Robert Leon Mertens v. Estate of Marcella Mertens

CourtIdaho Court of Appeals
DecidedJanuary 17, 2012
StatusUnpublished

This text of Robert Leon Mertens v. Estate of Marcella Mertens (Robert Leon Mertens v. Estate of Marcella Mertens) is published on Counsel Stack Legal Research, covering Idaho Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Robert Leon Mertens v. Estate of Marcella Mertens, (Idaho Ct. App. 2012).

Opinion

IN THE COURT OF APPEALS OF THE STATE OF IDAHO

Docket No. 37908

IN THE MATTER OF THE ESTATE OF ) MARCELLA MERTENS AND GORDON ) MERTENS, DECEASED. ) ROBERT LEON MERTENS, ) 2012 Unpublished Opinion No. 321 ) Petitioner-Appellant, ) Filed: January 17, 2012 ) v. ) Stephen W. Kenyon, Clerk ) ESTATE OF MARCELLA MERTENS and ) THIS IS AN UNPUBLISHED GORDON MERTENS, ) OPINION AND SHALL NOT ) BE CITED AS AUTHORITY Respondent. ) )

Appeal from the District Court of the First Judicial District, State of Idaho, Bonner County. Hon. Charles W. Hosack, District Judge; Hon. Barbara A. Buchanan, Magistrate.

Order of final distribution, vacated and case remanded.

Robert Leon Mertens, Pekin, Illinois, pro se appellant.

James T. Diehl, Sandpoint, for respondent. ________________________________________________ LANSING, Judge Robert Leon Mertens appeals from an order of final distribution from the estate of his mother. He raises six issues on appeal, asserting that he is entitled to a larger or additional distribution. I. BACKGROUND A. Probate and Criminal Proceedings Robert Mertens’ mother, Marcella Mertens, died on March 21, 2004. Her will appointed Robert to act as personal representative of her estate and further provided: . . . I own my home and real property on Syringa Heights, Sandpoint, Idaho, and my investment and stock portfolio jointly with my son, ROBERT L.

1 MERTENS. I hereby give, devise and bequeath all of my interest therein to my son, ROBERT L. MERTENS.

The will further directed that after payment of the debts and expenses of the estate, the residue was to be divided among five other individuals including Robert’s sisters, Darlene Spaulding and Charmaine Shields. Probate proceedings were initiated in the magistrate court for Bonner County. At the time of Marcella’s death, Robert was in federal detention awaiting trial on drug, money laundering, and firearms charges that were pending in the United States District Court for the District of Idaho. On April 1, 2004, Robert renounced his right to serve as personal representative of his mother’s estate, stating that his detention “will make it impossible . . . to be free to perform the duties of Personal Representative,” and nominated his attorney, Daniel Featherston, to serve until Robert’s release. 1 Featherston accepted the appointment, and the court issued letters commencing administration of Marcella’s estate (“the estate”) on April 2, 2004. Robert was subsequently convicted and sentenced to 444 months’ incarceration in his federal criminal case. On December 13, 2004, the federal court entered a Preliminary Order of Forfeiture which ordered that “all of the defendant Robert L. Mertens’ right, title and interest” in described property was forfeited to the United States. The property listed in the order included the Syringa Heights residence; one investment account; various bank accounts; and personal property items that had previously been seized from the Syringa Heights residence pursuant to search warrant. The forfeiture order also awarded money judgments against Robert totaling $3,692,563.40. The order further provided: The United States shall be entitled to seize and forfeit any substitute assets of the defendant Robert Mertens, which may be subsequently identified and located, in an amount or value equivalent to any of the above-described properties and interests, including the total money judgment amount of $3,692,563.40, . . . to the extent such property or interest . . . cannot be located upon the exercise of due diligence; has been transferred or sold to, or deposited with, a third person; has been placed beyond the jurisdiction of the Court; has been substantially diminished in value; or has been commingled with other property which cannot be subdivided without difficulty.

1 Featherston had previously represented Robert in various matters, including Robert’s criminal case.

2 Robert and his sister, Darlene Spaulding, separately moved for removal of Featherston as personal representative, and each asked to be appointed as the successor personal representative. On May 24, 2005, the magistrate ordered that the administration of the estate be supervised after hearing arguments regarding Robert’s incarceration, the federal forfeiture order, Robert’s claims that other heirs were looting the estate and preventing him from removing his own personal property, and Featherston’s indications that he was willing to continue as personal representative only if he were represented by counsel. In consideration of the “unique and compelling facts of this case,” the court determined that a disinterested professional, independently represented by counsel, could best serve as personal representative. The court appointed an accountant, Patricia Scutier, to serve as the personal representative, and appointed J. T. Diehl as counsel to represent her. B. Settlement In September 2008, the federal government and the estate acknowledged that the joint pendency of the government’s criminal proceedings against Robert and the estate’s probate proceedings had impeded the timely resolution of both cases. As a result, the estate, the government, and three of Marcella’s heirs (not including Robert), entered into an agreement to settle their respective claims to property of the estate. The agreement included settlement of the heirs’ potential claim that Marcella’s will was invalid due to alleged undue influence exerted by Robert at a time when Marcella was in failing mental health. 2 By the agreement, the estate and the heirs released any claim to property that had already been seized by the government, and the government agreed to release all claims to property still in the possession of the estate--property which otherwise may have been subject to forfeiture. However, the government “reserve[d] the right to pursue recovery and/or forfeiture of any items or interest which is to be distributed to Robert L. Mertens.” It was agreed that the government would receive 50 percent of the net proceeds from the sale of the house, and the estate would receive the remaining 50 percent, to be distributed to heirs other than Robert. The settling parties acknowledged and agreed that “the 50% net to the estate does not contain any interest of Robert L. Mertens, such interest being included in the Government’s 50% net portion and having

2 This challenge to the validity of the will was never litigated as against Robert.

3 been legally cut off and forfeited pursuant to the Preliminary Order of Forfeiture dated December 13, 2004.” C. Distribution On October 6, 2008, the magistrate court granted a motion to disburse the proceeds from the sale of the Syringa Heights residence pursuant to the terms of the settlement agreement. The estate also sought approval for a final distribution of $3,500 to Robert which, according to Diehl’s affidavit, represented all proceeds from stock that had been held in Robert’s name alone and some proceeds from stock held jointly by Marcella, Gordon Mertens (Robert’s deceased father), and/or Robert. In support of the motion for distribution to Robert, the estate submitted affidavits from Scutier and Diehl asserting that the fund balance in the estate bank account was $3,627.99 prior to deposit of proceeds from the sale of the Syringa Heights residence. The affidavits indicated that any distribution made to Robert would be subject to forfeiture.

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Bluebook (online)
Robert Leon Mertens v. Estate of Marcella Mertens, Counsel Stack Legal Research, https://law.counselstack.com/opinion/robert-leon-mertens-v-estate-of-marcella-mertens-idahoctapp-2012.