Robert Keith Carter v. United States of America, Buell Henley v. United States

332 F.2d 728
CourtCourt of Appeals for the Eighth Circuit
DecidedJune 15, 1964
Docket17259_1
StatusPublished
Cited by10 cases

This text of 332 F.2d 728 (Robert Keith Carter v. United States of America, Buell Henley v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Robert Keith Carter v. United States of America, Buell Henley v. United States, 332 F.2d 728 (8th Cir. 1964).

Opinion

JOHNSEN, Chief Judge.

Carter and Henley, the appellants here, were convicted on charges of purchasing and possessing, in violation of 26 U.S.C. § 4704(a), narcotic drugs not in or from the original stamped package; of selling and transferring, in violation of 26 U.S.C. § 4705(a), narcotic drugs not in pursuance of a written order on a form issued by the Secretary of the Treasury; and *729 -of conspiring, in violation of 18 U.S.C. § 371, to commit the foregoing offenses. A five-year sentence was imposed on each -conviction, with the three sentences of •each appellant being made to run concur.rently.

Reversal is sought on two contentions: (1) That on his medical history a Gov-ernment witness named Hines was incompetent to give testimony as a matter of law, and the admission of his testimony was as to all of the charges involved prejudicial, and was a violation of due process; and (2) that even with Hines’ testimony received and credited, the evidence still was insufficient to support the conviction of conspiracy. We have stated the contentions in inverse order to that of the briefs for purposes of our discussion.

On the facts shown by the record, the •contention that the Court was legally required to hold Hines incompetent to .give testimony is without any merit. In•deed, for the Court to have so held would have been for it to make departure from the rule and principles which have been regarded as firmly settled in the federal judicial system ever since District of Columbia v. Armes, 107 U.S. 519, 2 S.Ct. 840, 27 L.Ed. 618 (1882). The opinion in that case is so definitive and comprehensive that no problem has existed in relation to it, as an examination of Shephard's Citations will demonstrate, and there has not been need since for the Supreme Court to speak upon the question.

In Mr. Justice Field’s language of that •day, 107 U.S. at 521-522, 2 S.Ct. at 842, 27 L.Ed. 618 “The general rule * * * is that a lunatic or a person affected with insanity is admissible as a witness if he have sufficient understanding to appreIiend the obligation of an oath, and to be capable of giving a correct account of the matters which he has seen or heard in reference to the questions at issue; and whether he have that understanding is a question to be determined by the court * * * ”.

The opinion makes quotation from Chief Justice (Lord) Campbell’s simple declaration in Reg. v. Hill, 5 Cox, Crim. Cas. 259, that “The proper test must always be, does the lunatic understand what he is saying; and does he understand the obligation of an oath ? * * * (I)f he can stand the test proposed, the jury must determine all the rest”. 107 U.S. at 523, 2 S.Ct. at 844, 27 L.Ed. 618.

The Model Code of Evidence of the American Law Institute (approved and adopted in 1942) makes expression of the rule in more modern terms (Rule 101, p. 91): “Every person is qualified to be a witness as to any material matter unless the judge finds that (a) the proposed witness is incapable of expressing himself concerning the matter so far as to be understood by the judge and jury * *, or (b) the proposed witness is incapable of understanding the duty of a witness to tell the truth”.

The effect of appellant’s contention here is that the abstruse psychiatric concepts of mental ailment or illness which some courts recently have been accepting as providing the standard for whether an accused is lacking in criminal capacity and responsibility should be made applicable to the witnesses in a criminal case so as to require that their capacity to testify against the accused be resolved on this same basis.

We have not in this Circuit accepted this loose and unobjective standard as a basis for measuring criminal capacity and responsibility on the part of an accused. 1 But even where this has *730 been done, it could not afford a basis for the projection of these theoretical concepts on criminal responsibility into the unrelated and practical field of what judicial experience has found to be the most useful and satisfactory test of witness competency for trial purposes — the capacity to communicate relevant material and to understand that there is an obligation to do so truthfully. Such a projection as is here sought would be to push back the law of witness competency in this respect to where it was a little over a century ago. See II Wigmore on Evidence (3d Ed. 1940) § 492 et seq.

It should be sufficient merely to suggest a considered reading of the Armes opinion, but the following cogent excerpt may be set out demonstratively: “But lunacy or insanity assumes so many forms, and is so often partial in its extent, being frequently confined to particular subjects, while there is full intelligence on others, that the power of the court [to hold a witness disqualified to testify] is to be exercised with the greatest caution. The books are full of cases where persons showing mental derangement on some subjects evince a high degree of intelligence and wisdom on others. The existence of partial insanity does not unfit individuals so affected for the transaction of business on all subjects, nor from giving a perfectly accurate and lucid statement of what they have seen or heard”. 107 U.S. at 521, 2 S.Ct. at 842, 27 L.Ed. 618.

As to the competency of Hines to be permitted to testify in the situation here involved, we are unable to see any possible question. His testimony was as to conversations which he had with appellant Henley in the Jackson County jail, at Kansas City, Missouri. These occurred within a day or two after Hines had been returned to the custody of the District Court at Kansas City from the Medical Center for Federal Prisoners, Springfield, Missouri, where he had been sent for an examination during a 90-day period as to his mental condition, under 18 U.S.C. § 4244, in relation to a motion for vacation of the probation which had previously been granted him on his conviction of violation of the Dyer Act, 18 U.S.C. § 2312.

The reports of the warden and psychiatric staff of the Medical Center noted that Hines had a history indicative of some mental illness over a period of several years, but declared that he was presently competent to understand the proceedings against him and to consult with his attorney; Revocation was made of Hines’ probation and the Court sentenced him to a term of 18-months imprisonment, with a recommendation that he be permitted to serve the sentence at the Springfield Medical Center. He made service of the sentence there; was released as a prisoner in regular course; had been out for about a year at the time of the trial here involved; and was then, and had been for a period of six months preceding, regularly employed as “fleet manager” for a chain of filling stations in California. His testimony appeared to-be clear, direct, and without any aspect of confusion.

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Bluebook (online)
332 F.2d 728, Counsel Stack Legal Research, https://law.counselstack.com/opinion/robert-keith-carter-v-united-states-of-america-buell-henley-v-united-ca8-1964.