Robert LAMS and Robert Franklin, Appellants, v. GENERAL WATERWORKS CORPORATION, Appellee

766 F.2d 386
CourtCourt of Appeals for the Eighth Circuit
DecidedAugust 16, 1985
Docket84-1231
StatusPublished
Cited by16 cases

This text of 766 F.2d 386 (Robert LAMS and Robert Franklin, Appellants, v. GENERAL WATERWORKS CORPORATION, Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Robert LAMS and Robert Franklin, Appellants, v. GENERAL WATERWORKS CORPORATION, Appellee, 766 F.2d 386 (8th Cir. 1985).

Opinion

BOWMAN, Circuit Judge.

Plaintiffs Robert Lams and Robert Franklin appeal from an order of the District Court, entered after a bench trial, dismissing their employment discrimination complaint against appellee General Waterworks. On appeal plaintiffs argue that the District Court clearly erred in its finding that they were not subjected to disparate treatment in promotional opportunities because of their race. We reverse and remand.

I. Facts

A. Overview of the Defendant’s Operation

The defendant General Waterworks Corporation operates a number of waterworks for small and medium size cities across the country. The job promotions here at issue occurred during the summer and fall of 1979 at defendant’s Pine Bluff, Arkansas facilities (hereinafter the Waterworks). At that time the Waterworks employed approximately 65 individuals. The Waterworks’ work force is divided into several *388 classifications. The construction and maintenance (C & M) department is responsible for construction of new water mains and repair of existing water mains. The meter readers, as their name implies, read water meters throughout the system to monitor usage of water for billing purposes. The plant operators control the pumps which draw water from the Waterworks’ wells. A plant operator’s duties also include bacteriological testing of the water being produced by the plant, 1 addition of pre-pack-aged chemicals to the water, and upkeep of the plant area, including mowing grass and cleaning the reservoir and filters. Servicemen are responsible for connecting or disconnecting customers from water service. Servicemen also are charged with collecting overdue accounts and occasionally assist the meter readers in reading meters. The central office employees process payments, keep records, and are responsible for overall supervision of the plant. Generally, the C & M employees perform the most strenuous tasks including digging ditches, laying water mains, and occasionally moving furniture in the central office. The jobs held by the other employees involve considerably less heavy physical labor.

The facilities of the Waterworks include a central office, two water treatment plants, and the C & M area, all in Pine Bluff. The central office is located at 1100 State Street. It houses the clerical and administrative personnel and serves as a base of operations for the meter readers and servicemen. Plant # 1 is located at Fifth and Locust. Plant # 1 also houses the meter repair shop. Plant # 2 and the C & M division are located at Twenty-Ninth and Myrtle. Plant #2 is an automated plant, which is controlled from Plant # 1. The three sites are each at least one and one-half miles from each other. There is little day-to-day contact between C & M employees and other employees of the Waterworks. The meter readers and servicemen have somewhat more contact with the office employees since they are all based at the central office.

The Waterworks’ non-supervisory work force as of March 1979 included 35 persons, of whom 14 were black and 21 were white. The plant operations division employed five persons, four whites and one black. The black plant operator, Charles Earl, is the only black ever to have served in that capacity. The C & M division included eleven positions — four equipment operators, three utility I’s (foremen) and four utility II’s (laborers). All of these positions were filled by blacks in 1979. There were also four meter readers, one meter repairman, and three servicemen. All of these positions were filled by whites. The remainder of the non-supervisory personnel consisted of a white secretary, eight clerks (one of whom was black), a white storekeeper, and a black janitor. Although prior to 1979 some whites had served in C & M, no black served as a meter reader until September 2, 1980, almost a year after plaintiffs filed their initial Equal Employment Opportunity Commission (EEOC) complaint. Several white C & M employees have been promoted to jobs as meter readers, servicemen, or plant operators. Prior to 1979 only one black had been so promoted. At the time this appeal was argued, no black ever had served as a meter repairman or serviceman.

The educational requirements for all the foregoing positions were minimal, with few of the incumbents having high school diplomas. Even among the supervisors, high school diplomas were rare. The only special qualification for any of the positions was a state waterworks license. Since 1979, the State of Arkansas has required all plant operators to acquire a Class C waterworks license in order for a plant to retain state certification. 2 However, the *389 Waterworks did not require that a person seeking that position actually have such a license. Instead, new plant operators were given eighteen months in which to acquire a Class C license. The test for the license consisted of questions drawn from a set of study materials provided to applicants prior to taking the test. In addition to their on-the-job experience and independent study, all the incumbent plant operators received additional training at state-conducted seminars prior to taking the test.

Although some employees have been hired with prior experience, employees for all positions usually are trained on the job. All employees, including transferees from other departments at the Waterworks, must successfully complete a probationary period prior to acquiring permanent status in a particular position. This probationary period applies to Waterworks employees transferred from one job classification to another. A transferee’s former position is not held open for him. Thus, if a transferee is found to be unsatisfactory in a new position, he may be terminated at the end of the probationary period.

The practical effect of this policy is to discourage inter-departmental promotions. Employees hired on a temporary basis in a department are generally the first to be promoted to permanent positions in that department when positions become available. This practice, along with the practice followed from 1972 until 1980 of not posting job openings, gave temporary employees within the department having an opening an advantage over permanent employees from other areas of the Waterworks in competing for the open position.

At the time of the events at issue here, an affirmative action plan was in effect for the Waterworks. This plan had been drafted by the national office of General Waterworks Corporation in 1973, and called for equal opportunity for minority applicants for all positions. Among other provisions, the plan stated that the Waterworks would post all jobs with a view toward increasing opportunities for minorities. As previously mentioned, however, between 1972 and 1980 job openings were not posted, and recruitment was accomplished solely by word-of-mouth. As a general rule, jobs were filled by handpicked personnel, without consideration of other possible candidates.

B. The Plaintiffs

Plaintiff Robert Franklin, a black male, started with the Waterworks on October 3, 1973 in the C & M department. In August 1978, Franklin was promoted to the position of equipment operator in C & M, a position which he still holds.

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766 F.2d 386, Counsel Stack Legal Research, https://law.counselstack.com/opinion/robert-lams-and-robert-franklin-appellants-v-general-waterworks-ca8-1985.