissal of plaintiffs' claims, contending plaintiffs could not meet the prima facie
requirements for a cause of action in negligence, and thus could not meet their
burden of proof at trial. According to the Sheriff, his deputies' actions and
inactions are shielded from liability by LSA-R.S. 9: 2798. 1, Louisiana' s
discretionary immunity statute. The Sheriff further contended that he was entitled
to summary judgment in his favor as a matter of law, as plaintiffs could not
succeed on any of the seven theories of negligence asserted against him in their
original and amended petitions for damages, specifically: ( 1) failure to properly
investigate threats of violence by an individual known to be dangerous and
mentally unstable; ( 2) failure to properly and thoroughly confiscate firearms from
the home of a mentally unstable individual; ( 3) failure to place confiscated
firearms in an appropriately secure location; ( 4) failure to delegate responsibility
for the handling of such investigations to adequately trained and qualified
personnel; ( 5) failure to perfonn an appropriate background check on an individual
previously placed under a protective order who made_.threats of violence; ( 6) failure to properly coordinate efforts with other offices and/ or divisions of the St.
Tammany Parish government; and ( 7) vicarious liability. In support, the Sheriff
offered the May 2013 OPC and affidavit of Deputy Keating; the July 2013 OPC,
affidavit of Deputy Edwards, and Release of Property Form; deposition excerpts of
Emily Rist, Deneen Rist, and Mr. Innerarity; and the affidavits of Lt. Brady and Major Wharton Muller of the St. Tammany Parish Sheriffs Office.
Plaintiffs opposed the motion, primarily disputing the application of LSA-
R. S. 9: 2798. 1 and further asserting that genuine issues of material fact existed,
which precluded dismissal of their negligence causes of action. In support of their
opposition, plaintiffs relied on deposition excerpts of Mr. Innerarity, Lt. Brady,
Deputy Edwards, and Emily Rist, and the affidavit of plaintiffs' expert in police
procedures and policies, Andrew J. Scott, III.
At the conclusion of a contradictory hearing on August 14, 2018, the trial
court granted the Sheriff' s motion. The trial court held that the immunity provided
in LSA-R.S. 9: 2798. 1 applied to the deputies' actions taken in the " course of their
lawful powers and duties," and, further, that plaintiffs could not establish a prima
facie case against the defendant under a duty/risk analysis. A final judgment was
signed the same day, dismissing all claims asserted by plaintiffs against the Sheriff,
with prejudice.
Plaintiffs then filed the instant appeal.
DISCUSSION
On appeal, plaintiffs essentially contend that: ( 1) immunity pursuant to
LSA-R.S. 9: 2798. 1 does not apply; ( 2) the deputies allegedly breached a duty to
identify and warn Rist' s intended victims; and ( 3) the deputies allegedly breached
a duty to follow the " Statutory Mandate Regarding Confiscation of Firearms."
Plaintiffs also argue that the deputies had a duty to take Rist into custody and/ or
take other preventive measures after being informed by the coroner that an OPC
7 would have been issued but for Mr. Innerarity' s refusal to sign the required
affidavits
In their brief to this Court, plaintiffs frame the issue to be resolved on appeal
law as whether the statutory law, jurisprudence, and an affidavit by plaintiffs'
enforcement expert setting forth a purportedly non -discretionary duty on the part of
the defendant' s deputies are sufficient to defeat summary judgment on the issue of
qualified immunity. As plaintiffs note, the facts leading up to the shooting incident
are well- documented. Thus, the question before the lower court and this Court, in
reviewing the summary judgment, is whether the defendants established that the
immunity defense applied herein in favor of the Sheriff and whether plaintiffs
made a sufficient showing to rebut its application under the facts presented herein.
