Roberto Trujillo v. Landmark Media Enterprises

689 F. App'x 176
CourtCourt of Appeals for the Fourth Circuit
DecidedMay 11, 2017
Docket16-1264
StatusUnpublished
Cited by1 cases

This text of 689 F. App'x 176 (Roberto Trujillo v. Landmark Media Enterprises) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roberto Trujillo v. Landmark Media Enterprises, 689 F. App'x 176 (4th Cir. 2017).

Opinion

*177 Unpublished opinions are not binding precedent in this circuit.

PER CURIAM:

Roberto Trujillo appeals a district court order that primarily dismisses his claim alleging retaliation under section 510 of the Employee Retirement Income Security Act of 1974 (“ERISA”), 29 U.S.C. § 1140. See Fed. R. Civ. P. 12(b)(6). We reverse.

I.

. The facts alleged in the complaint are as follows. Dominion Enterprises, Inc., hired Trujillo in January 2015 as its Director of Benefits and Safety. After Trujillo assumed that position, his name was added to the signatory authority list for Dominion’s § 401(k) plan, as well as the retirement plan of Dominion’s parent company, Appellee Landmark Media Enterprises, LLC. The Vanguard Group, an asset management company, administered these retirement plans. *

Around May 2015, as part of an audit, Trujillo discovered that Vanguard had not been properly vesting participants in the Landmark retirement plan, causing participants who should have been vesting to lose employer contribution matching funds. These funds were diverted to Landmark’s forfeiture account, where they were used to benefit Landmark. The handling of these funds was pursuant to the directions of Landmark; Appellee Teresa F. Blevins, the CFO of Landmark and Dominion; and Appellee Susan R. Blake, the Vice President of Human Resources for Landmark and Dominion, all of whom are fiduciaries of the Landmark retirement plan under ERISA, see 29 U.S.C. § 1002(a). Trujillo also discovered during an audit of the Dominion § 401(k) plan that certain employee contributions were not being properly segregated from payroll. In connection with these audits, Trujillo updated Blevins and Blake on the nature and extent of the errors. Trujillo submitted weekly reports, coordinated meetings with Blevins’s staff, and discussed matters with Landmark’s and Dominion’s ERISA counsel.

. In September 2015, one month before the deadline for filing IRS Form 5500, an annual report required by ERISA that must be filed with the Department of Labor and the Internal Revenue Service, Blevins replaced the firm it .had initially retained to conduct the audits with a local auditing firm on a trial basis because the firm’s staff included a newly hired senior manager who was a former executive of Landmark and Dominion. Blevins also transferred internal management of the benefit plan audits from the benefits department to her finance and accounting staff, and then threatened, a week before the Form 5500 deadline in October, not to sign off on financial statements required to complete the Form 5500 filings for the retirement plans.

In October 2015, Trujillo met with, among others, the Vice President of Tax and Audit for Landmark, ERISA counsel, and counsel that Blevins had hired for a second opinion. As Trujillo finalized efforts to complete the required Form 5500s, Dominion’s Chief Accounting Officer advised Trujillo that the Appellees would follow Trujillo’s recommended strategy for completing the Form 5500 filings. Before signing the Form 5500s, Trujillo made edits to the “rep letters” — letters by management confirming representations made to the in *178 dependent auditor — that were to be attached to the Form 5500s, detailing how the errors in the retirement plans violated ERISA. Appellees rejected these edits but submitted the forms with Trujillo’s signature by the October 15 deadline. Trujillo was fired less than a week later.

In December 2015, Trujillo filed a complaint in the district court alleging that he was terminated in retaliation for giving information regarding the ERISA violations in the course of the plan audits, in violation of ERISA section 510, 29 U.S.C. § 1140, and that the Appellees defamed him by falsely claiming that he submitted false reviews of Dominion on Glassdoor, a website where current and former employees rate their companies. The Appellees moved to dismiss for failure to state a claim, see Fed. R. Civ. P. 12(b)(6), and Trujillo opposed the motion.

The district court granted Appellees’ motion and dismissed Trujillo’s complaint. Relying on our decision in King v. Marriott International Inc., 337 F.3d 421 (4th Cir. 2003), the court ruled that Trujillo failed to allege that he testified or gave information in any “inquiry or proceeding.” After dismissing Trujillo’s ERISA claim, his sole federal claim, the court declined to exercise supplemental jurisdiction over his state-law defamation claim. See 28 U.S.C. § 1367.

II.

Trujillo now contends that the district court erred in dismissing his ERISA claim. We agree.

We review de novo a district court’s dismissal of an action under Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim. See Trejo v. Ryman Hosp. Props., Inc., 795 F.3d 442, 445-46 (4th Cir. 2015). “To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face.” Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (internal quotation marks omitted).

The fact that a plaintiff’s claim does “not fall within the four corners of our prior case law ... does not justify dismissal under Rule 12(b)(6). On the contrary, Rule 12(b)(6) dismissals are especially disfavored in cases where the complaint sets forth a novel legal theory that can best be assessed after factual development.” Wright v. North Carolina, 787 F.3d 256, 263 (4th Cir. 2015). “Indeed, as the law firms up in unsettled areas, it may be more feasible to dismiss weaker cases on the pleadings; otherwise, plaintiffs should be given an opportunity to develop evidence before the merits are resolved.” Id. (alteration and internal quotation marks omitted).

ERISA’s anti-retaliation statute reads, in pertinent part: “It shall be unlawful for any person to discharge, fine, suspend, expel, or discriminate against any person because he has given information or has testified or is about to testify in any inquiry or proceeding relating to [ERISA].” 29 U.S.C. § 1140. In

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Related

Trujillo v. American Bar Ass'n
706 F. App'x 868 (Seventh Circuit, 2017)

Cite This Page — Counsel Stack

Bluebook (online)
689 F. App'x 176, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roberto-trujillo-v-landmark-media-enterprises-ca4-2017.