Appellate courts review summary judgments de novo, using the same criteria
governing the trial court' s consideration of whether summary judgment is
appropriate. Moreno v. Entergy Corporation, 2012- 0097 ( La. 12/ 4/ 12), 105 So. 3d
40, 47. A motion for summary judgment shall be granted if the motion,
memorandum, and supporting documents show there is no genuine issue as to
material fact and the mover is entitled to judgment as a matter of law. LSA-C. C. P.
art. 966( A)( 3).
The burden of proof on a motion for summary judgment rests with the
mover. LSA- C. C. P. art. 966( D)( 1). When the moving party will bear the burden
of proof at trial, he must support his motion for summary judgment with credible
evidence that would entitle him to a directed verdict if not controverted at trial.
Hines v. Garrett, 2004- 0806 ( La. 6/ 25/ 04), 876 So. 2d 764, 766 (per curiam). Such
an affirmative showing will then shift the burden of production to the party
5Plaintiffs do not challenge the August 14, 2018 judgment insofar as it dismissed their negligence claims concerning the deputies' alleged failure to delegate responsibility for the handling of the investigation to adequately trained and qualified personnel, failure to perform a background check, and failure to coordinate efforts with other offices and/or divisions of the St. Tammany Parish government. Therefore, we consider these theories abandoned on appeal. See Uniform Rules - Louisiana Courts of Appeal, Rule 2- 12. 4( B)( 4).
E opposing the motion, requiring the opposing party to produce evidence to
demonstrate the existence of a genuine issue for trial. Hines, 876 So. 2d at 766-
767.
On appeal, plaintiffs contend that the trial court erred in granting summary
their judgment and in finding that discretionary immunity applied where
negligence claims are based on individual decisions made by the deputies ( Lt.
Brady) when confronting Rist at his house on the night before the shooting and the
Sheriff failed to establish the policies applicable to the deputies' conduct.
Plaintiffs further contend that Major Martin Muller' s affidavit concerning
adherence by the deputies to applicable policies should have been excluded as
merely conclusory and outside his knowledge.
Because Sheriff Strain raised discretionary immunity in his motion for
summary judgment, he bore the burden of proving the affirmative defense.
Mercadel v. State Through Department of Public Safety & Corrections, 2018- 0415
La. App. 11t Cir. 5/ 15/ 19), 2019 WL 2234404, * 5 ( unpublished); Hanks v. Entergy
Corporation, 2006- 477 ( La. 12/ 18/ 06), 944 So. 2d 564, 583, n. 1( Weimer, J.,
concurring, " Our jurisprudence has consistently held that a person pleading an
affirmative defense bears the burden of proving such a defense, and of course it b must be established by a preponderance of the evidence."). Immunity statutes are
The Sheriff cites Marshall v. Sandifer, 2017- 1246 ( La. App. I" Cir. 9/ 21/ 18) 2018 WL 4520245, * 5 ( unpublished), writs denied, 2018- 1907, 263 So. 3d 1152 & 2018- 1991, 263 So. 3d 896 ( La. 2/ 11/ 19), wherein this court stated, " Once a public official raises the defense of
qualified immunity, the burden rests on the plaintiff' to rebut it." However, we find. Marshall distinguishable. There, the plaintiff alleged in his petition that the officer' s conduct amounted to gross and flagrant recklessness, carelessness...," and the issue raised in the subject motion for summary judgment was whether the officer' s conduct was, in fact, reckless or flagrant such that the exception to immunity applied. See Marshall, 2018 WL 4520245 at * 1; LSA- R. S. 9: 2798. 1( C). It appears the threshold issue of whether the defendant' s conduct was grounded in social, economic, or political concerns was not in dispute in Marshall. If the defendant establishes entitlement to immunity, the burden shifts to the plaintiffs to show there is conduct that would except the defendants from immunity. See Doyle v. Lonesome Development, Limited Liability Co., 2017- 0787 ( La. App. I" Cir. 7/ 18/ 18), 254 So. 3d 714, 725, writ denied, 2018- 1369 ( La. 11/ 14/ 18), 256 So, 3d 291. Conversely, in Mercadel, 2019 WL 2234404, * 5, like the instant case, the issue was whether the defendant satisfied its initial burden of proving entitlement to immunity, not whether the plaintiff satisfied his burden of showing that an exception to immunity applied.
6 strictly construed against the party claiming immunity. Banks v. Parish of
Jefferson, 2008- 27 ( La. App. 5" Cir. 6/ 19/ 08), 990 So. 2d 26, 30, writ denied,
2008- 1625 ( La. 10/ 24/ 08), 992 So. 2d 1043.
Louisiana Revised Statute 9: 2798. 1 exempts public entities from liability for
their employees' discretionary or policy-making acts. Hardy v. Bowie, 98- 2821
La. 9/ 8/ 99), 744 So.2d 606, 613. Specifically, under LSA-R.S. 9: 2798. 1, public
entities, including sheriffs and sheriff' s deputies, are immune from tort claims
based on their policy- making decisions or discretionary acts carried out within the
course and scope of their employment. Mercadel, 2019 WL 2234404 at * 5. As set
forth in LSA-R.S. 9: 2798. 1:
B. Liability shall not be imposed on public entities or their officers or employees based upon the exercise or performance or the failure to exercise or perform their policymaking or discretionary acts when such acts are within the course and scope of their lawful powers and duties.
C. The provisions of Subsection B of this Section are not applicable:
1) To acts or omissions which are not reasonably related to the legitimate governmental objective for which the policymaking or discretionary power exists; or
2) To acts or omissions which constitute criminal, fraudulent, malicious, intentional, willful, outrageous, reckless, or flagrant misconduct.
Our Supreme Court has held that LSA-R. S. 9: 2798. 1 is " clear and
unambiguous" and applies to " policymaking or discretionary acts when such acts
are within the course and scope of ... lawful powers and duties." Gregor v.
Argenot Great Central Insurance Co., 2002- 1138 ( La. 5/ 20/ 03), 851 So. 2d 959,
967; 7 Herrera v. First National Insurance Company of America, 2015- 1097 ( La.
7 A this court noted in Sauceberry v. Webre, 2016- 0719 ( La. App. 1st Cir. 5/ 5/ 17), 2017 WL 1788096, * 4 ( unpublished), n. 1, writ denied, 2017- 1524 ( La. 11/ 17/ 17), 229 So. 3d 931, the plurality opinion in Gregor, 851 So. 2d at 967 appears to be internally inconsistent in its treatment of Fowler v. Roberts, 556 So. 2d I ( La. 1989) ( on rehearing). In Gregor, the plurality opinion described the statutory interpretation analysis in Fowler as " flawed" in that the immunity statute does not contain the language " grounded in social, economic or political policy," nor does it distinguish between operational acts and ministerial policymaking acts. The Grego court then
10 App. P` Cir. 6/ 3/ 16), 194 So. 3d 807, 814, writ denied, 2016- 1278 ( La. 10/ 28/ 16),
208 So. 3d 885.
The Louisiana Supreme Court has established a two-part test for courts to
follow when determining whether immunity under LSA-R.S. 9: 2798. 1 applies.
See Fowler v. Roberts, 556 So. 2d 1, 15 ( La. 1989) ( on rehearing). A court must
first determine whether a statute, regulation, or policy requires the
government employee to follow a particular course of action. Fowler, 556 So. 2d
at 15. If there is such a requirement, then there is no choice or discretion involved,
and the immunity does not apply. Fowler, 556 So. 2d at 15. However, in those
instances where the exercise of discretion is involved, the court must then
determine whether that discretion is the kind which is shielded by the exception,
that is, one grounded in social, economic, or political policy. Fowler, 556 So. 2d at
15. The immunity statute does not protect operational governmental decisions, but
only confers immunity for discretionary decisions based on social, economic, or
political concerns. See Chaney v. National R.R. Passenger Corporation, 583 So.
2d 926, 929 ( La. App. I" Cir. 1991). In other words, when the government acts
negligently for reasons unrelated to public policy considerations, it is liable to
those it injures. SaucebeLTA v. Webre, 2016- 0719 ( La. App. 1" Cir. 5/ 5/ 17), 2017
WL 1788096, * 4 ( unpublished), writ denied, 2017- 1524 ( La. 11/ 17/ 17), 229 So. 3d
931.
Immunity for Failure to Exercise Protective Custody
The Sheriff contends that the statutory immunity applies, as here, where the
actions taken by his deputies were discretionary, and does not hinge upon the
characterization of the act as " operational" or not, pursuant to LSA-R.S.
28: 53( L)( 1), which provides in part:
denied immunity, finding the decision was not grounded in policy, but was operational negligence, citing Archon v. Union Pacific Railroad, 94- 2728 ( La. 6/ 30/95), 657 So. 2d 987, 996, a progeny of Fowler. For reasons explained in Sauceberry, we do not interpret Grego as overruling the analysis contained in Fowler or its progeny.
11 A peace officer [...] may take a person into protective custody and transport him to a treatment facility for a medical evaluation when, as a result of his personal observation, the peace officer [... J has reasonable grounds to believe the person is a proper subject for involuntary admission to a treatment facility because the person is acting in a manner dangerous to himself or dangerous to others, is gravely disabled, and is in need of immediate hospitalization to protect such a person or others from physical harm.
Emphasis added.)
There is a presumption that when government employees exercise discretion
given to them by a statute or regulation, they are doing so based on the same policy
concerns that animate the controlling statute or regulation itself. State of Louisiana
v. Public Investors, Inc., 35 F. 3d 216, 221 ( 5`h Cir. 1994). The Sheriff argues that
where the welfare check and related decision not to take Rist into protective
custody by Lt. Brady were made pursuant to a discretionary statute, the policy
considerations underlying the statute were imputed to Lt. Brady' s actions in
determining whether he had cause to take Rist into protective custody, such that
statutory immunity applied to his acts. On review, we agree.
Pursuant to LSA- R. S. 28: 53, the deputies were vested with the discretion,
grounded in social, economic, or political policy, to determine whether to take Rist
into protective care, and the deputies undisputedly were acting in the course and
scope of their lawful powers and duties when they conducted the welfare check
and found no basis to do so, such that the discretionary immunity set forth in LSA-
R.S. 9: 2798. 1 applies.
To the extent that plaintiffs argue the deputies were negligent in failing to
take Rist into custody and violated a duty owed to plaintiffs, we find no merit. As
the record demonstrates, the deputies lacked any legal authority to confine Rist.
As noted above, LSA-R.S. 28: 53( L)( 1) provides that a peace officer " may" take a
person into protective custody when, " as a result of his personal observation," he
believes the person should be admitted because the person " is acting in a manner
12 dangerous to himself or dangerous to others, is gravely disabled, and is in need of
immediate hospitalization" to protect himself or others from immediate physical
harm.
The evidence presented herein shows that on the welfare check the day
before the shooting, Lt. Brady observed Rist to be " receptive and polite and
courteous," Rist assured. Lt. Brady that he was " fine and in good health," and Rist
represented that he " would never do anything to harm anyone." After observing
and interacting with Rist, Lt. Brady thereafter concluded that Rist was " in a good
state of mind," that " there was nothing to indicate that he was a danger to himself
or others," and that he had no cause to take Rist into custody absent an order from
the coroner.
There is no evidence in the record to dispute Lt. Brady' s testimony
concerning these events and what he observed during his interaction with Rist on
July 29, 2013. Lt. Brady understood that while Rist' s prior history was relevant, it
could not affect his determination of whether to take Rist into protective custody
on that date. Instead, as Lt. Brady explained, the decision as to whether the
circumstances called for the exercise of protective custody must be based on " the
here and now and what that person is saying or acting like" or " what condition
they' re in" that day, rather than the condition the person was in weeks, months, or
years ago. Accordingly, we find no merit to this argument by plaintiffs.
Liability for Failure to Investigate Threats And Warn Potential Victims
Plaintiffs further contend that the Sheriff is not entitled to statutory
immunity for his purported failure to investigate, identify, and warn potential
victims. However, this theory was discussed and rejected in Sarasino v. State
Through Department of Public Safety and Corrections, 16- 408 ( La. App. St' Cir.
13 3/ 15/ 17), 21.5 So. 3d 923, 929- 930, which we find applicable and persuasive
herein.
In Sarasino, plaintiffs asserted that the shooting that led to the death of their
loved one would not have occurred if the sheriff had placed a guard in front of the
victim' s home 24 hours a day, seven days a week or if the sheriff had timely
arrested the shooter after a warrant was issued for his arrest. The court concluded
that both of these claims involved the permissible exercise of policy decisions
concerning the allocation of personnel and investigative resources to which
statutory immunity applied, and that the sheriff acted within his discretion in
deciding whether to assign a deputy to guard the victim' s home, rather than the
home of any other victim, as well as how, when, and how often to search for
someone who had threatened others. Sarsino, 215 So. 3d at 930.
Similarly, the claims by plaintiffs herein essentially challenge a policy
decision not to deploy further investigative resources following the wellness visit,
where Rist appeared to be in a good state of mind and deceived deputies into
believing he was not a risk to others and would never harm anyone. The decision
not to dispatch deputies and resources to further investigate the identity of Rist' s
lawyer and any judge that may have acted on his case clearly involves the
permissible exercise of policy decisions such as how to allocate and employ
resources and manpower, such that the statutory immunity applies to defeat
plaintiffs' claims based on the alleged failure to act. See Sarasino, 215 So. 3d at
929- 930.
As to plaintiffs' contention that Lt. Brady breached a duty owed to these
plaintiffs to attempt to identify Rist' s potential victims and to warn them,
particularly Mr. Upton, of the threats of violence made against them; we likewise a
find no merit. A police officer has a duty to exercise his authority with respect and
concern for the well- being of those he is employed to protect and serve, including
14 the duty to prevent and detect crime. See LSA-R.S. 40: 2402( 3)( A); Lavine v.
Jackson, 97- 2804 ( La. App. lst Cir. 12/ 28/ 98), 730 So. 2d 958, 961- 962; and
Toomer v. Mizell, 2016- 0333 ( La. App. 1St Cir. 2/ 21/ 17), 2017 BVI. 679203, * 4
unpublished).
Plaintiffs argue that liability should be imposed and that summary judgment
was improper where the Sheriff failed to establish the policy applicable to the
deputies' conduct. Plaintiffs argue that the Sheriff failed to do so and that any
representations by Major Muller in his affidavit were merely conclusory and of no
moment in determining whether there was a breach of the standard of care
governing the deputies' actions.
The issue to be decided when determining whether an officer breached his
duty to a particular plaintiff is not whether the officer failed to comply with
department policy. Instead, the issue is whether the course of action is considered
reasonable in the context of the duty owed under the totality of the circumstances.
Brooks v. City of Jennings, 2006- 680 ( La. App. 3' Cir. 11/ 22/ 06), 944 So. 2d 768,
773. See also Jones v. Congemi, 2001- 1345 ( La. App. 5" Cir. 5/ 13/ 03), 848 So. 2d
41, 47, writ denied, 2003- 1647 ( La. 10/ 10/ 03), 855 So. 2d 354. Although law
enforcement officers should indeed comply with their department' s internal
policies and regulations in the discharge of their duties, when determining the
scope of duty owed by a law enforcement officer and whether the duty was breached, the legal question is whether the officer' s actions were warranted, not.
solely whether he complied with departmental policies. Therefore, the issue of Lt.
Brady' s compliance ( or lack thereof) with the applicable policies and procedures of
the St. Tammany Parish Sheriffs Office, whatever those may be, is not dispositive
of the legal issue before the court of whether his acts were subject to statutory
immunity. Moreover, to the extent that plaintiffs rely on the affidavit of Andrew J.
Scott, 111, a purported law enforcement expert, to establish the duty owed, we note
15 that duty is a question of law. Thus, the testimony of an expert is not proper on the
theory that the court itself has the expertise to discern the law. See Bowman v.
City of Baton Rouge/ Parish of East Baton Rouge, 2002- 1376 ( La. App. 1st Cir.
5/ 9/ 03), 849 So. 2d 622, 627, writ denied, 2003- 1579 ( La. 10/ 3/ 03), 855 So. 2d
315; Wilson v. Wilson, 542 So. 2d 568, 573 ( La. App. I' Cir. 1989).
The Sheriff points out that no duty to warn was owed as the deputies never
became aware that Rist harbored homicidal ideations against Mr. Upton, plaintiff' s
employer. Instead, the Sheriff argues in this case, there was simply no way for the
Sheriffs Office to have known that Rist would go out and make an attack on this
particular law office or this particular plaintiff. We agree.
As to plaintiffs' claim that Lt. Brady breached a duty to attempt to identify
Rist' s potential victims and to warn them of the threats of violence made against
them, we again note that this theory was specifically discussed and rejected in
Sarasino. To impose the duty alleged by plaintiffs would have involved the
allocation of additional resources to investigate the public records to determine
which attorney had represented Rist, the identity of the judge or judges he had
appeared before, and who was assigned to his divorce case. As such, these
decisions concern the allocation of time and resources, matters that are within the
discretion of the Sheriff and his policy decisions, for which he is statutorily
immune. Moreover, as set forth above, when the deputies went to see Rist, he
appeared rational, in touch with reality, and harmless. For these reasons, the
wellness visit failed to create any additional duties and there was no reason to
investigate further. See Sarasino, 215 So. 3d at 930 ( This decision " clearly
invokes the permissible exercise of policy decisions such as how to allocate and
employ resources and manpower, and thus statutory immunity clearly applies to
defeat plaintiffs' claim in this regard.").
16 Even if we were to find that a distinct " duty to warn or protect" the
unidentified lawyer and judge exists, we have found no authority to support the
extension of such a duty to an unidentified potential bystander, such as Ms.
Dominique herein. While the circumstances of this case are tragic, and obviously
were traumatic for Ms. Dominique, even if the deputies had investigated further
and been able to successfully identify and inform Rist' s lawyer, there is no way of
knowing what the lawyer would have done with that information. In any event, we
are constrained to conclude that the deputies did not have a duty to inform
plaintiffs or others who worked for the lawyer regarding a purported potential
threat.
Thus, we find no error in the trial court' s dismissal of plaintiffs' negligence
cause of action based on the theory that the Sheriffs deputies breached the
standard of care by failing to properly investigate the threats made by Rist or to
warn his potential victims.
Duty to Confiscate Firearms
Finally, plaintiffs contend that the statutory immunity must fail where the
deputies were negligent in failing to maintain custody of the fireanns removed
from Rist' s home while executing the OPC on July 16, 2013. Plaintiffs allege that
LSA-R. S. 40: 1798( D) required that the deputies return the guns to the owner, i. e.,
Rist, and that the guns should not have been returned to Rist' s mother. Plaintiffs
further maintain that it was unreasonable to return the guns to anyone, since the
deputies had removed the weapons from Rist' s home when he was " unstable" and
after he allegedly hit his mother' s house with his car. They assert that the only
reasonable thing to do was for the deputies to have Rist report to the station in
order to determine, based on the available information, whether it was safe to
return the guns to Rist. Without citing legal authority, the plaintiffs assert that
17 because Rist was taken into custody pursuant to an OPC on July 16, 2013, he
could not possess the firearms" on July 30, 2013, the day of the shooting.
Louisiana Revised Statute 40: 1798( D) relevantly states:
If the seized or forfeited firearm is not contraband, and if the law enforcement agency knows the owner of the seized or forfeited iireann, and if the owner did not commit any violation of any federal or state law or local ordinance in which the seized or forfeited firearm was involved, and if the owner may lawfully possess the seized or forfeited firearm, the law enforcement agency shall return the seized or forfeited firearm to the owner.
For purposes of LSA-R.S. 40: 1798, " seized" means " lawfully taken and held
by a law enforcement agency in connection with an investigation or prosecution of
criminal activity." See LSA-R.S. 40: 1798( B)( 5). It is undisputed that the guns at
issue were not " seized" and that Rist was not under any order or judgment that
prohibited him from lawfully possessing fireanns. Considering this and the
undisputed fact that the weapons were not contraband, evidence of a crime, or used
in the commission of a crime, the Sheriff correctly argues that deputies had an.
Article 1 § 4( C) of the affirmative duty under the law to return Rist' s property.
Louisiana Constitution, " Right to Property," mandates that personal effects, other
than contraband, shall never be taken. See also LSA-R.S. 40: 1798( D).
Furthermore, even if a technical violation of this provision occurred in that
the deputies returned the guns to someone other than the owner, we agree with the
Sheriff that plaintiffs failed to show that Rist used any of these weapons during his
assault on Mr. Upton' s law office. Conversely, the evidence establishes that Rist
was in possession of several guns, any one of which may have been used in his
attack. Mr. Innerarity testified that after deputies removed guns from Rist' s home,
Rist advised him that he had a " butt load of guns" and that the deputies " did not get
them all." According to Mr. Innerarity, "[ Rist] had the back bedroom loaded down
with firearms and ammunition ready for war." Similarly, Emily Rist testified that
after Rist was released from custody on the July 16th OPC, he went to her home
18 and " was in possession of another gun that he had just bought." At that point, Ms.
Rist returned the guns to Rist, seeing no point in keeping them " if he' s already got
another one." Thus, on the record before us, under the undisputed facts, the trial
court correctly found that the Sheriff was statutorily immune as there was no
actionable negligence related to any duty arising from the confiscation (and return)
of Rist' s weapons. We also find no merit to this argument.
CONCLUSION
For the foregoing reasons, the August 14, 2018 judgment of the trial court
granting the Sheriff' s motion for summary judgment and dismissing plaintiffs'
claims against him with prejudice, is hereby affirmed. Costs of this appeal are
assessed to plaintiffs/ appellants, Robin Dominique and Eldon Dominique, Jr.
AFFIRMED.
19 COURT OF APPEAL
ROBIN DOMINIQUE AND ELDON DOMINIQUE, JR.
VERSUS
ST. TAMMANY PARISH, ST. TAMMANY PARISH SHERIFF' S OFFICE, ST. TAMMANY CORONER' S OFFICE, ST. TAMMANY PARISH OFFICE OF RISK MANAGEMENT, THE ESTATE OF RODERICK RIST, EMILY BUELL RIST, ABC INSURANCE COMPANY, DEF INSURANCE COMPANY, AND XYZ INSURANCE COMPANY
r BURRIS, J., concurring in part and dissenting in part: W
I concur with the result reached by the majority to affirm the dismissal of the plaintiffs' negligence cause of action against the Sheriff based on the deputies' alleged failure to take Rist into custody and alleged failure to confiscate Rist' s firearms. However, I disagree with the majority' s conclusion that La. R.S. 9: 2798. 1 applies in this matter and further find that genuine issues of material fact remain concerning whether Lt. Brady breached his duty to act reasonably under the circumstances by failing to attempt to identify Rist' s potential victims and to warn them, particularly Mr. Upton, of the threats of violence made against them. Therefore, I would reverse the trial court' s judgment to the extent that it dismissed the plaintiffs' negligence cause of action based on this theory of recovery and would also reverse the judgment insofar as it dismissed the plaintiffs' vicarious liability cause of action against the Sheriff.